| Doc # |
Date |
P&S No. |
Subject |
 GOV167.10 |
December 30, 2010 |
|
2011 Government Securities Division (GSD) Fee Adjustments |
| GOV166.10 |
December 30, 2010 |
|
Wells Fargo Investments, LLC – Retirement of account #9676 and activation under Wells Fargo Advisors, LLC. |
| GOV165.10 |
December 29, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– CRT Capital Group LLC/9559 |
| GOV164.10 |
December 23, 2010 |
|
Retirement of Government Securities Division Netting and Repo Netting System Participant – Fortis Securities LLC/ 9550 |
| GOV163.10 |
December 22, 2010 |
|
Submission of Rule Filing – SR-FICC-2010-10 regarding 2011 Fees |
| GOV162.10 |
December 22, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV161.10 |
December 17, 2010 |
|
Retirement of Government Securities Division Netting and Repo Netting System Participant – Mercantil Commercebank, National Association/ 9650 |
| GOV160.10 |
December 16, 2010 |
|
New Sponsored Members |
| GOV159.10 |
December 16, 2010 |
|
Nominations to the Board of Directors of The Depository Trust & Clearing Corporation |
| GOV158.10 |
December 15, 2010 |
|
Proposed Changes to the Clearing Fund Methodology and Implementation Timetable |
| GOV157.10 |
December 10, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV156.10 |
December 10, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– Robert W. Baird & Co. Incorporated/9582 |
| GOV 155.10 |
December 07, 2010 |
|
Revised - FICC GSD and MBSD 2011 Holiday Schedule REVISED |
| GOV154.10 |
December 02, 2010 |
|
Name Change – SMBC Securities, Inc./9644 |
| GOV153.10 |
November 24, 2010 |
|
Executing Firm Master File Update – J.P. Morgan Clearing Corp /9646 |
| GOV147.10 |
November 24, 2010 |
|
Intraday Funds-Only Settlement: Machine Readable Output and Interactive Messaging Changes REVISED |
| GOV152.10 |
November 19, 2010 |
|
New Year’s Eve Notice |
| GOV151.10 |
November 19, 2010 |
|
Christmas Eve Notice |
| GOV150.10 |
November 16, 2010 |
|
Submission of Rule Filing – SR-FICC-2010-09 – Cross-Margining with New York Portfolio Clearing, LLC and other changes to the rules of the Government Securities Division |
| GOV149.10 |
November 15, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV148.10 |
November 15, 2010 |
|
Revised Information for the GCF Phase II Input and Output Implementation |
| GOV146.10 |
November 11, 2010 |
|
Participant Interactive Messaging Specifications for Government Securities Division (GSD) GCF Phase II Input and Output |
| GOV145.10 |
November 08, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Gleacher & Company Securities, Inc. /9639 |
| GOV144.10 |
November 08, 2010 |
|
Thanksgiving Day Holiday Schedule |
| GOV142.10 |
November 03, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– MF Global Inc./ Chase GCF/ #9648 |
| GOV141.10 |
November 02, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV140.10 |
November 01, 2010 |
|
DTCC GCF Repo Index™ |
| GOV139.10 |
October 29, 2010 |
|
Guggenheim Liquidity Services, LLC – Retirement of account #9636 and activation under Guggenheim Securities, LLC |
| GOV138.10 |
October 29, 2010 |
|
Banc of America Securities LLC – Retirement of account #9510 and activation under Merrill Lynch, Pierce, Fenner & Smith Inc. |
| GOV137.10 |
October 29, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV136.10 |
October 29, 2010 |
|
Executing Firm Master File Update – National Financial Services, LLC / 9556 |
| GOV135.10 |
October 28, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Industrial and Commercial Bank of China Financial Services LLC/ #9551 |
| GOV134.10 |
October 22, 2010 |
|
Veterans Day Holiday Schedule |
| GOV133.10 |
October 22, 2010 |
|
Submission of Rule Filing – SR-FICC-2010-07 -- Revisions to the Government Securities Division Fee Structure |
| GOV132.10 |
October 21, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service
Click here to download the certification, and here to view the spreadsheet. |
| GOV131.10 |
October 12, 2010 |
|
Approval of Rule Change SR-FICC-2010-04 - Relating to the close-out netting of obligations in the Government Securities Division in the event that the clearing agency becomes insolvent or defaults in its obligations to its members |
| GOV130.10 |
October 11, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV129.10 |
October 06, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV128.10 |
October 05, 2010 |
|
Executing Firm Master File Update – Penson Financial Services, Inc./ Ridge/#9652 *REVISED* REVISED |
| GOV127.10 |
October 04, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV126.10 |
October 04, 2010 |
|
Executing Firm Master File Update - Ridge Clearing & Outsourcing Solutions, Inc./ 9580 |
| GOV125.10 |
September 30, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV124.10 |
September 30, 2010 |
|
Executing Firm Master File Update – J.P. Morgan Clearing Corp /9646 |
| GOV123.10 |
September 29, 2010 |
|
Columbus Day Holiday Schedule |
| GOV122.10 |
September 23, 2010 |
|
New Sponsored Members |
| GOV121.10 |
September 23, 2010 |
|
New Sponsored Members |
| GOV120.10 |
September 17, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV119.10 |
September 14, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV118.10 |
September 14, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– SG Americas Securities, LLC #9616 |
| GOV117.10 |
September 14, 2010 |
|
Foreign affiliate trading reporting requirement – Reminder |
| GOV116.10 |
September 08, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– Citadel Securities LLC/9579 |
| GOV115.10 |
September 08, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV114.10 |
September 08, 2010 |
|
Executing Firm Master File Update – J. P. Morgan Clearing Corp./ 9646 |
| GOV113.10 |
September 07, 2010 |
|
Additional Workshop Sessions on Forthcoming Intraday Operational and Risk Changes for FICC |
| GOV112.10 |
September 03, 2010 |
|
Approval of Rule Change SR-FICC-2010-02 - regarding a change in the classification of non-U.S. bank members of the Fixed Income Clearing Corporation |
| GOV111.10 |
September 03, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV110.10 |
September 01, 2010 |
|
Name Changes – J. P. Morgan Securities Inc. |
| GOV109.10 |
August 31, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV108.10 |
August 31, 2010 |
|
Participant Interactive Messaging Specifications for Government Securities Division (GSD) GCF Phase II Input and Output |
| GOV107.10 |
August 27, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV106.10 |
August 24, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV105.10 |
August 23, 2010 |
|
Withdrawal of current Rule Filing SR-FICC 2008-06 –Government Securities Division (“GSD”) buy-side membership--and future resubmission |
| GOV104.10 |
August 23, 2010 |
|
New Participant in the Comparison System of the Government Securities Division of FICC– Hartfield, Titus & Donnelly, LLC #9680 |
| GOV103.10 |
August 23, 2010 |
|
Approval of Rule Change SR-FICC-2010-05 - Clearing Fund Calculation on Inter-Dealer Broker Activity |
| GOV102.10 |
August 18, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV101.10 |
August 18, 2010 |
|
Submission of Rule Filing – SR-FICC-2010-05 – Clearing Fund Calculation on Inter-Dealer Broker Activity -- and Withdrawal of Rule Filing SR-FICC-2010-03 |
| GOV100.10 |
August 18, 2010 |
|
Important Notices – Available via RSS (Really Simple Syndication) – Free of Charge |
| GOV099.10 |
August 17, 2010 |
|
Labor Day Holiday Schedule |
| GOV098.10 |
August 13, 2010 |
|
Rule Change – SR-FICC-2010-04 – Relating to the close-out netting of obligations in the Government Securities Division in the event that the clearing agency becomes insolvent or defaults in its obligations to its members |
| GOV097.10 |
August 11, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– The Bank of Nova Scotia/New York Agency/9675 |
| GOV096.10 |
August 11, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV095.10 |
August 05, 2010 |
|
Rule Filing SR-FICC 2010-03 Clearing Fund Calculation on Inter-Dealer Broker Activity |
| GOV094.10 |
August 04, 2010 |
|
New Participant in the Netting and Repo Netting System of the Government Securities Division of FICC– State Street Bank & Trust Company/Global Markets /9684 REVISED |
| GOV093.10 |
August 04, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV092.10 |
August 03, 2010 |
|
New Participant in the Netting and Repo Netting System of the Government Securities Division of FICC– State Street Bank & Trust Company/9684 |
| GOV091.10 |
August 03, 2010 |
|
New Participant in the Netting System of the Government Securities Division of FICC– Morgan Keegan and Company, Inc./9534 |
| GOV090.10 |
August 03, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV089.10 |
August 03, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV088.10 |
July 29, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV087.10 |
July 27, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC/ 9686 |
| GOV086.10 |
July 26, 2010 |
|
New Sponsored Members |
| GOV085.10 |
July 26, 2010 |
|
Elimination of DVP VMS Green Screen Terminal Service |
| GOV084.10 |
July 20, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV083.10 |
July 19, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– Pershing LLC #9585 |
| GOV082.10 |
July 08, 2010 |
|
New Participant in the Repo Netting System of the Government Securities Division of FICC– JPMorgan Chase Bank, N.A./CIO/9642 |
| GOV081.10 |
July 06, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV080.10 |
June 28, 2010 |
|
Name Change – MeesPierson Securities LLC/9578 |
| GOV079.10 |
June 25, 2010 |
|
Rule Change– SR-FICC 2010-02 regarding a change in the classification of non-U.S. bank members of FICC |
| GOV078.10 |
June 24, 2010 |
|
Ridge Clearing and Outsourcing Solutions Inc. – Retirement of account #9652 and activation under Penson Financial Services Inc. |
| GOV077.10 |
June 24, 2010 |
|
Name Change – BGC Financial Inc. - 9508 & BGC Financial Inc./ EUROBROKERS REPO - 9610 |
| GOV076.10 |
June 21, 2010 |
|
Changes for Fixed Income Clearing Corporation Members Related to the Launch of New York Portfolio Clearing |
| GOV075.10 |
June 17, 2010 |
|
New Sponsored Members |
| GOV074.10 |
June 17, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV073.10 |
June 16, 2010 |
|
New Sponsored Members |
| GOV072,10 |
June 14, 2010 |
|
Independence Day Holiday Schedule |
| GOV071.10 |
June 14, 2010 |
|
2010 Fee Forecast |
| GOV070.10 |
June 14, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV069.10 |
June 14, 2010 |
|
New Sponsored Members |
| GOV068.10 |
June 14, 2010 |
|
New Sponsored Members |
| GOV067.10 |
June 09, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 |
| GOV066.10 |
June 09, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV065.10 |
June 07, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– MeesPierson Securities LLC /9578 |
| GOV064.10 |
June 04, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– U.S. Bancorp Investments, Inc. #9574 |
| GOV063.10 |
June 02, 2010 |
|
Retirement of Government Securities Division Netting and Repo Netting System Participant – Fortis Securities LLC/GMK/ 9697 |
| GOV062.10 |
June 01, 2010 |
|
Rule Change– SR-FICC 2010-01 regarding technical corrections to certain GSD Rules |
| GOV061.10 |
June 01, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC / 9686 “REVISED” * REVISED |
| GOV060.10 |
May 26, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV059.10 |
May 25, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 REVISED |
| GOV058.10 |
May 25, 2010 |
|
Executing Firm Master File Update – National Financial Services, LLC. / 9556 REVISED |
| GOV057.10 |
May 25, 2010 |
|
Executing Firm Master File Update – J.P. Morgan Clearing Corp /9646 REVISED |
| GOV056.10 |
May 21, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Interactive Brokers LLC/IB Corp #9547 |
| GOV055.10 |
May 17, 2010 |
|
Memorial Day Holiday Schedule |
| GOV054.10 |
May 05, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV053.10 |
May 03, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV052.10 |
April 28, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV050.10 |
April 28, 2010 |
|
Morgan Stanley & Co. Incorporated/Retail –Retirement of account #9522 and activation under Morgan Stanley Smith Barney LLC |
| GOV048.10 |
April 22, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Ridge Clearing & Outsourcing Solutions #9580 REVISED |
| GOV049.10 |
April 21, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV45.10 |
April 15, 2010 |
|
Name Change – LBBW Securities, LLC /9636 |
| GOV047.10 |
April 15, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV046.10 |
April 15, 2010 |
|
Executing Firm Master File Update – J.P. Morgan Clearing Corp./ 9646 |
| GOV044.10 |
April 15, 2010 |
|
Name Change – Dresdner Kleinwort Securities LLC /9569 |
| GOV043.10 |
April 14, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV042.10 |
April 13, 2010 |
|
Name Change – Calyon Securities (USA), Inc. /9587 |
| GOV041.10 |
April 05, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV040.10 |
March 31, 2010 |
|
Name Change – Daiwa Securities America Inc. /9521 |
| GOV039.10 |
March 26, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV038.10 |
March 26, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Pierpont Securities LLC #9576 |
| GOV037.10 |
March 24, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Amherst Securities Group, LP #9589 |
| GOV036.10 |
March 24, 2010 |
|
New Sponsored Members |
| GOV035.10 |
March 24, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Capital One Bank (USA) National Association #9545 |
| GOV034.10 |
March 24, 2010 |
|
New Participant in the Netting of the Government Securities Division of FICC– Capital One National Association #9542 |
| GOV033.10 |
March 22, 2010 |
|
Participant Interactive Messaging Specifications for Government Securities Division (GSD) GCF Input and Output |
| GOV032.10 |
March 19, 2010 |
|
Wachovia Bank, National Association – Retirement of accounts #9658 & #9674 and activation under Wells Fargo Bank, National Association |
| GOV031.10 |
March 19, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV030.10 |
March 19, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV029.10 |
March 18, 2010 |
|
DVP RTTM Web Substitution Upgrade and Green Screen Sunset Reminder |
| GOV028.10 |
March 18, 2010 |
|
Risk Update: Temporary Suspension of Issuance of New Clearing Fund Methodology Reports |
| GOV027.10 |
March 17, 2010 |
|
Name Change – Calyon New York Branch /9592 |
| GOV026.10 |
March 16, 2010 |
|
Final Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09 |
| GOV025.10 |
March 16, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV024.10 |
March 16, 2010 |
|
Important Reporting Requirements |
| GOV023.10 |
March 05, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV022.10 |
March 05, 2010 |
|
New Sponsored Members |
| GOV021.10 |
March 02, 2010 |
|
Good Friday Notice |
| GOV020.10 |
March 02, 2010 |
|
Required update for legal opinions |
| GOV019.10 |
February 25, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC /9686 |
| GOV018.10 |
February 18, 2010 |
|
New Sponsored Members |
| GOV017.10 |
February 17, 2010 |
|
Data Required re: FICC’s Inter-Bank GCF Repo Service |
| GOV016.10 |
February 12, 2010 |
|
Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09 |
| GOV015.10 |
February 08, 2010 |
|
President's Day Holiday Schedule |
| GOV014.10 |
February 03, 2010 |
|
Contact Information request for Risk Management, Compliance, Legal and Clearing Fund updates |
| GOV013.10 |
February 01, 2010 |
|
Updating Required Authorized Signer Certificates |
| GOV012.10 |
January 29, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV011.10 |
January 29, 2010 |
|
DELAY IN MBSD CCP AND GSD-MBSD PORTFOLIO MARGINING IMPLEMENTATION |
| GOV010.10 |
January 28, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC /9686 |
| GOV009.10 |
January 26, 2010 |
|
Executing Firm Master File Update – Legent Clearing LLC /9686 |
| GOV008.10 |
January 26, 2010 |
|
Elimination of DVP VMS Green Screen Terminal Service |
| GOV007.10 |
January 25, 2010 |
|
New Sponsored Members |
| GOV006.10 |
January 25, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV005.10 |
January 21, 2010 |
|
Discontinuation of DVP Comparison and Netting Print Image Report File Transmission |
| GOV004.10 |
January 19, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV003.10 |
January 08, 2010 |
|
Foreign affiliate trading reporting requirement - Reminder |
| GOV002.10 |
January 07, 2010 |
|
Executing Firm Master File Update – Pershing LLC / 9585 |
| GOV001.10 |
January 07, 2010 |
|
Martin Luther King, Jr. Day Holiday Schedule |
