Legal & Regulatory
Policy & Compliance
This section lists Management's Statements on Internal Controls and Reports from Independent Accountants
The Depository Trust Company
Report of Independent Accountants (October 19, 2011)
Management's Statement Regarding Internal Control Over Securities and Related Monies Processed and / or Held for Participants and Others (October 19, 2011)
National Securities Clearing Corporation (NSCC)
Report of Independent Accountants (October 19, 2011)
Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by NSCC (October 19, 2011)