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LEGAL & REGULATORY

Policy & Compliance

Subject Description Type Date
  • DTC - Report of Independent Accountants
  • Management's Statement Regarding Internal Control Over Securities and Related Monies Processed and / or Held for Participants and Others
  • Reports on Internal Controls
  • Jan 20, 2017
  • FICC - Report of Independent Accountants
  • Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by GS Division and Trade Comparison and Netting of Products Serviced by MBS Division of Fixed Income Clearing Corporation
  • Reports on Internal Controls
  • Jan 20, 2017
  • NSCC - Report of Independent Accountants
  • Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by NSCC
  • Reports on Internal Controls
  • Jan 20, 2017
  • By-Laws of The Depository Trust & Clearing Corporation (DTCC)
  • DTCC has operating facilities and data centers around the world and, through its subsidiaries, automates, centralizes, and standardizes the post-trade processing of financial transactions for thousands of institutions worldwide.
  • PDF
  • Jan 26, 2016
  • DTCC Compensation Risk Disclosure
  • DTCC's compensation program is a market-based pay-for-performance model designed to ensure the organization attracts, retains and rewards the talent needed to achieve its mission
  • PDF
  • Feb 02, 2012
Subject Description Type Date
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