Depository Trust & Clearing Corporation

 

Legal & Regulatory

Important Notices

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The Depository Trust Company (DTC)

Change Category: 

 

Compliance

Doc # Date P&S No. Subject
 6295-10 March  10, 2010 Additional Account Activation: HSI/Fixed Income II, #7573
 6294-10 March  10, 2010 Additional Account Name Changes
 6297-10 March  08, 2010 Account Name Change: Barclays Global Investors, N.A., #2962
 6296-10 March  05, 2010 DTC Rule Change SR-DTC-2010-05 regarding the ID Net Service
 6293-10 March  05, 2010 Additional Account Activation: Ridge Clearing & Outsourcing Solutions, Inc./Account 2, #0543
 6292-10 March  05, 2010 Holiday Schedule: Good Friday 2010
 6236-10 March  05, 2010 Additional Account Activation: JPMCB/HSBC Bank Plc IB Main Fl Account, #2554
 6235-10 March  03, 2010 Primary Account Retirement- Pflueger & Baerwald Inc., #0428
 6272-10 March  02, 2010 Participant Financial Responsibility and Operational Capability Notification Requirements
 6270-10 March  01, 2010 DTC Rule Change SR-DTC-2009-17 was approved
 6234-10 February  23, 2010 DTC Limited Participant Account (LPA) Retirement: Seligman Data Corp. #7903
 6223-10 February  22, 2010 Primary Account Name Change: The Bank of New York Trust Company, N.A., #2438
 6222-10 February  19, 2010 Primary Account Activation: Community Bank, N.A., #5960
 6221-10 February  19, 2010 Additional Account Name Change: Blackmont Capital Inc., #5025
 6204-10 February  16, 2010 Pledgee Retirement: Bank of America NA, Los Angeles, #0825
 6203-10 February  16, 2010 Additional Account Retirement-Banc of America Securities LLC/ Bank of America London Secured Financing , #2883
 6207-10 February  12, 2010 Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-DTC-2009-14
 6130-10 February  11, 2010 Additional Account Name Change: Research Capital Corporation, #5029
 6156-10 February  08, 2010 Additional Account Retirement: Federal Reserve Bank of New York/ Special Account 1, #3007
 6155-10 February  05, 2010 Additional Account Retirement-The Bank of New York Mellon/Mellon Trust of New England, N.A./AIG 2, #2441
 6192-10 February  03, 2010 DTC Rule Change SR-DTC-2010-04 relating to 17Ad-16 notifications
 6173-10 February  01, 2010 Holiday Schedule for President’s Day 2010
 6154-10 January  26, 2010 Additional Account Retirement-Fortis Securities LLC/SL #5240
 6137-10 January  19, 2010 DTC Proposed Rule Change SR-DTC-2010-03 regarding unsponsored ADRs that are a part of the FAST program
 6136-10 January  15, 2010 DTC Rule Change SR-DTC-2010-02 to implement a fee relating to DTC’s Invitation to Cover Shorts functionality
 6134-10 January  15, 2010 DTC Rule Change SR-DTC-2010-01 to expand DTC’s Invitation to Cover Shorts functionality to non-DTC short positions
 6128-10 January  15, 2010 Primary Account Retirement- W. H. Reaves Co., Inc. #0362
 6129-10 January  14, 2010 Additional Account Retirement: Federal Reserve Bank of New York/Special 2, #2380
 6105-10 January  13, 2010 Additional Account Retirement-Cantor Fitzgerald & Co.\R. W. Elwood & Co., Inc., #6921
 6104-10 January  13, 2010 DTC Limited Participant Account (LPA) Retirement – The Bank of New York Mellon/Michigan, #7825
 6103-10 January  13, 2010 Primary Account Retirement- Perelman-Carley & Associates, Inc., #8086
 6095-10 January  13, 2010 Additional Account Activation: Genesis Securities, LLC/Stock Loan #7588
 6120-10 January  11, 2010 Holiday Schedule: Martin Luther King Day 2010
 6094-10 January  08, 2010 Pledgee Account Activation: M&I Marshall & Ilsley Bank, #0974
 6093-10 January  07, 2010 Lincoln Trust Company, #5998
 6081-10 January  07, 2010 Additional Account Name Change: International Advisory Services Group, #5040
 6080-10 January  06, 2010 Primary Account Retirement- Harborview LLC, #0558
 6079-10 January  05, 2010 Additional Account Activation: Calyon Securities USA Inc./Non-Purpose Borrow A/C, #5316

Note: For Dividends and Compliance notices published before April 1, 2008, please use the Search function.