Special Letters

Special Letters 

• Gaming Letter
  A Gaming Letter is required for issuers involved in activity subject to Gaming and/or other types of Regulatory Commissions.
  (Acrobat .pdf, 18KB, Updated 03/2008)
• REIT Letter
  A REIT Letter is required for equity issuances by a REIT issuer subject to ownership percentage thresholds.
  (Acrobat .pdf, 18KB, Updated 03/2008)
• Seg-100 Letter
  A Seg-100 Letter is required for equity issues subject to share ownership threshold restrictions by U.S. or non-U.S. citizens.
  (Acrobat .pdf, 19KB, Updated 03/2008)
• Dual Purpose Exchange/Shelf Registration Letter
  A Dual Purpose Exchange/Shelf Registration Letter is used to notify DTC of an SEC Registration Statement for Shelf Registration filing of issues previously made eligible at DTC pursuant to Rule 144A and Regulation S.
  (Acrobat .pdf, 51KB, Updated 03/2008)