Legal & Regulatory
Assessments & Compliance
This section contains Assessments of Compliance with the CPSS/IOSCO Recommendations for Securities Settlement Systems and for CCPs
National Securities Clearing Corporation
The following document provides an Assessment of Compliance with the CPSS/IOSCO Recommendations for Central Counterparties:
Assessment of Compliance with Recommendations for CCPs (pdf)
Fixed Income Clearing Corporation (FICC)
The following document provides an Assessment of Compliance with the CPSS/IOSCO Recommendations for Central Counterparties:
Assessment of Compliance with Recommendations for CCPs (pdf)
The Depository Trust Company (DTC)
The following document provides an Assessment of Compliance with the CPSS/IOSCO Recommendations for Securities Settlement Systems:
Assessment of Compliance with Recommendations for Securities Settlement Systems (pdf)