Thought Leadership
Industry Issues
Reengineering Project Presentations and White Papers
General
Underwriting
- Underwriter Planing Fact Sheet and Checklist, May 2006
- New Issue Information Collection and Dissemination Service Concept paper, February 2006
- DTC New Issue Information Collection and Dissemination Service, February 2006, Webcast from DTCC Learning
- Underwriting Reengineering Initiative, December 2005, Webcast from DTCC Learning
- Underwriting Reengineering Initiative, Webinar, Oct. 3, 2005, (Download .ppt, 893kb)
Corporate Actions
- SIA CAD , 3/29/06 (Download .ppt, 439kb)
- Function Code Mapping, (Download .xls, 62kb)
- Corporate Action Reengineering Initiative, General Update Sessions, January 2006, webcast from DTCC Learning
- Corporate Actions - The New Efficiencies, SIA Operations Conference, May 4, 2005 (Download .ppt, 727kb)
- Corporate Action Reengineering Initiative:, Transforming Underwriting and Corporate Actions Processing (Download .ppt, 760kb)
- 2004 Assessment of DTCC Customer Satisfaction, Prepared for Corporate Actions Division, February 9, 2005 (Download .ppt, 978kb)
- WHITE PAPER: Transforming Corporate Action Processing - Providing a New Level of Risk Management And Achieving Straight-Through Processing (Download .pdf, 227kb)
Given today's uncertain economic climate, DTCC considers it an opportune time to reexamine processes and products with an eye towards improving efficiencies in areas of the industry that remain labor-intensive and risk-prone. (June 2003)