Depository Trust & Clearing Corporation

 

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Important Notices

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Fixed Income Clearing Corporation (FICC) Government Securities Division (GOV)

Doc # Date P&S No. Subject
 GOV088.10 July 29, 2010 Executing Firm Master File Update – Legent Clearing LLC/ 9686
 GOV087.10 July 27, 2010 Executing Firm Master File Update – Legent Clearing LLC/ 9686
 GOV086.10 July 26, 2010 New Sponsored Members
 GOV085.10 July 26, 2010 Elimination of DVP VMS Green Screen Terminal Service
 GOV084.10 July 20, 2010 Executing Firm Master File Update – Legent Clearing LLC / 9686
 GOV083.10 July 19, 2010 New Participant in the Repo Netting System of the Government Securities Division of FICC– Pershing LLC #9585
 GOV082.10 July 08, 2010 New Participant in the Repo Netting System of the Government Securities Division of FICC– JPMorgan Chase Bank, N.A./CIO/9642
 GOV081.10 July 06, 2010 Executing Firm Master File Update – Legent Clearing LLC / 9686
 GOV080.10 June 28, 2010 Name Change – MeesPierson Securities LLC/9578
 GOV079.10 June 25, 2010 Rule Change– SR-FICC 2010-02 regarding a change in the classification of non-U.S. bank members of FICC
 GOV078.10 June 24, 2010 Ridge Clearing and Outsourcing Solutions Inc. – Retirement of account #9652 and activation under Penson Financial Services Inc.
 GOV077.10 June 24, 2010 Name Change – BGC Financial Inc. - 9508 & BGC Financial Inc./ EUROBROKERS REPO - 9610
 GOV076.10 June 21, 2010 Changes for Fixed Income Clearing Corporation Members Related to the Launch of New York Portfolio Clearing
 GOV075.10 June 17, 2010 New Sponsored Members
 GOV074.10 June 17, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV073.10 June 16, 2010 New Sponsored Members
 GOV072,10 June 14, 2010 Independence Day Holiday Schedule
 GOV071.10 June 14, 2010 2010 Fee Forecast
 GOV070.10 June 14, 2010 Data Required re: FICC’s Inter-Bank GCF Repo Service
 GOV069.10 June 14, 2010 New Sponsored Members
 GOV068.10 June 14, 2010 New Sponsored Members
 GOV067.10 June 09, 2010 Executing Firm Master File Update – Legent Clearing LLC / 9686
 GOV066.10 June 09, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV065.10 June 07, 2010 New Participant in the Netting of the Government Securities Division of FICC– MeesPierson Securities LLC /9578
 GOV064.10 June 04, 2010 New Participant in the Netting of the Government Securities Division of FICC– U.S. Bancorp Investments, Inc. #9574
 GOV063.10 June 02, 2010 Retirement of Government Securities Division Netting and Repo Netting System Participant – Fortis Securities LLC/GMK/ 9697
 GOV062.10 June 01, 2010 Rule Change– SR-FICC 2010-01 regarding technical corrections to certain GSD Rules
 GOV061.10 June 01, 2010 Executing Firm Master File Update – Legent Clearing LLC / 9686 “REVISED” * REVISED
 GOV060.10 May 26, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV059.10 May 25, 2010 Executing Firm Master File Update – Pershing LLC / 9585 REVISED
 GOV058.10 May 25, 2010 Executing Firm Master File Update – National Financial Services, LLC. / 9556 REVISED
 GOV057.10 May 25, 2010 Executing Firm Master File Update – J.P. Morgan Clearing Corp /9646 REVISED
 GOV056.10 May 21, 2010 New Participant in the Netting of the Government Securities Division of FICC– Interactive Brokers LLC/IB Corp #9547
 GOV055.10 May 17, 2010 Memorial Day Holiday Schedule
 GOV054.10 May 05, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV053.10 May 03, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV052.10 April 28, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV050.10 April 28, 2010 Morgan Stanley & Co. Incorporated/Retail –Retirement of account #9522 and activation under Morgan Stanley Smith Barney LLC
 GOV048.10 April 22, 2010 New Participant in the Netting of the Government Securities Division of FICC– Ridge Clearing & Outsourcing Solutions #9580 REVISED
 GOV049.10 April 21, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV45.10 April 15, 2010 Name Change – LBBW Securities, LLC /9636
 GOV047.10 April 15, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV046.10 April 15, 2010 Executing Firm Master File Update – J.P. Morgan Clearing Corp./ 9646
 GOV044.10 April 15, 2010 Name Change – Dresdner Kleinwort Securities LLC /9569
 GOV043.10 April 14, 2010 Data Required re: FICC’s Inter-Bank GCF Repo Service
 GOV042.10 April 13, 2010 Name Change – Calyon Securities (USA), Inc. /9587
 GOV041.10 April 05, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV040.10 March 31, 2010 Name Change – Daiwa Securities America Inc. /9521
 GOV039.10 March 26, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV038.10 March 26, 2010 New Participant in the Netting of the Government Securities Division of FICC– Pierpont Securities LLC #9576
 GOV037.10 March 24, 2010 New Participant in the Netting of the Government Securities Division of FICC– Amherst Securities Group, LP #9589
 GOV036.10 March 24, 2010 New Sponsored Members
 GOV035.10 March 24, 2010 New Participant in the Netting of the Government Securities Division of FICC– Capital One Bank (USA) National Association #9545
 GOV034.10 March 24, 2010 New Participant in the Netting of the Government Securities Division of FICC– Capital One National Association #9542
 GOV033.10 March 22, 2010 Participant Interactive Messaging Specifications for Government Securities Division (GSD) GCF Input and Output
 GOV032.10 March 19, 2010 Wachovia Bank, National Association – Retirement of accounts #9658 & #9674 and activation under Wells Fargo Bank, National Association
 GOV031.10 March 19, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV030.10 March 19, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV029.10 March 18, 2010 DVP RTTM Web Substitution Upgrade and Green Screen Sunset Reminder
 GOV028.10 March 18, 2010 Risk Update: Temporary Suspension of Issuance of New Clearing Fund Methodology Reports
 GOV027.10 March 17, 2010 Name Change – Calyon New York Branch /9592
 GOV026.10 March 16, 2010 Final Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09
 GOV025.10 March 16, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV024.10 March 16, 2010 Important Reporting Requirements
 GOV023.10 March 05, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV022.10 March 05, 2010 New Sponsored Members
 GOV021.10 March 02, 2010 Good Friday Notice
 GOV020.10 March 02, 2010 Required update for legal opinions
 GOV019.10 February 25, 2010 Executing Firm Master File Update – Legent Clearing LLC /9686
 GOV018.10 February 18, 2010 New Sponsored Members
 GOV017.10 February 17, 2010 Data Required re: FICC’s Inter-Bank GCF Repo Service
 GOV016.10 February 12, 2010 Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09
 GOV015.10 February 08, 2010 President's Day Holiday Schedule
 GOV014.10 February 03, 2010 Contact Information request for Risk Management, Compliance, Legal and Clearing Fund updates
 GOV013.10 February 01, 2010 Updating Required Authorized Signer Certificates
 GOV012.10 January 29, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV011.10 January 29, 2010 DELAY IN MBSD CCP AND GSD-MBSD PORTFOLIO MARGINING IMPLEMENTATION
 GOV010.10 January 28, 2010 Executing Firm Master File Update – Legent Clearing LLC /9686
 GOV009.10 January 26, 2010 Executing Firm Master File Update – Legent Clearing LLC /9686
 GOV008.10 January 26, 2010 Elimination of DVP VMS Green Screen Terminal Service
 GOV007.10 January 25, 2010 New Sponsored Members
 GOV006.10 January 25, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV005.10 January 21, 2010 Discontinuation of DVP Comparison and Netting Print Image Report File Transmission
 GOV004.10 January 19, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV003.10 January 08, 2010 Foreign affiliate trading reporting requirement - Reminder
 GOV002.10 January 07, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV001.10 January 07, 2010 Martin Luther King, Jr. Day Holiday Schedule