Legal & Regulatory
Important Notices
FICC Corporate, Municipal, and UITs (CMU) Important Notices
| Doc # | Date | P&S No. | Subject |
|---|---|---|---|
| CMU013.04 | 12/27/2004 | Elimination of NSCC PC Web File Upload Feature for CMU Products | |
| CMU012.04 | 12/03/2004 | Changes to Municipal Bond “Step Out” Processing | |
| CMU011.04 | 12/01/2004 | Changes to NSCC’s MSRB Municipal Customer Batch Processing | |
| CMU010.04 | 11/15/2004 | Fee revision for NSCC Corporate, Municipal, & UIT (CMU) product line | |
| CMU009.04 | 09/24/2004 | Changes to NSCC TRACE Reporting Processing | |
| CMU008.04 | 09/22/2004 | Participant Network Migration to SMART / SFTI | |
| CMU 007.04 | 08/02/2004 | Distribution of NSCC Fixed Income Transaction System (FITS) Print Image Contracts | |
| CMU006.04 | 07/09/2004 | Implementation of Interactive Messaging for NSCC’s Corporate, Municipal and UITs (“CMU”) | |
| CMU005.04 | 06/09/2004 | National Day of Mourning | |
| CMU004.04 | 05/19/2004 | RTTM Implementation for Corporate Municipal and UITs | |
| CMU003.04 | 04/14/2004 | Changes to NASD TRACE Reporting Processing | |
| CMU002.04 | 03/01/2004 | Extended- Implementation Dates for CMU RTTM | |
| CMU001.04 | 01/16/2004 | Clearing Corporation Insourcing |