Thought Leadership
Industry Reports
Thought Leadership - Industry Reports
DTCC Systemic Risk Survey and Roundtable Findings
To assist DTCC in efficiently allocating its resources on those risks deemed most important by the industry, a systemic risk survey was conducted with members in late January. The results of this survey were presented to DTCC’s members at a March 19th DTCC Executive Forum event in New York.
May 2013
MBSD Member Handbook
The purpose of the Risk Handbooks is to help decision makers understand the risk management regimes DTCC’s subsidiaries employ.
If you need support accessing the Handbook, you can call the DTCC Learning hotline toll-free at (888) 258-6393, or you can e-mail us. For any other questions, please contact your Relationship Manager.
March 2012
NSCC Member Handbook
The purpose of the Risk Handbooks is to help decision makers understand the risk management regimes DTCC’s subsidiaries employ.
If you need support accessing the Handbook, you can call the DTCC Learning hotline toll-free at (888) 258-6393, or you can e-mail us. For any other questions, please contact your Relationship Manager.
January 2012
DTC Participant Handbook
The purpose of the Risk Handbooks is to help decision makers understand the risk management regimes DTCC’s subsidiaries employ.
If you need support accessing the Handbook, you can call the DTCC Learning hotline toll-free at (888) 258-6393, or you can e-mail us. For any other questions, please contact your Relationship Manager.
September 2011
GSD Member Handbook
The purpose of the Handbooks is to help decision makers understand the risk management regimes DTCC’s subsidiaries employ.
If you need support accessing the Handbook, you can call the DTCC Learning hotline toll-free at (888) 258-6393, or you can e-mail us. For any other questions, please contact your Relationship Manager.
July 2011
Money Market Instruments (MMI) Blue Sky Task force Report
Money Market Instruments (MMIs)1 are a critical market for the financial industry and are one of the largest asset classes (in dollar value) among the outstanding instruments settled at The Depository Trust Company (DTC).
March 2011
Clearing the Way
"Clearing the Way" aims to strengthen knowledge about DTCC’s activities globally, and provide added perspective on key industry issues. Articles cover a range of topics―including the market turmoil of 2008; markets for credit default swaps, mortgage-backed securities and mutual funds; the future of clearance and settlement in Europe; long-term trends in financial markets.
To obtain a hard copy of Clearing the Way, contact Melanie Best at +1 212 855 5127 or mbest@dtcc.com.
January 2009
Unified Managed Accounts and Model Portfolios: Poised for Growth, But Can the Industry Support it?
UMAs are already influencing business models across the industry, and they have enormous potential to improve the delivery of investment solutions to the end consumer. In fact, one senior executive at a sponsor firm describes UMAs as “the way investments will be delivered in the future.”
July 2008
Trends in OTC Equity Derivatives: Where do we go from here?
The goal of this paper is to shed light on the OTC equity derivative (OTCED) market with an eye towards understanding the operational risk that exists for market participants.
October 2006
Share Prices and Trading Activity Over the Corporate Action Processing Cycle
This report studies five corporate action event types and how these impact share prices and trading activity. The overall objective is to examine the ways in which accurate and timely corporate action information could benefit financial organizations and their customers.
May 2006