Depository Trust & Clearing Corporation

 

Legal & Regulatory

Important Notices

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Fixed Income Clearing Corporation (FICC) Government Securities Division (GOV)

Doc # Date P&S No. Subject
 GOV032.10 March 19, 2010 Wachovia Bank, National Association – Retirement of accounts #9658 & #9674 and activation under Wells Fargo Bank, National Association
 GOV031.10 March 19, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV030.10 March 19, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV029.10 March 18, 2010 DVP RTTM Web Substitution Upgrade and Green Screen Sunset Reminder
 GOV028.10 March 18, 2010 Risk Update: Temporary Suspension of Issuance of New Clearing Fund Methodology Reports
 GOV027.10 March 17, 2010 Name Change – Calyon New York Branch /9592
 GOV026.10 March 16, 2010 Final Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09
 GOV025.10 March 16, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV024.10 March 16, 2010 Important Reporting Requirements
 GOV023.10 March 05, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV022.10 March 05, 2010 New Sponsored Members
 GOV021.10 March 02, 2010 Good Friday Notice
 GOV020.10 March 02, 2010 Required update for legal opinions
 GOV019.10 February 25, 2010 Executing Firm Master File Update – Legent Clearing LLC /9686
 GOV018.10 February 18, 2010 New Sponsored Members
 GOV017.10 February 17, 2010 Data Required re: FICC’s Inter-Bank GCF Repo Service
 GOV016.10 February 12, 2010 Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09
 GOV015.10 February 08, 2010 President's Day Holiday Schedule
 GOV014.10 February 03, 2010 Contact Information request for Risk Management, Compliance, Legal and Clearing Fund updates
 GOV013.10 February 01, 2010 Updating Required Authorized Signer Certificates
 GOV012.10 January 29, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV011.10 January 29, 2010 DELAY IN MBSD CCP AND GSD-MBSD PORTFOLIO MARGINING IMPLEMENTATION
 GOV010.10 January 28, 2010 Executing Firm Master File Update – Legent Clearing LLC /9686
 GOV009.10 January 26, 2010 Executing Firm Master File Update – Legent Clearing LLC /9686
 GOV008.10 January 26, 2010 Elimination of DVP VMS Green Screen Terminal Service
 GOV007.10 January 25, 2010 New Sponsored Members
 GOV006.10 January 25, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV005.10 January 21, 2010 Discontinuation of DVP Comparison and Netting Print Image Report File Transmission
 GOV004.10 January 19, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV003.10 January 08, 2010 Foreign affiliate trading reporting requirement - Reminder
 GOV002.10 January 07, 2010 Executing Firm Master File Update – Pershing LLC / 9585
 GOV001.10 January 07, 2010 Martin Luther King, Jr. Day Holiday Schedule