Depository Trust & Clearing Corporation

 

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Directories

This section provides listings of participants for Fixed Income Clearing Corporation (FICC). Use of most services provided by the regulated DTCC subsidiaries generally require membership in that subsidiary.

Fixed Income Mortgage-Backed Securities (MBS) Division Member Directory

All Members | Clearing Members | EPN Members


Fixed Income MBS Member Directory - All Members
Member Name Service
AEGON USA Investment Management LLC EPN
AIG Global Investment Corp. EPN
AIM Advisors, Inc. EPN
APG Asset Management US Inc. EPN
AVM, L.P. CLR/EPN
Alliance Capital Management, L.P. EPN
Allstate Insurance Company EPN
Ameriprise Financial Services, Inc. EPN
Aurora Bank FSB EPN
Aviva Investors North America EPN
BGC, FINANCIAL LP CLR/EPN
BGC, FINANCIAL LP / DEALER CLR/EPN
BNP Paribas Securities Corp. CLR/EPN
BNY Mellon Capital Markets, LLC CLR/EPN
Babson Capital Management LLC EPN
Bank of America, N.A. CLR/EPN
Bank of Oklahoma, N.A. CLR
Barclays Capital, Inc. CLR/EPN
BlackRock, Inc. EPN
Branch Banking and Trust Company CLR/EPN
CNA Financial Corporation / Continental Casualty Corp. CLR/EPN
CREF / Bond Market Account CLR
CREF / Social Choice Account CLR
CRT Capital Group LLC CLR
California Public Employees Retirement System (CalPERS) EPN
California State TeachersÂ’ Retirement System EPN
Cantor Fitzgerald & Co.Broker and Dealer Accounts** CLR/EPN
Cantor Fitzgerald & Co./Acct 2 CLR/EPN
Capital Group Research, Inc. EPN
Capital One Bank (USA), National Association CLR/EPN
Capital One, National Association CLR/EPN
Charles Schwab Investment Management, Inc. EPN
CitiMortgage, Inc. CLR/EPN
Citidel Equity Fund Ltd. CLR/EPN
Citigroup Global Markets Inc. CLR/EPN
Citigroup Global Markets Inc. - Special 83 CLR/EPN
Citigroup Global Markets Inc. - Special 84 CLR/EPN
Citigroup Global Markets Inc. - Special 85 CLR/EPN
Citigroup Global Markets Inc. - Special 87 CLR/EPN
Citigroup Global Markets Inc. - Special 88 CLR/EPN
Citigroup Global Markets Inc. / Anthracite Fund EPN
Citigroup Global Markets Inc. Special 76 CLR/EPN
Citigroup Global Markets Inc. Special 77 CLR/EPN
Citigroup Global Markets Inc. Special 78 CLR/EPN
Citigroup Global Markets Inc. Special 79 CLR/EPN
Citigroup Global Markets Inc. Special 80 CLR/EPN
Citigroup Global Markets Inc. Special 81 CLR/EPN
Citigroup Global Markets Inc. Special 82 CLR/EPN
Citigroup Global Markets Inc. Special 89 CLR/EPN
Citigroup Global Markets Inc. Special 90 CLR/EPN
Citigroup Global Markets Inc. Special 91 CLR/EPN
Citigroup Global Markets Inc. Special 92 CLR/EPN
Citigroup Global Markets Inc. Special 93 CLR/EPN
Citigroup Global Markets Inc. Special 94 CLR/EPN
Citigroup Global Markets Inc. Special 95 CLR/EPN
Citigroup Global Markets Inc. Special 96 CLR/EPN
Citigroup Global Markets Inc. Special 97 CLR/EPN
Citigroup Global Markets Inc.
     -- Special 11 - 12
     -- Special 31
     -- Special 35 - 36
     -- Special 46
     -- Special 48
     -- Special 57 - 58
     -- Special 60 - 65
     -- Special 67
     -- Special 68
     -- Special 70 - 74
CLR/EPN
Citigroup Investments Inc. EPN
Clearview Correspondent Services LLC CLR/EPN
Compass Bank EPN
Credit Suisse Securities (USA) LLC Omnibus 52 EPN
Credit Suisse Securities USA LLC CLR/EPN
Daiwa Capital Markets America Inc. CLR/EPN
Dealerweb Inc. CLR
Dealerweb Inc. / HFBroker and Dealer Accounts** CLR/EPN
Delaware Investments US, Inc. EPN
Deutsche Asset Management EPN
Deutsche Bank Securities Inc. CLR/EPN
DuPont Capital Management Corporation EPN
E*TRADE Bank EPN
Ellington Management Group LLC EPN
Ellington Management Group LLC as Investment Advisor for Ellington Mortgage Fund-SC-LTD EPN
Fannie Mae CLR/EPN
Federal Home Loan Mortgage Corp. (Cash PC Auctions) CLR/EPN
Federal Home Loan Mortgage Corp. (Portfolio) CLR/EPN
Fidelity Investments Money Management, Inc. EPN
First Clearing, LLC EPN
First Southwest Company EPN
First Tennessee Bank N.A. / FTN Financial CLR/EPN
Fischer Francis Trees & Watts, Inc. EPN
Franklin Advisers, Inc. EPN
G.X. Clarke & Co. EPN
GE Asset Management Incorporated EPN
General Motors Investment Management Corp. EPN
Goldman Sachs Asset Management, L.P. EPN
Goldman, Sachs & Company CLR/EPN
HIMCO EPN
HSBC Bank USA, N.A. CLR/EPN
HSBC Trust Company (Delaware) N.A. EPN
ICAP Securities USA LLCBroker and Dealer Accounts** CLR/EPN
ICAP Securities USA LLC / First BrokersBroker Account* CLR
ICAP Securities USA LLC/EMBSBroker Account* CLR
III Finance Ltd. CLR/EPN
ING Investment Management Co. EPN
Industrial and Commercial Bank of China Financial Services LLC CLR/EPN
International Bank & Reconstruction & Development EPN
J.P. Morgan Clearing Corp. CLR/EPN
J.P. Morgan Clearing Corp./MKP Capital Management CLR/EPN
J.P. Morgan Clearing Corp./MKP Opportunities Fund CLR/EPN
J.P. Morgan Securities LLC CLR/EPN
JP Morgan Investment Management Inc. EPN
JPMorgan Chase Bank, National Association CLR/EPN
Jefferies & Company, Inc. CLR/EPN
Jennison Associates LLC EPN
KBC Bank NV, NY Branch EPN
KeyBanc Capital Markets, Inc. CLR/EPN
Knight Execution & Clearing Services LLC CLR/EPN
Lehman Brothers Asset Management LLC EPN
Liberty Mutual Group, Inc. EPN
Loomis, Sayles & Company, L.P. EPN
Lord, Abbett & Co., LLC EPN
METLIFE BANK, N.A. EPN
MF Global Inc. CLR/EPN
MF Global Inc./Mana2 CLR/EPN
Mellon Capital Management Corporation EPN
Merrill Lynch, Pierce, Fenner & Smith Inc. CLR/EPN
Merrill Lynch, Pierce, Fenner & Smith Inc. / BAS CLR/EPN
Metropolitan Life Insurance Company EPN
Mizuho Securities USA Inc. CLR/EPN
Morgan Keegan & Company, Inc. CLR/EPN
Morgan Stanley & Co. LLC CLR/EPN
Morgan Stanley Investment Management, Inc. EPN
NISA Investment Advisors, LLC EPN
National Financial Services LLC CLR/EPN
Natixis Financial Products Inc. CLR/EPN
New York Life Investment management LLC EPN
Newedge USA, LLC CLR/EPN
Newedge USA, LLC F/A/O Soc Generale NY CLR/EPN
Newedge USA, LLC/ FAO Dealerweb CLR/EPN
Nomura Securities International, Inc. CLR/EPN
Northern Trust Investments, N.A. EPN
Nuveen Asset Management, LLC EPN
Oppenheimer & Co. Inc. EPN
Oppenheimer Funds, Inc. EPN
PIMCo Funds - Mortgage Portfolio CLR/EPN
PIMCo Funds - Total Return Fund CLR/EPN
PNC Bank National Association CLR/EPN
PPM America, Inc. EPN
Pacific Investment Management Company LLC EPN
Palafox Trading LLC CLR/EPN
PartnerRe Asset Management Corporation EPN
Payden & Rygel EPN
Penson Financial Services, Inc. CLR/EPN
Pershing LLC CLR/EPN
Pierpont Securities LLC CLR/EPN
Piper Jaffray & Co. CLR/EPN
Prudential Investment Management, Inc. EPN
Putnam Investments Trust EPN
RBC Capital Markets, LLC CLR/EPN
RBC Capital Markets, LLC / RBC Capital Markets CLR/EPN
RBC Capital Markets, LLC / Special Account 1 CLR/EPN
RBS Securities Inc. CLR/EPN
RCap Securities, Inc. CLR/EPN
Raymond James & Associates, Inc. CLR/EPN
Raymond James & Associates, Inc. - Institutional CLR/EPN
Robert W. Baird & Co. Incorporated CLR/EPN
Smith Breeden Associates, Inc. EPN
South Street Securities LLC CLR/EPN
Standish Mellon Asset Management EPN
State Street Bank and Trust Co. / SSGA EPN
Stephens Inc. CLR/EPN
Sterne, Agee & Leach, Inc. CLR/EPN
Stifel Nicolaus and Company, Incorporated CLR/EPN
SunTrust Capital Markets, Inc. EPN
Swiss Re Asset Management (Americas) Inc. EPN
T. Rowe Price Associates, Inc. EPN
TD Securities (USA) LLC CLR/EPN
TIAA-CREF Funds Bond Fund CLR
TIAA-CREF Funds/Bond Plus Fund CLR
The Bank of New York Mellon EPN
Trusco Capital Management Inc. / Seix Advisors EPN
Tullett Prebon Financial Services LLCBroker and Dealer Accounts** CLR/EPN
Tullett Prebon Financial Services LLC – ChapdelaineBroker Account* CLR/EPN
Tullett Prebon Financial Services LLC/CCS a Division of Prebon Financial Products Inc.Broker Account*Broker Account* CLR/EPN
Tullett Prebon Financial Services LLC/TradebladeBroker Account* CLR
U.S. Bancorp Asset Management, Inc. EPN
UBS Global Asset Management (Americas) Inc. EPN
UBS Securities LLC CLR/EPN
UBS Securities LLC / TFI CLR/EPN
Utendahl Capital Management EPN
Vanguard Group Inc. (The) EPN
Victory Capital Management Inc. EPN
Vining-Sparks, IBG., L.P. EPN
Wedbush Securities Inc CLR/EPN
Wedbush Securities Inc. CLR/EPN
Wellington Management Company, LLP EPN
Wells Capital Management Inc. EPN
Wells Fargo Bank, N.A EPN
Wells Fargo Bank, N.A. (Des Moines) CLR/EPN
Wells Fargo Bank, N.A. / Iapetus Funding, LLC EPN
Wells Fargo Bank, National Association CLR/EPN
Wells Fargo Bank, National Association/Evergreen Investment EPN
Wells Fargo Securities, LLC CLR/EPN
WestLB Securities, Inc. / WestLB AG NY Branch CLR/EPN
Western Asset Management Company EPN

* Broker Account = Maintains Broker Account (Clearing)

** Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts (Clearing)

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