LEGAL & REGULATORY

Regulatory Rule Filings

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
  • FICC-2017-804
  • FICC - GOV
  • Enhance the Credit Risk Rating Matrix.
  • FICC-2017-006
  • FICC - GOV
  • Enhance the Credit Risk Rating Matrix.
  • DTC-2017-801
  • DTC
  • Address and update practices and policies with respect to the Credit Risk Rating Matrix.
  • DTC-2017-002
  • DTC
  • Address and update practices and policies with respect to the Credit Risk Rating Matrix.
  • NSCC-2017-001
  • NSCC
  • To provide transparency in the Rules with respect to the existing Illiquid Charge.
  • DTC-2017-001
  • DTC
  • The Depository Trust Company is proposing to amend its Rules to add proposed Rule 35, which would establish a sub -Account for use with the DTCC Euroclear Global Collateral Ltd. Collateral Management Service.

  • FICC-2017-803
  • FICC - GOV
  • Proposed change to establish the Centrally Cleared Institutional Triparty Service.

  • FICC-2017-005
  • FICC - GOV
  • Proposed change to establish the Centrally Cleared Institutional Triparty Service.

  • FICC-2017-002
  • FICC - GOV
  • Proposed change to the FICC GSD Rulebook to include the Capped Contingency Liquidity Facility.

  • FICC-2017-802
  • FICC - GOV
  • Proposed change to the FICC GSD Rulebook to include the Capped Contingency LIquidity Facility.

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
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