FICC Important Notice

 

#:

GOV039.04

Date:

To:

Government Securities Division Participants

Subject:

Interactive Messaging for Real-Time Trade Matching Updated List

 

Since its inception in December 2000, FICC’s real-time trade matching service has grown to encompass more than 97% of all trades being submitted to FICC on an intra day basis.  Submissions to FICC intra-day, either through Interactive Messaging or Multi-Batch, enable member firms to take advantage of FICC’s real-time trade matching (RTTM) service, which provides straight-through processing by allowing for the prompt and easy identification and resolution of trades on an intra-day basis.  The following is the status of FICC members now using Interactive Messaging or Multi-Batch.

 

Firms Submitting Interactive Messages:

 

Part #
Brokers

9503

Tullett Liberty Brokerage Inc.

9504

Garban LLC

9505

Tradition Asiel Securities Inc.

9506

Garban LLC/BrokerTec (Cash)

9507

Cantor Fitzgerald Securities

9508

Maxcor Financial Inc.

9601

Garban LLC/PGB

9602

Hilliard Farber & Co., Inc./Repos

9603

Tullett Liberty Brokerage Inc./Repos

9604

Garban LLC/Repos

9605

Tradition Asiel Securities Inc./Repos

9606

Garban LLC/BrokerTec (Repos)

9608

Garban LLC/ICAP

9609

Prebon Securities (USA) Inc./Repos

9610

Maxcor Financial Inc./Repos

Part #
Dealers

9510

Banc of America Securities, LLC

9512

Bear Stearns & Co., Inc.

9513

HSBC Securities (USA) Inc.

9515

JP Morgan Securities Inc.

9519

Refco Securities, LLC

Part #
Dealers

9520

South Street Securities LLC

9521

Daiwa Securities America, Inc.

9522

Morgan Stanley DW Inc.

9523

Swiss American Securities Inc.

9524

Zions First National Bank - Capital Markets

9525

Maxcor Financial Inc./MAXF

9526

Spear, Leeds & Kellogg

9528

Credit Suisse First Boston LLC

9529

Charles Schwab & Co., Inc.

9530

Bank One, NA

9531

Goldman, Sachs & Co.

9532

RBS Greenwich Capital

9534

Morgan Keegan & Co., Inc.

9536

Mizuho Securities USA Inc.

9538

Lehman Brothers Inc.

9541

Merrill Lynch Government Securities Inc.

9543

Morgan Stanley & Co. Incorporated

9544

First Clearing, LLC

9545

Refco Securities, LLC/Brokerage

9546

Nomura Securities International, Inc.

9549

Wachovia Securities, LLC

9550

Fortis Financial Services LLC

9552

Citigroup Global Markets Inc./Salomon Brothers

9554

Citigroup Global Markets Inc./Smith Barney

9555

UBS Securities LLC

9560

Fimat USA Inc./Retail

9561

Barclays Capital Inc.

9562

Three Rivers Securities LLC

9564

WaMu Capital Corp.

9566

Deutsche Bank Securities Inc./New York

9567

BancOne Capital Markets, Inc.

9569

Dresdner Kleinwort Wasserstein Securities LLC

9574

Freddie Mac/Securities Sales and Trading Group (SS&TG)

9577

Glickenhaus & Co.

9583

ABN AMRO Bank N.V.

9584

ABN AMRO Incorporated

9585

Pershing LLC

9586

TD Securities (USA) Inc.

9587

Credit Lyonnais Securities (USA) Inc.

9589

Commerzbank Capital Markets Corp.

9591

Westdeutsche Landesbank Girozentrale, NY Branch

9614

Stifel, Nicolaus & Company Incorporated

9631

RBC Dain Rauscher, Inc.

9632

Rabobank Nederland, New York Branch

9635

U.S. Bancorp Piper Jaffray Inc.

9637

BNP Paribas Securities Corp.

9640

Lazard Freres & Co., Inc.

Part #
Dealers

9643

Fimat USA Inc.

9644

SMBC Securities Inc.

9645

State Street Bank & Trust Company

9646

Bear Stearns Securities Corp.

  9648

Goldenberg, Heymeyer & Co.

  9652

Fleet Securities, Inc.

  9653

Rosenthal-Collins Group

9655

The Chase Manhattan Bank

9657

Edward D. Jones & Co.

9658

Wachovia Bank, National Association

9659

Man Securities Inc.

9661

HSBC Bank USA

9664

Wachovia Capital Markets, LLC

9675

Freddie Mac/Funding & Investment Group

9676

Wells Fargo Investments, LLC

9679

Abbey National Securities Inc.

 

Firms Submitting Multi-Batch Files:

 

Part #
Brokers

9502

Hilliard Farber & Co., Inc.

Part #
Dealers

9533

Harris Nesbitt Corp.