| Doc # |
Date |
P&S No. |
Subject |
 GOV088.10 |
July 29, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV087.10 |
July 27, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV086.10 |
July 26, 2010 |
|
New Sponsored Members |
| GOV085.10 |
July 26, 2010 |
|
Elimination of DVP VMS Green Screen Terminal Service |
| GOV084.10 |
July 20, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV083.10 |
July 19, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– Pershing LLC #9585 |
| GOV082.10 |
July 08, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– JPMorgan Chase Bank, N.A./CIO/9642 |
| GOV081.10 |
July 06, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV080.10 |
June 28, 2010 |
|
Name Change – MeesPierson Securities LLC/9578 |
| GOV079.10 |
June 25, 2010 |
|
Rule Change– SR-FICC 2010-02 regarding a change in the classification of non-U.S. bank members of FICC |
| GOV078.10 |
June 24, 2010 |
|
Ridge Clearing and Outsourcing Solutions Inc. – Retirement of account #9652 and activation under Penson Financial Services Inc. |
| GOV077.10 |
June 24, 2010 |
|
Name Change – BGC Financial Inc. - 9508 & BGC Financial Inc./ EUROBROKERS REPO - 9610 |
| GOV076.10 |
June 21, 2010 |
|
Changes for Fixed Income Clearing Corporation Members Related to the Launch of New York Portfolio Clearing |
| GOV075.10 |
June 17, 2010 |
|
New Sponsored Members |
| GOV074.10 |
June 17, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV073.10 |
June 16, 2010 |
|
New Sponsored Members |
| GOV072,10 |
June 14, 2010 |
|
Independence Day Holiday Schedule |
| GOV071.10 |
June 14, 2010 |
|
2010 Fee Forecast |
| GOV070.10 |
June 14, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV069.10 |
June 14, 2010 |
|
New Sponsored Members |
| GOV068.10 |
June 14, 2010 |
|
New Sponsored Members |
| GOV067.10 |
June 09, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV066.10 |
June 09, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV065.10 |
June 07, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– MeesPierson Securities LLC /9578 |
| GOV064.10 |
June 04, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– U.S. Bancorp Investments, Inc. #9574 |
| GOV063.10 |
June 02, 2010 |
|
Retirement of Government Securities Division Netting and Repo Netting System Participant – Fortis Securities LLC/GMK/ 9697 |
| GOV062.10 |
June 01, 2010 |
|
Rule Change– SR-FICC 2010-01 regarding technical corrections to certain GSD Rules |
| GOV061.10 |
June 01, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 “REVISED” * REVISED |
| GOV060.10 |
May 26, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV059.10 |
May 25, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 REVISED |
| GOV058.10 |
May 25, 2010 |
|
Executing Firm Master File Update – National Financial Services, LLC. / 9556 REVISED |
| GOV057.10 |
May 25, 2010 |
|
Executing Firm Master File Update – J.P. Morgan Clearing Corp /9646 REVISED |
| GOV056.10 |
May 21, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Interactive Brokers LLC/IB Corp #9547 |
| GOV055.10 |
May 17, 2010 |
|
Memorial Day Holiday Schedule |
| GOV054.10 |
May 05, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV053.10 |
May 03, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV052.10 |
April 28, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV050.10 |
April 28, 2010 |
|
Morgan Stanley & Co. Incorporated/Retail –Retirement of account #9522 and activation under Morgan Stanley Smith Barney LLC |
| GOV048.10 |
April 22, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Ridge Clearing & Outsourcing Solutions #9580 REVISED |
| GOV049.10 |
April 21, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV45.10 |
April 15, 2010 |
|
Name Change – LBBW Securities, LLC /9636 |
| GOV047.10 |
April 15, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV046.10 |
April 15, 2010 |
|
Executing Firm Master File Update – J.P. Morgan Clearing Corp./ 9646 |
| GOV044.10 |
April 15, 2010 |
|
Name Change – Dresdner Kleinwort Securities LLC /9569 |
| GOV043.10 |
April 14, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV042.10 |
April 13, 2010 |
|
Name Change – Calyon Securities (USA), Inc. /9587 |
| GOV041.10 |
April 05, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV040.10 |
March 31, 2010 |
|
Name Change – Daiwa Securities America Inc. /9521 |
| GOV039.10 |
March 26, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV038.10 |
March 26, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Pierpont Securities LLC #9576 |
| GOV037.10 |
March 24, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Amherst Securities Group, LP #9589 |
| GOV036.10 |
March 24, 2010 |
|
New Sponsored Members |
| GOV035.10 |
March 24, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Capital One Bank (USA) National Association #9545 |
| GOV034.10 |
March 24, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Capital One National Association #9542 |
| GOV033.10 |
March 22, 2010 |
|
Participant Interactive Messaging Specifications for Government Securities Division (GSD) GCF Input and Output |
| GOV032.10 |
March 19, 2010 |
|
Wachovia Bank, National Association – Retirement of accounts #9658 & #9674 and activation under Wells Fargo Bank, National Association |
| GOV031.10 |
March 19, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV030.10 |
March 19, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV029.10 |
March 18, 2010 |
|
DVP RTTM Web Substitution Upgrade and Green Screen Sunset Reminder |
| GOV028.10 |
March 18, 2010 |
|
Risk Update: Temporary Suspension of Issuance of New Clearing Fund Methodology Reports |
| GOV027.10 |
March 17, 2010 |
|
Name Change – Calyon New York Branch /9592 |
| GOV026.10 |
March 16, 2010 |
|
Final Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09 |
| GOV025.10 |
March 16, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV024.10 |
March 16, 2010 |
|
Important Reporting Requirements |
| GOV023.10 |
March 05, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV022.10 |
March 05, 2010 |
|
New Sponsored Members |
| GOV021.10 |
March 02, 2010 |
|
Good Friday Notice |
| GOV020.10 |
March 02, 2010 |
|
Required update for legal opinions |
| GOV019.10 |
February 25, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC /9686 |
| GOV018.10 |
February 18, 2010 |
|
New Sponsored Members |
| GOV017.10 |
February 17, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV016.10 |
February 12, 2010 |
|
Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09 |
| GOV015.10 |
February 08, 2010 |
|
President's Day Holiday Schedule |
| GOV014.10 |
February 03, 2010 |
|
Contact Information request for Risk Management, Compliance, Legal and Clearing Fund updates |
| GOV013.10 |
February 01, 2010 |
|
Updating Required Authorized Signer Certificates |
| GOV012.10 |
January 29, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV011.10 |
January 29, 2010 |
|
DELAY IN MBSD CCP AND GSD-MBSD PORTFOLIO MARGINING IMPLEMENTATION |
| GOV010.10 |
January 28, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC /9686 |
| GOV009.10 |
January 26, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC /9686 |
| GOV008.10 |
January 26, 2010 |
|
Elimination of DVP VMS Green Screen Terminal Service |
| GOV007.10 |
January 25, 2010 |
|
New Sponsored Members |
| GOV006.10 |
January 25, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV005.10 |
January 21, 2010 |
|
Discontinuation of DVP Comparison and Netting Print Image Report File Transmission |
| GOV004.10 |
January 19, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV003.10 |
January 08, 2010 |
|
Foreign affiliate trading reporting requirement - Reminder |
| GOV002.10 |
January 07, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV001.10 |
January 07, 2010 |
|
Martin Luther King, Jr. Day Holiday Schedule |
