LEGAL & REGULATORY

Regulatory Rule Filings

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
  • FICC-2017-010
  • FICC - MBS
  • Amend the MBSD Rules concerning use of Clearing Fund for losses, liabilities or temporary needs for funds incident to the clearance and settlement business.
  • NSCC-2017-006
  • NSCC
  • To adopt the Clearing Agency Stress Testing Framework.
  • FICC-2017-009
  • FICC - GOV
  • To adopt the Clearing Agency Stress Testing Framework.
  • DTC-2017-005
  • DTC
  • To adopt the Clearing Agency Stress Testing Framework.
  • NSCC-2017-802
  • NSCC
  • To renew existing credit facility and make annual renewals of such credit facility.

  • DTC-2017-802
  • DTC
  • To renew existing credit facility and make annual renewals of such credit facility.

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
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