| Doc # |
Date |
P&S No. |
Subject |
| GOV150.06 | 12/29/2006 | |
National Day of Mourning for President Ford |
| GOV149.06 |
12/27/2006 | |
Approval of FICC Rule Filing 2006-12—Assurances of financial responsibility and cease to act clarifications |
| GOV148.06 | 12/27/2006 | |
Approval of FICC Rule Filing 2006-07—FICC’s Financial Statements |
| GOV147.06 |
12/26/2006 | |
GSD Clearing Fund Methodology: Value at Risk (VaR) Parallel Reports Available for Customers Wednesday, December 27, 2006 |
| GOV146.06 | 12/22/2006 | |
Executing Firm Master File Update – Pershing LLC /9585 |
| GOV145.06 |
12/21/2006 | |
Name Change – Dresdner Kleinwort Wasserstein Securities LLC to Dresdner Kleinwort Securities LLC |
| GOV144.06 | 12/21/2006 | |
Name Change – BNY Brokerage LLC to BNY ConvergEx Execution Solutions LLC |
| GOV143.06 |
12/20/2006 | |
New Sponsored Members |
| GOV142.06 | 12/20/2006 | |
Christmas Day Observance & New Year’s Day Observance Schedules |
| GOV141.06 |
12/19/2006 | |
Rule Filing SR-FICC-2006-19—Restructuring of Membership Rules |
| GOV140.06 | 12/14/2006 | |
New Participant in the Comparison and Repo Comparison System and Netting and Repo Netting System of the Government Securities Division of FICC– Commercebank, N.A. /9650 |
| GOV139.06 |
12/14/2006 | |
FICC GSD & MBSD 2007 Holiday Schedule |
| GOV138.06 | 12/07/2006 | |
October Membership Rebate |
| GOV137.06 |
12/06/2006 | |
Executing Firm Master File Update – J.P. Morgan Securities Inc. / Fixed Income Prime Brokerage / 9573 |
| GOV136.06 | 12/06/2006 | |
Executing Firm Master File Update – J.P. Morgan Securities Inc. / Fixed Income Prime Brokerage / 9573 |
| GOV135.06 |
12/06/2006 | |
New Participant in the Comparison System of the Government Securities Division of FICC– J.P. Morgan Securities Inc. / Fixed Income Prime Brokerage /9573 |
| GOV134.06 | 12/01/2006 | |
Foreign affiliate trading reporting requirement – Reminder |
| GOV133.06 |
12/01/2006 | |
Executing Firm Master File Update – Daiwa Securities America Inc. /9521 |
| GOV132.06 | 11/22/2006 | |
Thanksgiving Day Holiday Schedule |
| GOV131.06 |
11/16/2006 | |
Customer Information Forums regarding Changes to the GSD Clearing Fund Methodology |
| GOV130.06 | 11/14/2006 | |
Executing Firm Master File Update – Pershing LLC /9585 |
| GOV129.06 |
11/13/2006 | |
Impact of New Accounting Requirement for Defined Benefit Pension and Other Postretirement Plans on 2006 Discounts |
| GOV128.06 | 11/09/2006 | |
Rule Filing SR-FICC-2006-18—Administrative Rule Changes |
| GOV127.06 |
11/07/2006 | |
September Membership Rebate |
| GOV126.06 | 11/06/2006 | |
Fees for Fail Netting Service |
| GOV125.06 |
11/03/2006 | |
Retirement of Government Securities Division Comparison System Participant – Legg Mason Wood Walker, Inc. / 9642 |
| GOV124.06 | 10/23/2006 | |
Password Resets for Web users |
| GOV123.06 |
10/16/2006 | |
Rule Filing 2006-17 – Timeframe for Clearing Fund Deficiency Calls |
| GOV122.06 | 10/16/2006 | |
Approval of Rule Filing FICC-2005-17—Assumption of Blind Brokered Transactions |
| GOV121.06 |
10/13/2006 | |
Executing Firm Master File Update – Daiwa Securities America Inc. /9521 |
| GOV120.06 | 10/10/2006 | |
Retirement of Government Securities Division Comparison and Repo Comparison System and Netting and Repo Netting System Participant – Commerzbank Capital Markets Corp. / 9589 |
| GOV119.06 |
10/10/2006 | |
Change of Clearing Fund Settlement Instructions |
| GOV118.06 | 10/10/2006 | |
Executing Firm Master File Update – Man Securities Inc. /9634 |
| GOV117.06 |
10/06/2006 | |
Notice of Rule Filing 2006-16 – Changes to the GSD Clearing Fund Methodology and Implementation Timetable |
| GOV116.06 | 10/05/2006 | |
New Participant in the Netting Buy/Sell System Netting System and Repo Netting System of the Government Securities Division of FICC– Merrill Lynch Pierce Fenner & Smith/9572 |
| GOV115.06 |
10/05/2006 | |
Rule Filing 2006-15 – Diversification of Clearing Fund Collateral |
| GOV114.06 | 10/03/2006 | |
Columbus Day Holiday Schedule |
| GOV113.06 |
10/03/2006 | |
Name Change – BNY Brokerage Inc. to BNY Brokerage LLC |
| GOV112.06 | 10/03/2006 | |
New Participant in the Comparison System of the Government Securities Division of FICC– Legent Clearing LLC /9686 |
| GOV111.06 |
10/03/2006 | |
Foreign affiliate trading reporting requirement – Reminder |
| GOV110.06 | 09/29/2006 | |
Activation of Individual GSD Netting Membership of ABN Amro Sage Corp., Assumption of Responsibility for Account #9582, and Name Change to UBS Clearing Services Corporation |
| GOV109.06 |
09/29/2006 | |
Web Access For Automatic Failover and Recovery |
| GOV108.06 | 09/29/2006 | |
Viewing Substitution Requests Awaiting Replacement Collateral |
| GOV107.06 |
09/28/2006 | |
Rule Filing 2006-14 - Return of Excess Clearing Fund Collateral for GSD Members |
| GOV106.06 | 09/27/2006 | |
Extension of Repo Collateral Substitution Deadlines for “High Volume Trading Days” |
| GOV105.06 |
09/19/2006 | |
Approval of Rule Filing SR-FICC-2006-03 – Clearing Fund Premium Relating to a GSD Member’s Ratio of Clearing Fund Requirement to Capital |
| GOV104.06 | 09/19/2006 | |
Reminder - Implementation of Fail Netting Service |
| GOV103.06 |
09/15/2006 | |
Retirement of Government Securities Division Comparison and Repo Comparison System and Netting and Repo Netting System Participant – Cantor Fitzgerald Securities/Clear Speed / 9563 |
| GOV102.06 | 09/15/2006 | |
Transfer from Cantor Fitzgerald Securities to Cantor Fitzgerald & Co. and Retirement of Certain Accounts (#9507 to #9530) |
| GOV101.06 |
09/15/2006 | |
July Membership Rebate |
| GOV100.06 | 09/14/2006 | |
Forward Starting Repo Service - Additional Cusip |
| GOV099.06 |
09/13/2006 | |
New Participant in the Repo Comparison System and Repo Netting System of the Government Securities Division of FICC– Piper Jaffray & Co./9635 |
| GOV098.06 | 09/12/2006 | |
New Sponsored Members |
| GOV097.06 |
09/08/2006 | |
New Participant in the Comparison System of the Government Securities Division of FICC– A.G Edwards & Sons, Inc. /9575 |
| GOV096.06 | 09/08/2006 | |
Implementation of Fail Netting Service |
| GOV095.06 |
09/01/2006 | |
New Sponsored Members |
| GOV094.06 | 08/29/2006 | |
Labor Day Holiday Schedule |
| GOV093.06 |
08/28/2006 | |
Preliminary 2007 Fee Guidance |
| GOV092.06 | 08/21/2006 | |
Updating Authorized Signer Certificates - REMINDER |
| GOV091.06 |
08/10/2006 | |
New Participant in the Netting Buy/Sell System and Repo Netting System of the Government Securities Division of FICC– JPMorgan Chase Bank, N.A. / Global Proprietary Positioning /9666 |
| GOV090.06 | 08/07/2006 | |
June Membership Rebate |
| GOV089.06 |
08/02/2006 | |
Expiring Letters of Credit |
| GOV088.06 | 07/28/2006 | |
New Sponsored Members |
| GOV087.06 |
07/13/2006 | |
New Participant in the Netting Buy/Sell System and Repo Netting System of the Government Securities Division of FICC– Cantor Fitzgerald Securities/CF & CO/9530 |
| GOV086.06 | 07/13/2006 | |
New Participant in the Netting Buy/Sell System and Repo Netting System of the Government Securities Division of FICC– JP Morgan Chase Bank, N.A./9655 |
| GOV085.06 |
07/11/2006 | |
Default Generic CUSIP for the Repo Collateral Substitution Process |
| GOV084.06 | 07/10/2006 | |
May Membership Rebate |
| GOV083.06 |
07/05/2006 | |
Name Change – Cantor Fitzgerald Securities/BGC Markets L.P. to Cantor Fitzgerald Securities/Clear Speed |
| GOV082.06 | 07/05/2006 | |
New Sponsored Members |
| GOV081.06 |
07/05/2006 | |
Revision to Participant Interactive Messaging Specifications for Government Securities Division (GSD) Netting Output |
| GOV080.06 | 07/05/2006 | |
GSD Netting Interactive Messaging Implementation |
| GOV079.06 |
07/03/2006 | |
Updating Authorized Signer Certificates |
| GOV078.06 | 06/29/2006 | |
Independence Day Holiday Schedule |
| GOV077.06 |
06/29/2006 | |
New Sponsored Members |
| GOV076.05 |
06/29/2006 | |
Extension of Repo Collateral Substitution Deadlines for “High Volume Trading Days” |
| GOV075.06 |
06/28/2006 | |
Retirement of Government Securities Division Comparison and Netting System Participant – Tullet Liberty Brokerage Inc. / Prebon Securities (USA) Inc. / 9509 |
| GOV074.06 | 06/23/2006 | |
Foreign affiliate trading reporting requirement – Reminder |
| GOV073.06 |
06/21/2006 | |
Deadline to Convert to new Web Access Path |
| GOV072.06 | 06/19/2006 | |
New Participant in the Netting Buy/Sell System of the Government Securities Division of FICC– Tullett Liberty Brokerage Inc./Trade Blade/9549 |
| GOV071.06 |
06/16/2006 | |
Name Change – Harris Nesbitt Corp. to BMO Capital Markets Corp |
| GOV070.06 | 06/16/2006 | |
New Participant in the Netting Buy/Sell System and Repo Netting System of the Government Securities Division of FICC– Wachovia Bank, N.A./Portfolio/9674 |
| GOV069.06 |
06/15/2006 | |
FICC Rule Filing 2006-12—Assurances of financial responsibility and cease to act clarifications |
| GOV068.06 | 06/13/2006 | |
Business Continuity Capabilities |
| GOV067.06 |
06/09/2006 | |
New Sponsored Members |
| GOV066.06 | 06/07/2006 | |
April Membership Rebate |
| GOV065.06 |
06/06/2006 | |
Executing Firm Master File Update – Man Securities Inc. /9634 |
| GOV064.06 | 05/31/2006 | |
New Sponsored Members |
| GOV063.06 |
05/26/2006 | |
Memorial Day Holiday Schedule |
| GOV062.06 | 05/19/2006 | |
New Participant in the Netting Buy/Sell System and Repo Netting System of the Government Securities Division of FICC– Banc of America Securities LLC/Fixed Income Prime Brokerage/9671 |
| GOV061.06 |
05/16/2006 | |
Executing Firm Master File Update – Fortis Securities LLC/9550 |
| GOV060.06 | 05/16/2006 | |
Executing Firm Master File Update – ABN Amro Sage Corp./9582 |
| GOV059.06 |
05/16/2006 | |
Annual Updates of Non-Domestic Legal Opinions - Reminder |
| GOV058.06 | 05/11/2006 | |
New Sponsored Members |
| GOV057.06 |
05/11/2006 | |
Man Securities Inc.—Retirement of Account #9659, Transfer of Positions to Account #9634, and Change of Remaining Account Name |
| GOV056.06 | 05/09/2006 | |
Implementation of Automated Funds-Only Settlement Processing |
| GOV055.06 |
05/05/2006 | |
March Membership Rebate |
| GOV054.06 | 05/05/2006 | |
Payment of Interest on Cash Collateral Deposits |
| GOV053.06 |
04/21/2006 | |
RULE FILING FICC-2006-06—-Clarification regarding Government Securities Division Funds-Only Settling Banks |
| GOV052.06 | 04/21/2006 | |
RULE FILING FICC-2006-07—-FICC’s Financial Statements |
| GOV051.06 |
04/12/2006 | |
GSD Web Front End Access Changes and User Migration |
| GOV050.06 | 04/11/2006 | |
MBS Central Counterparty Paper |
| GOV049.06 |
04/10/2006 | |
Good Friday Notice |
| GOV048.06 | 04/07/2006 | |
February Membership Rebate |
| GOV047.06 |
04/07/2006 | |
New Sponsored Members |
| GOV046.06 | 03/29/2006 | |
Name Change – Garban LLC to ICAP Securities USA LLC |
| GOV045.06 |
03/29/2006 | |
Executing Firm Master File Update – Man Securities Inc./RP/9634 |
| GOV044.06 | 03/28/2006 | |
Approval of Rule Filing SR-FICC-2005-18 – Amendments to Repo Collateral Substitution Process |
| GOV043.06 |
03/28/2006 | |
Rule Filing FICC-2006-05--Proposed Member Wind-Down Rule |
| GOV042.06 | 03/28/2006 | |
Extension of Repo Collateral Substitution Deadlines for “High Volume Trading Days” |
| GOV041.06 |
03/27/2006 | |
Rule Filing SR-FICC-2006-04 – Clarification of the GCF Forward Mark Component of the Funds-Only Settlement Process |
| GOV040.06 | 03/17/2006 | |
New Sponsored Members |
| GOV039.06 |
03/10/2006 | |
Rule Change Approval (SR-FICC-2006-01) Mandatory Purchaser Participants |
| GOV038.06 | 03/10/2006 | |
Rule Filing SR-FICC-2006-03 – Clearing Fund Premium Relating to a GSD Member's Ratio of Clearing Fund Requirement to Capital |
| GOV037.06 |
03/09/2006 | |
Membership Rebates |
| GOV036.06 | 03/09/2006 | |
Executing Firm Master File Update – Man Securities Inc./9659 |
| GOV035.06 |
03/09/2006 | |
Executing Firm Master File Update – Man Securities Inc./RP/9634 |
| GOV034.06 | 03/07/2006 | |
Executing Firm Master File Update – National Financial Services LLC/9556 |
| GOV033.06 |
03/07/2006 | |
Retirement of Government Securities Division Comparison System – FiServ Securities, Inc./9612 |
| GOV032.06 | 03/03/2006 | |
Executing Firm Master File Update – Man Securities Inc./9659 |
| GOV031.06 |
03/01/2006 | |
Annual Updates of Non-Domestic Legal Opinions - Reminder |
| GOV030.06 | 02/28/2006 | |
New Sponsored Members |
| GOV029.06 |
02/27/2006 | |
Executing Firm Master File Update – Fortis Securities LLC/9550 |
| GOV028.06 | 02/21/2006 | |
December Membership Rebate |
| GOV027.06 |
02/16/2006 | |
President’s Day Holiday Schedule |
| GOV026.06 | 02/15/2006 | |
Rule Filing FICC-2006-02 – FICC’S FINANCIAL STATEMENTS |
| GOV025.06 |
02/14/2006 | |
New Participant in the Repo Comparison and Netting System of the Government Securities Division of FICC– BGC Financial Inc./Electronic Repo/9607 |
| GOV024.06 | 02/14/2006 | |
Retirement of Government Securities Division Comparison and Repo Comparison System and Netting and Repo Netting System Participant – Cantor Fitzgerald Securities/Repo Brokerage Division / 9607 |
| GOV023.06 |
02/13/2006 | |
Rule Filing (SR-FICC-2006-01) Mandatory Purchaser Participants |
| GOV022.06 | 02/08/2006 | |
Name Change – Bank of Montreal, New York Branch to Bank of Montreal, Chicago Branch |
| GOV021.06 |
02/08/2006 | |
SMART Passthrough Charges |
| GOV020.06 | 02/07/2006 | |
New Sponsored Members |
| GOV019.06 |
02/01/2006 | |
Expiring Letters of Credit |
| GOV018.06 | 02/01/2006 | |
Name Change – Credit Suisse First Boston LLC to Credit Suisse Securities (USA) LLC |
| GOV017.06 |
01/26/2006 | |
New Sponsored Members |
| GOV016.06 | 01/25/2006 | |
Executing Firm Master File Update – Pershing LLC/9585 |
| GOV015.06 |
01/25/2006 | |
Executing Firm Master File Update – National Financial Services LLC/9556 |
| GOV014.06 | 01/24/2006 | |
Executing Firm Master File Update – Bear Stearns Securities Corp/9646 |
| GOV013.06 |
01/24/2006 | |
Executing Firm Master File Update – National Financial Services LLC/9556 |
| GOV012.06 | 01/19/2006 | |
Executing Firm Master File Update – Citigroup Global Markets Inc./Smith Barney / 9554 |
| GOV011.06 |
01/17/2006 | |
Executing Firm Master File Update – National Financial Services LLC/9556 |
| GOV010.06 | 01/17/2006 | |
Executing Firm Master File Update – National Financial Services LLC/9556 |
| GOV009.06 |
01/13/2006 | |
Executing Firm Master File Update – Daiwa Securities America Inc./9521 |
| GOV008.06 | 01/13/2006 | |
Cusip Change Announced by Freddie Mac |
| GOV007.06 |
01/11/2006 | |
Martin Luther King Jr. Holiday |
| GOV006.06 | 01/11/2006 | |
Rule Filing FICC-2005-17—Assumption of Blind Brokered Transactions and Withdrawal of Rule Filing FICC-2005-05 |
| GOV005.06 |
01/11/2006 | |
November Membership Rebate |
| GOV004.06 | 01/10/2006 | |
New Participant in the Netting Buy/Sell System and Repo Netting System of the Government Securities Division of FICC– Man Securities Inc./RP/9634 |
| GOV003.06 |
01/10/2006 | |
Executing Firm Master File Update – National Financial Services LLC/9556 |
| GOV002.06 | 01/06/2006 | |
Executing Firm Master File Update – Daiwa Securities America Inc./9521 |
| GOV001.06 |
01/03/2006 | |
Rule Change Approval – SR-FICC-2005-19 Purchase of Shares of the Common Stock of The Depository Trust & Clearing Corporation (“DTCC”) |
