Margin Transit Utility (MTU)

Issue Eligibility

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Subject Description Type Date
  • Operational Arrangements
  • Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
  • Issue Eligibility
  • Jul 08, 2019
  • Optional Process Instruction Letter
  • An optional process instruction letter is used to notify DTC of the end of the restricted period of securities eligible at DTC issued pursuant to Rule 144A now eligible for resale pursuant to Rule 144(b)(1) and/or securities eligible at DTC pursuant to Regulation S now eligible for unrestricted resale pursuant to Section 4(1) of the Securities Act of 1933, as amended or in the case of a dealer, Section 4(3) of the Securities Act and to request to make the unrestricted security eligible at DTC in order to provide the option to retain the Rule 144A and/or Regulation S security or receive the unrestricted security.
  • Special Letters (PDF)
  • Apr 29, 2019
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