The Depository Trust Company (DTC)

This section provides information regarding DTC issues subject to certification, and lists corporate issuers of DTC-eligible securities relying on Section 3(c)(7) of the Investment Company Act.

DTC Reference Directory 

• DTC Transfer Agency Change Form
  (Acrobat .pdf, 15KB, Updated 03/2012)
• Corporate and Municipal Issuers of DTC Eligible Securities Relying on Section 3(c)(7) of the Investment Company Act
  (Acrobat .pdf, 2.23MB, Updated 03/31/2012)
• Limited Partnerships Securities subject to Special Deposit Procedures
  (Acrobat .pdf, 380KB, Updated 03/31/2012)
• DTC Securities Subject to Ownership Certifications
  (Acrobat .pdf, 564KB, Updated 03/31/2012)

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