Insurance Services

Membership Requirements
In order to utilize DTCC's Insurance Services, participants are required to be members of National Securities Clearing Corporation (NSCC). For more information about NSCC Membership, and specifically membership requirements to use DTCC's Insurance Services, please contact Anthony Pietanza at 212-855-5682 (apietanza@dtcc.com) or Linda Shackleton at 212-855-5905 (lshackleton@dtcc.com).

Data Services Only (DSO) Membership
Through a DSO Membership, smaller independent broker/dealers, banks and trust companies can access Insurance Services for the exchange of information only. Money settlement is not available with the DSO Membership. To apply for DSO Membership, please submit the forms provided below. Note that firms will also be required to submit a Corporate Resolution and Certificate of Incumbency for Authorized Signers.

Information and Applications for Insurance Carriers 

• Membership Requirements
  (Acrobat .pdf, 35KB, Current Version)
• Membership Questionnaire
  (MS-Word .doc, 37KB, Current Version)

Information and Applications for Broker/Dealers 

• Membership Requirements
  (Acrobat .pdf, KB, Current Version)
• Membership Questionnaire
  (MS-Word .doc, 51KB, Current Version)

Information and Applications for Agencies 

• Membership Requirements
  (Acrobat .pdf, 25KB, Current Version)
• Membership Questionnaire
  (MS-Word .doc, 42KB, Current Version)

Data Services Only (DSO) Membership 

• DSO Membership Factsheet
  (Acrobat .pdf, 39KB, Current Version)
• Basic Requirements for Prospective Users of DSO
  (Acrobat .pdf, KB, Current Version)
• NSCC Applicant Information Sheet
  (MS-Word .doc, 37KB, Current Version)
• NSCC DSO Member Agreement
  (Acrobat .pdf, 13KB, Current Version)
• ePayment Form for NSCC Non-Settling Services
  (Acrobat .pdf, 374KB, Current Version)
• DSO Volume Worksheet
  (MS-Excel .xls, 18KB, Current Version)

New Account Activation Request Sample Letters 

• Insurance Service Add On
  (Acrobat .pdf, 26KB, Current Version)
• Primary Main Account Activation
  (Acrobat .pdf, 23KB, Current Version)
• Additional Account Activation
  (Acrobat .pdf, 23KB, Current Version)
• Info Sheet for NSCC Additional Numbers
  (Acrobat .pdf, 58KB, Updated 05/2001)