| Doc # |
Date |
P&S No. |
Subject |
| MBS243.04 |
12/31/2004 | |
FICC GSD & MBSD 2005 Holiday Schedule |
| MBS242.04 |
12/30/2004 | |
Fines For Failure to Submit Required Reports and Information |
| MBS241.04 |
12/30/2004 | |
Participant Name Change |
| MBS240.04 |
12/20/2004 | |
Nexstar Financial Corporation |
| MBS239.04 |
12/16/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS238.04 |
12/14/2004 | |
Participant Name Change |
| MBS237.04 |
12/13/2004 | |
Pricing Policy |
| MBS236.04 |
12/13/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS235.04 |
12/08/2004 | |
Participant Name Change |
| MBS234.04 |
12/07/2004 | |
December 2004 EPN Sub-Accounts |
| MBS233.04 |
12/07/2004 | |
Christmas Eve Notice |
| MBS232.04 |
12/06/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS231.04 |
12/01/2004 | |
Account Name Change for Refco LLC – REFC Account |
| MBS230.04 |
12/01/2004 | |
Delivery of Letters of Credit |
| MBS229.04 |
11/30/2004 | |
Approval of Rule Filing SR-FICC-2004-07—Elimination of Mortgage Banker Membership Category |
| MBS228.04 |
11/29/2004 | |
Rule Filing FICC-2004-23—Ceasing to Maintain an Account and Voluntary Withdrawal |
| MBS227.04 |
11/29/2004 | |
HSBC Securities (USA) Inc. |
| MBS226.04 |
11/29/2004 | |
Wells Capital Management Inc. |
| MBS225.04 |
11/22/2004 | |
Lehman Brothers, Inc. |
| MBS224.04 |
11/22/2004 | |
Thanksgiving Day Holiday Schedule |
| MBS223.04 |
11/22/2004 | |
Refco Securities, LLC |
| MBS222.04 |
11/22/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS221.04 |
11/22/2004 | |
HSBC Securities (USA) Inc. |
| MBS220.04 |
11/19/2004 | |
Bear, Stearns & Co. Inc. |
| MBS219.04 |
11/19/2004 | |
Bear, Stearns & Co. Inc. |
| MBS218.04 |
11/19/2004 | |
Lehman Brothers, Inc. |
| MBS217.04 |
11/18/2004 | |
Pricing Policy |
| MBS216.04 |
11/16/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS215.04 |
11/12/2004 | |
Participant Name Change |
| MBS214.04 |
11/12/2004 | |
Veterans’ Day Holiday Schedule |
| MBS213.04 |
11/12/2004 | |
November 2004 EPN Sub-Accounts |
| MBS212.04 |
11/05/2004 | |
Approval of Rule Filing SR-FICC-2004-01—Changes to Membership Rules |
| MBS211.04 |
11/02/2004 | |
REVISED - Citigroup Global Markets, Inc. |
| MBS210.04 |
11/01/2004 | |
Citigroup Global Markets, Inc. |
| MBS209.04 |
10/29/2004 | |
Bear, Stearns & Co. Inc. – CGFI |
| MBS208.04 |
10/29/2004 | |
Bear, Stearns & Co. Inc. - PPNB |
| MBS207.04 |
10/29/2004 | |
Bear, Stearns & Co. Inc. - CMBA |
| MBS206.04 |
10/29/2004 | |
Participant Name Change |
| MBS205.04 |
10/29/2004 | |
EPN Participant Status Update |
| MBS204.04 |
10/29/2004 | |
Swiss Re Financial Products Corporation |
| MBS203.04 |
10/28/2004 | |
Lehman Brothers, Inc. - MBLX |
| MBS202.04 |
10/22/2004 | |
EPN Quarterly Disaster Recovery Test |
| MBS201.04 |
10/22/2004 | |
Delivery Instructions |
| MBS200.04 |
10/18/2004 | |
Bear Stearns & Co. - PPNB |
| MBS199.04 |
10/15/2004 | |
Rule Filing FICC-2004-19--Technical Changes to FICC’s Rules |
| MBS198.04 |
10/15/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS197.04 |
10/15/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS196.04 |
10/15/2004 | |
Pricing Policy |
| MBS195.04 |
10/07/2004 | |
Columbus Day Holiday Schedule |
| MBS194.04 |
10/06/2004 | |
October 2004 EPN Sub-Accounts |
| MBS193.04 |
09/24/2004 | |
Bear Stearns & Co. – CMBA |
| MBS192.04 |
09/24/2004 | |
Citigroup Global Markets, Inc. |
| MBS191.04 |
09/24/2004 | |
Bear, Stearns & Co. Inc. |
| MBS190.04 |
09/24/2004 | |
Bear, Stearns & Co. Inc. |
| MBS189.04 |
09/24/2004 | |
Bank One NA |
| MBS188.04 |
09/24/2004 | |
Hilliard Farber & Co., Inc. |
| MBS187.04 |
09/23/2004 | |
Approval of Rule Filing SR-FICC-2003-05—Additional Accounts |
| MBS186.04 |
09/22/2004 | |
Participant Network Migration to SMART / SFTI |
| MBS185.04 |
09/20/2004 | |
Fines For Failure to Submit Required Reports and Information |
| MBS184.04 |
09/20/2004 | |
Approval of Rule Filing SR-FICC-2003-14—Membership Rules |
| MBS183.04 |
09/16/2004 | |
Pricing Policy |
| MBS182.04 |
09/09/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS181.04 |
09/07/2004 | |
Garban LLC/Broker Tec USA, LLC - BROK |
| MBS180.04 |
09/02/2004 | |
Labor Day Holiday Schedule |
| MBS179.04 |
09/02/2004 | |
September 2004 EPN Sub-Accounts |
| MBS178.04 |
08/26/2004 | |
Semi-Annual Basic Deposit Adjustment |
| MBS177.04 |
08/24/2004 | |
EPN Participant Status Update |
| MBS176.04 |
08/24/2004 | |
Garban LLC - MBER |
| MBS175.04 |
08/23/2004 | |
Citigroup Global Markets, Inc. |
| MBS174.04 |
08/23/2004 | |
Bear, Stearns & Co. Inc. – CTRN |
| MBS173.04 |
08/20/2004 | |
Pricing Policy |
| MBS172.04 |
08/20/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS171.04 |
08/20/2004 | |
Charles Schwab & Co., Inc. |
| MBS170.04 |
08/19/2004 | |
Lehman Brothers, Inc. - MBLQ |
| MBS169.04 |
08/18/2004 | |
Lehman Brothers - MBLQ |
| MBS168.04 |
08/09/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS167.04 |
08/09/2004 | |
August 2004 EPN Sub-Accounts |
| MBS166.04 |
08/09/2004 | |
Banc One Capital Markets, Inc. |
| MBS165.04 |
08/03/2004 | |
Barclays Capital, Inc. |
| MBS164.04 |
08/03/2004 | |
Barclays Capital, Inc. |
| MBS163.04 |
08/03/2004 | |
William R. Hough – WRHC |
| MBS162.04 |
08/02/2004 | |
Bear, Stearns & Co. Inc. - MBBH |
| MBS161.04 |
07/28/2004 | |
Banc One Capital Markets, Inc. |
| MBS160.04 |
07/27/2004 | |
J.P. Morgan Securities Inc. - MBJT |
| MBS159.04 |
07/26/2004 | |
EPN Quarterly Disaster Recovery Test |
| MBS158.04 |
07/26/2004 | |
FFTW-Diversified Alpha Fund, Ltd. Class Z Shares |
| MBS157.04 |
07/26/2004 | |
Merrill Lynch GSI (New Address & Allocations Numbers) |
| MBS156.04 |
07/22/2004 | |
EPN Participant Status Update |
| MBS155.04 |
07/22/2004 | |
Participant Name Change |
| MBS154.04 |
07/22/2004 | |
Participant Name Change |
| MBS153.04 |
07/22/2004 | |
Bear Stearns & Co. - MBBH |
| MBS152.04 |
07/22/2004 | |
Bear, Stearns & Co. Inc |
| MBS151.04 |
07/22/2004 | |
Bear, Stearns & Co. Inc. |
| MBS150.04 |
07/21/2004 | |
Lehman Brothers, Inc. |
| MBS149.04 |
07/20/2004 | |
Expiring Letter of Credit |
| MBS148.04 |
07/16/2004 | |
Pricing Policy |
| MBS147.04 |
07/16/2004 | |
Delivery Instructions |
| MBS146.04 |
07/15/2004 | |
Rule Filing FICC-2004-14—Changes in Membership Requirements |
| MBS145.04 |
07/15/2004 | |
Approval of Rule Filing FICC-2003-01 -- Fines For Failure to Submit Required Financial and Other Reports and Additional Reporting Requirements |
| MBS144.04 |
07/14/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS143.04 |
07/13/2004 | |
Rule Filing FICC-2004-13- Margin Premiums for Violations of Minimum Financial Standards and Failure to Submit Financial Reports on a Timely Basis |
| MBS142.04 |
07/09/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS141.04 |
07/02/2004 | |
Participant Compliance With Trade Date Submission |
| MBS140.04 |
06/30/2004 | |
Lehman Brothers, Inc. |
| MBS139.04 |
06/30/2004 | |
Lehman Brothers, Inc. |
| MBS138.04 |
06/30/2004 | |
June 2004 EPN Sub-Accounts |
| MBS137.04 |
06/30/2004 | |
CNA Financial Corporation |
| MBS136.04 |
06/30/2004 | |
CDC Financial Products Inc. |
| MBS135.04 |
06/30/2004 | |
CDC Financial Products Inc. |
| MBS134.04 |
06/29/2004 | |
EaSy Pool Software Upgrade Release |
| MBS133.04 |
06/28/2004 | |
HSBC Bank USA, N.A. and HSBC Bank USA |
| MBS132.04 |
06/25/2004 | |
Independence Day Holiday Schedule |
| MBS131.04 |
06/25/2004 | |
System Access |
| MBS130.04 |
06/25/2004 | |
Participant Name Change |
| MBS129.04 |
06/23/2004 | |
Wachovia Securities, LLC |
| MBS128.04 |
06/21/2004 | |
HSBC Bank USA, N.A. |
| MBS127.04 |
06/21/2004 | |
Participant Compliance With Trade Date Submission |
| MBS126.04 |
06/21/2004 | |
Bear Stearns & Co. - CGFI |
| MBS125.04 |
06/14/2004 | |
Participant Compliance With Trade Date Submission |
| MBS124.04 |
06/11/2004 | |
EPN Participant Status Update |
| MBS123.04 |
06/10/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS122.04 |
06/10/2004 | |
Pricing Policy |
| MBS121.04 |
06/09/2004 | |
Participant Contingency Site Connectivity Testing |
| MBS120.04 |
06/09/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS119.04 |
06/09/2004 | |
Processing Schedule for Friday June 11th, 2004 |
| MBS118.04 |
06/07/2004 | |
National Day of Mourning |
| MBS117.04 |
06/03/2004 | |
Participant Compliance With Trade Date Submission |
| MBS116.04 |
06/02/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS115.04 |
06/02/2004 | |
BNP Paribas Securities Corp. |
| MBS114.04 |
06/02/2004 | |
McMorgan & Company LLC |
| MBS113.04 |
06/02/2004 | |
Bear, Stearns & Co. Inc. - BSAR |
| MBS112.04 |
06/01/2004 | |
Bear, Stearns & Co. Inc. - GCAP |
| MBS111.04 |
06/01/2004 | |
Lehman Brothers, Inc. - MBLP |
| MBS110.04 |
06/01/2004 | |
Citigroup Global Markets, Inc. (MASF) |
| MBS109.04 |
05/28/2004 | |
June 2004 EPN Sub-Accounts |
| MBS108.04 |
05/27/2004 | |
UBS Securities LLC |
| MBS107.04 |
05/27/2004 | |
Colonial Management Associates |
| MBS106.04 |
05/27/2004 | |
Wachovia Corporation |
| MBS105.04 |
05/26/2004 | |
Memorial Day Holiday Schedule |
| MBS104.04 |
05/25/2004 | |
Participant Compliance With Trade Date Submission |
| MBS103.04 |
05/24/2004 | |
Bear, Stearns & Co. Inc. |
| MBS102.04 |
05/24/2004 | |
Bear, Stearns & Co. Inc. |
| MBS101.04 |
05/24/2004 | |
Bear, Stearns & Co. Inc. |
| MBS100.04 |
05/24/2004 | |
Lehman Brothers, Inc. |
| MBS099.04 |
05/24/2004 | |
Lehman Brothers, Inc. |
| MBS098.04 |
05/24/2004 | |
Delivery Instructions |
| MBS097.04 |
05/18/2004 | |
Participant Compliance With Trade Date Submission |
| MBS096.04 |
05/18/2004 | |
Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS095.04 |
05/18/2004 | |
Participant Name Change |
| MBS094.04 |
05/17/2004 | |
Rule Filing FICC-2004-04--Technical Corrections to the Rules of the Mortgage-Backed Securities Division |
| MBS093.04 |
05/12/2004 | |
Pricing Policy |
| MBS092.04 |
05/11/2004 | |
Participant Compliance With Trade Date Submission |
| MBS091.04 |
05/10/2004 | |
May 2004 EPN Sub-Accounts |
| MBS090.04 |
05/07/2004 | |
Rule Filing FICC-2004-06--Modification of the Mortgage-Backed Securities Division’s Schedules of Charges |
| MBS089.04 |
05/06/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS088.04 |
05/04/2004 | |
Participant Compliance With Trade Date Submission |
| MBS087.04 |
05/03/2004 | |
Rule Filing FICC-2004-10—Statutory Disqualification and Fines for Failure to Inform FICC of Falling out of Compliance with Membership Standards |
| MBS086.04 |
05/03/2004 | |
Rule Filing FICC-2004-09-Changes To Membership Rules |
| MBS085.04 |
04/30/2004 | |
Wells Fargo Bank, N.A. and Wells Fargo Home Mortgage, Inc. |
| MBS084.04 |
04/28/2004 | |
EPN Participant Status Update |
| MBS083.04 |
04/28/2004 | |
Metropolitan Life Insurance Company |
| MBS082.04 |
04/27/2004 | |
Participant Compliance With Trade Date Submission |
| MBS081.04 |
04/26/2004 | |
Salomon Brothers Asset Management, Inc. |
| MBS080.04 |
04/21/2004 | |
Lehman Brothers Inc. |
| MBS079.04 |
04/21/2004 | |
Citigroup Global Markets, Inc. (OBOF) |
| MBS078.04 |
04/21/2004 | |
Citigroup Global Markets, Inc. (OBSF) |
| MBS077.04 |
04/21/2004 | |
Citigroup Global Markets, Inc. |
| MBS076.04 |
04/20/2004 | |
EPN Quarterly Disaster Recovery Test |
| MBS075.04 |
04/20/2004 | |
Participant Compliance With Trade Date Submission |
| MBS074.04 |
04/12/2004 | |
Participant Compliance With Trade Date Submission |
| MBS073.04 |
04/08/2004 | |
YTD 2004 Participants’ Trade Count and Par Value Rankings |
| MBS072.04 |
04/08/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS071.04 |
04/08/2004 | |
April 2004 EPN Sub-Accounts |
| MBS070.04 |
04/06/2004 | |
Good Friday Notice |
| MBS069.04 |
04/02/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS068.04 |
04/02/2004 | |
Rule Filing FICC 2004-08--Surveillance of Members |
| MBS067.04 |
04/02/2004 | |
Rule Filing FICC-2004-07--Elimination of the Mortgage Banker Membership Category |
| MBS066.04 |
04/01/2004 | |
Banc of America Securities LLC |
| MBS065.04 |
04/01/2004 | |
Participant Compliance With Trade Date Submission |
| MBS064.04 |
04/01/2004 | |
Wells Fargo Bank, N.A. |
| MBS063.04 |
03/26/2004 | |
Bear, Stearns & Co. – CTRN and BSAR |
| MBS062.04 |
03/26/2004 | |
Bear Stearns & Company, Inc. |
| MBS061.04 |
03/26/2004 | |
Lehman Brothers OTC Derivatives, Inc |
| MBS060.04 |
03/26/2004 | |
CitiMortgage, Inc. - CMTG |
| MBS059.04 |
03/26/2004 | |
BNP Paribas Securities Corp. |
| MBS058.04 |
03/22/2004 | |
Participant Compliance With Trade Date Submission |
| MBS057.04 |
03/19/2004 | |
Residential Funding Corp. - MICG |
| MBS056.04 |
03/15/2004 | |
Approval of Rule Filing SR-FICC-2003-09 – Mortgage-Backed Securities Division Standard of Care and Limitation of Liability |
| MBS055.04 |
03/15/2004 | |
Participant Compliance With Trade Date Submission |
| MBS054.04 |
03/09/2004 | |
MBSD Pricing Policy |
| MBS053.04 |
03/09/2004 | |
Settlement Cycle & Cash Settlement Calendars |
| MBS052.04 |
03/08/2004 | |
Banc of America Securities LLC |
| MBS051.04 |
03/08/2004 | |
Participant Compliance With Trade Date Submission |
| MBS050.04 |
03/05/2004 | |
Rule Filing FICC-2004-05—Registered Investment Companies and the Basic Deposit Requirement |
| MBS049.04 |
03/05/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS048.04 |
03/05/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS047.04 |
03/03/2004 | |
Refco Securities LLC |
| MBS046.04 |
03/02/2004 | |
Participant Compliance With Trade Date Submission |
| MBS045.04 |
03/01/2004 | |
William R. Hough & Co. (WRHC) |
| MBS044.04 |
03/01/2004 | |
March 2004 EPN Sub-Accounts |
| MBS043.04 |
02/27/2004 | |
March Settlement Cycle & Cash Settlement Calendar |
| MBS042.04 |
02/26/2004 | |
FFTW – Diversified Alpha Fund, Ltd. Class B Shares (FFAB) |
| MBS041.04 |
02/26/2004 | |
UBS Securities LLC (New Address & Allocation Number) |
| MBS040.04 |
02/25/2004 | |
Raymond James & Associates, Inc. |
| MBS039.04 |
02/24/2004 | |
Lehman Brothers Inc. |
| MBS038.04 |
02/24/2004 | |
Participant Compliance With Trade Date Submission |
| MBS037.04 |
02/23/2004 | |
Semi-Annual Basic Deposit Adjustment |
| MBS036.04 |
02/23/2004 | |
Refco Securities LLC |
| MBS035.04 |
02/19/2004 | |
Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS034.04 |
02/18/2004 | |
Fairfax International Investments Ltd.- FAIR account |
| MBS033.04 |
02/17/2004 | |
Credit Suisse First Boston LLC (Additional Allocation Number) |
| MBS032.04 |
02/13/2004 | |
Pricing Policy |
| MBS031.04 |
02/13/2004 | |
Approval of Rule Filing SR-FICC-2003-03 -- New Criteria For Placing Members on Surveillance |
| MBS030.04 |
02/12/2004 | |
Approval of Rule Filing SR-MBSCC-2001-06 -- Implementation of Supplemental Processes to Monitor Participants’ Financial Condition |
| MBS029.04 |
02/11/2004 | |
Participant Compliance With Trade Date Submission |
| MBS028.04 |
02/11/2004 | |
President’s Day Holiday Schedule |
| MBS027.04 |
02/11/2004 | |
Participant Name Change |
| MBS026.04 |
02/09/2004 | |
FFTW – Diversified Alpha Fund, Ltd. Class B Shares (FFAB) |
| MBS025.04 |
02/05/2004 | |
Updated Contingency Plan For Settlement Balance Order Processing Output |
| MBS024.04 |
02/05/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS023.04 |
02/05/2004 | |
February 2004 EPN Sub-Accounts |
| MBS022.04 |
02/03/2004 | |
The Bond Market Association (TBMA) Transaction Fees |
| MBS021.04 |
02/02/2004 | |
Participant Compliance With Trade Date Submission |
| MBS020.04 |
01/30/2004 | |
February Settlement Cycle & Cash Settlement Calendar |
| MBS019.04 |
01/29/2004 | |
FIMAT USA, Inc. |
| MBS018.04 |
01/29/2004 | |
T. Rowe Price Associates, Inc. |
| MBS017.04 |
01/26/2004 | |
Expiring Letters of Credit - REMINDER |
| MBS016.04 |
01/26/2004 | |
Participant Compliance With Trade Date Submission |
| MBS015.04 |
01/23/2004 | |
Lehman Brothers Inc. |
| MBS014.04 |
01/23/2004 | |
Bear Stearns & Company, Inc. |
| MBS013.04 |
01/21/2004 | |
Rule Filing FICC-2004-01— Changes to Membership Rules |
| MBS012.04 |
01/20/2004 | |
Participant Compliance With Trade Date Submission |
| MBS011.04 |
01/16/2004 | |
EPN Quarterly Disaster Recovery Test |
| MBS010.04 |
01/16/2004 | |
Clearing Corporation Insourcing |
| MBS009.04 |
01/14/2004 | |
Cantor Fitzgerald Securities |
| MBS008.04 |
01/14/2004 | |
Citigroup Global Markets Inc. |
| MBS007.04 |
01/13/2004 | |
Expiring Letters of Credit |
| MBS006.04 |
01/13/2004 | |
Participant Compliance With Trade Date Submission |
| MBS005.04 |
01/09/2004 | |
YTD 2003 Participants’ Trade Count and Par Value Rankings |
| MBS004.04 |
01/08/2004 | |
Participants’ Trade Count & Par Value Rankings |
| MBS003.04 |
01/06/2004 | |
January 2004 EPN Sub-Accounts |
| MBS002.04 |
01/02/2004 | |
Participant Compliance With Trade Date Submission |
| MBS001.04 |
01/02/2004 | |
Letters of Credit |
