| Doc # |
Date |
P&S No. |
Subject |
| MBS196.05 |
12/29/2005 |
| Pricing Policy |
| MBS195.05 |
12/29/2005 |
| Rule Filing FICC-2005-22—Payment of Interest on Cash Collateral Deposits |
| MBS194.05 |
12/29/2005 |
| Participant Name Change |
| MBS193.05 |
12/29/2005 |
| Participant Name Change |
| MBS192.05 |
12/23/2005 |
| Christmas Day Observance & New Year’s Day Observance Schedules |
| MBS191.05 |
12/14/2005 |
| FICC GSD & MBSD 2006 Holiday Schedule |
| MBS190.05 |
12/06/2005 |
| J.P. Morgan Securities, Inc. (MBCE, MBCX, CHAS, MBCQ) and J.P. Morgan Chase Bank National Association (MBCZ only) Contact Changes |
| MBS189.05 |
12/06/2005 |
| 2005 EPN Sub-Accounts |
| MBS188.05 |
12/05/2005 |
| 2006 Fee Revisions |
| MBS187.05 |
12/01/2005 |
| Charles Schwab & Co., Inc. |
| MBS186.05 |
11/28/2005 |
| Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS185.05 |
11/28/2005 |
| Credit Suisse First Boston LLC |
| MBS184.05 |
11/28/2005 |
| Bear, Stearns & Co., Inc. |
| MBS183.05 |
11/25/2005 |
| Pricing Policy |
| MBS182.05 |
11/18/2005 |
| Thanksgiving Day Holiday Schedule |
| MBS181.05 |
11/16/2005 |
| Rule Filing SR-FICC-2005-20—Surcharge for Batch Submission |
| MBS180.05 |
11/09/2005 |
| Charles Schwab & Co., Inc. |
| MBS179.05 |
11/09/2005 |
| Veterans’ Day Holiday Schedule |
| MBS178.05 |
11/04/2005 |
| 2005 EPN Sub-Accounts |
| MBS177.05 |
11/02/2005 |
| Bear, Stearns & Co. Inc. |
| MBS176.05 |
11/02/2005 |
| Refco Securities, LLC (Refco Accounts REFC, REFE, REFF, REFO, REFX, REFY) |
| MBS175.05 |
11/02/2005 |
| Legacy Network Conversion – Special Pass – Through Charges |
| MBS174.05 |
11/01/2005 |
| Tullett Liberty Brokerage Inc. |
| MBS173.05 |
10/28/2005 |
| Clearing Fund Department – New Telephone #’s and FAX #’s |
| MBS172.05 |
10/28/2005 |
| Citigroup Global Markets Inc. |
| MBS171.05 |
10/28/2005 |
| Citigroup Global Markets Inc. |
| MBS170.05 |
10/28/2005 |
| Bear, Stearns & Co., Inc |
| MBS169.05 |
10/28/2005 |
| Lehman Brothers, Inc. |
| MBS168.05 |
10/28/2005 |
| Lehman Brothers, Inc. |
| MBS167.05 |
10/20/2005 |
| Pricing Policy |
| MBS166.05 |
10/18/2005 |
| EPN Quarterly Disaster Recovery Test |
| MBS165.05 |
10/18/2005 |
| Refco Securities LLC (Refco Accounts REFC, REFE, REFF, REFO, REFX, REFY) |
| MBS164.05 |
10/13/2005 |
| Refco Securities, LLC (Refco Accounts REFC, REFE, REFF, REFO, REFX, REFY) |
| MBS163.05 |
10/06/2005 |
| Participant Name Change |
| MBS162.05 |
10/06/2005 |
| Rule Filing SR-FICC-2005-19- Purchase of DTCC Common Stock |
| MBS161.05 |
10/05/2005 |
| 2005 EPN Sub-Accounts |
| MBS160.05 |
10/05/2005 |
| Lehman Brothers, Inc. - MLLA |
| MBS159.05 |
10/05/2005 |
| Alliance Capital Management, L.P. – SCBC |
| MBS158.05 |
10/05/2005 |
| ADP Clearing and Outsourcing Services, Inc. |
| MBS157.05 |
10/03/2005 |
| Approval of Rule Filing FICC-2005-10—Business Continuity Testing |
| MBS156.05 |
10/03/2005 |
| Participant Service Environment (“PSE”) Shutdown at SIAC |
| MBS155.05 |
09/30/2005 |
| Lehman Brothers, Inc. |
| MBS154.05 |
09/30/2005 |
| Citigroup Global Markets Inc. |
| MBS153.05 |
09/30/2005 |
| Citigroup Global Markets Inc. |
| MBS152.05 |
09/29/2005 |
| Communications Insourcing |
| MBS151.05 |
09/23/2005 |
| PIMCO Funds: Pacific Investment Management Series, Private Account Portfolio Series, Mortgage Portfolio (#722) |
| MBS150.05 |
09/08/2005 |
| Bear, Stearns & Co. Inc. |
| MBS149.05 |
09/07/2005 |
| 2005 EPN Sub-Accounts |
| MBS148.05 |
08/30/2005 |
| Freddie Mac - MBFH |
| MBS147.05 |
08/29/2005 |
| Rule Filing SR-FICC-2005-15—Migration from Legacy Network Connections |
| MBS146.05 |
08/29/2005 |
| Labor Day Holiday Schedule |
| MBS145.05 |
08/26/2005 |
| MBSD RTTM Web Report Center and Terminal Session Enhancement |
| MBS144.05 |
08/26/2005 |
| Semi-Annual Basic Deposit Adjustment |
| MBS143.05 |
08/25/2005 |
| PIMCO Funds: Pacific Investment Management Series, Private Account Portfolio Series, Mortgage Portfolio (#722) |
| MBS142.05 |
08/24/2005 |
| Lehman Brothers, Inc. |
| MBS141.05 |
08/24/2005 |
| Bear, Stearns & Co. Inc. |
| MBS140.05 |
08/24/2005 |
| Bear, Stearns & Co. Inc. |
| MBS139.05 |
08/22/2005 |
| Banc of America Securities LLC |
| MBS138.05 |
08/19/2005 |
| Pricing Policy |
| MBS137.05 |
08/05/2005 |
| Goldman Sachs Execution and Clearing, LP |
| MBS136.05 |
08/05/2005 |
| Wachovia Corporation - WCMR |
| MBS135.05 |
08/05/2005 |
| J.P. Morgan Securities, Inc. - MBJP |
| MBS134.05 |
08/03/2005 |
| 2005 EPN Sub-Accounts |
| MBS133.05 |
08/02/2005 |
| Cargill Global Trading |
| MBS132.05 |
08/02/2005 |
| Times Square Capital Management, Inc |
| MBS131.05 |
08/01/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS130.05 |
08/01/2005 |
| Approval of Rule Filing SR-FICC-2005-09—Third Party Fee Collection |
| MBS129.05 |
08/01/2005 |
| Preliminary 2006 Fee Guidance |
| MBS128.05 |
07/27/2005 |
| Delivery Instructions Update for Bear Stearns (BSJF) Account Only |
| MBS127.05 |
07/25/2005 |
| Communications Insourcing |
| MBS126.05 |
07/25/2005 |
| EPN Quarterly Disaster Recovery Test |
| MBS125.05 |
07/25/2005 |
| EPN Participant Status Update |
| MBS124.05 |
07/22/2005 |
| Lehman Brothers, Inc. |
| MBS123.05 |
07/22/2005 |
| Bear, Stearns & Co., Inc. - BSAM |
| MBS122.05 |
07/22/2005 |
| Bear, Stearns & Co., Inc. - ALHA |
| MBS121.05 |
07/22/2005 |
| Bear, Stearns & Co., Inc. - BSAP |
| MBS120.05 |
07/22/2005 |
| Goldman Sachs Execution and Clearing, LP |
| MBS119.05 |
07/20/2005 |
| Expiring Letter of Credit |
| MBS118.05 |
07/18/2005 |
| Rule Filing SR-FICC-2005-13—Technical and Administrative Changes to the Rules of FICC |
| MBS117.05 |
07/11/2005 |
| 2005 EPN Sub-Accounts |
| MBS116.05 |
07/05/2005 |
| Wachovia Corporation - WCMR |
| MBS115.05 |
07/05/2005 |
| Wachovia Corporation - WCMC |
| MBS114.05 |
07/01/2005 |
| Bear, Stearns & Co., Inc. - BSPV |
| MBS113.05 |
07/01/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS112.05 |
07/01/2005 |
| Independence Day Holiday Schedule |
| MBS111.05 |
06/30/2005 |
| Fines For Failure to Submit Required Reports, Information, and Other Documentation |
| MBS110.05 |
06/29/2005 |
| RBC Dain Rauscher, Inc |
| MBS109.05 |
06/27/2005 |
| Lehman Brothers, Inc. |
| MBS108.05 |
06/27/2005 |
| Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS107.05 |
06/27/2005 |
| EPN Participant Status Update |
| MBS106.05 |
06/24/2005 |
| Bear, Stearns & Company Inc. – BSAM |
| MBS105.05 |
06/24/2005 |
| Refco Securities, LLC |
| MBS104.05 |
06/24/2005 |
| Participant Name Change |
| MBS103.05 |
06/24/2005 |
| Approval of Rule Filing FICC-2005-01—Notification of Certain Events Affecting Participants’ Business and/or Financial Condition |
| MBS102.05 |
06/17/2005 |
| Pricing Policy |
| MBS101.05 |
06/14/2005 |
| FFTW – Diversified Alpha Fund, Ltd. – Class Z |
| MBS100.05 |
06/14/2005 |
| Lehman Brothers, Inc. |
| MBS099.05 |
06/14/2005 |
| Account Name Change - MBFQ |
| MBS098.05 |
06/14/2005 |
| Account Name Change - MBFP |
| MBS097.05 |
06/09/2005 |
| Participant Trade Submission Requirements |
| MBS096.05 |
06/06/2005 |
| 2005 EPN Sub-Accounts |
| MBS095.05 |
06/06/2005 |
| Bear, Stearns & Company Inc. - ALHA |
| MBS094.05 |
06/06/2005 |
| Banc of America Securities LLC - BACC |
| MBS093.05 |
06/02/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS092.05 |
05/26/2005 |
| Memorial Day Holiday Schedule |
| MBS091.05 |
05/26/2005 |
| Pricing Policy |
| MBS090.05 |
05/26/2005 |
| Rule Filing FICC-2005-12—Technical Changes and Interpretation of Existing Rule |
| MBS089.05 |
05/25/2005 |
| Nomura Securities International, Inc. |
| MBS088.05 |
05/25/2005 |
| Bear Stearns & Co. BSAP |
| MBS087.05 |
05/25/2005 |
| Lehman Brothers, Inc. |
| MBS086.05 |
05/25/2005 |
| Lehman Brothers, Inc. |
| MBS085.05 |
05/20/2005 |
| MBS Clearing System Insourcing Implementation |
| MBS084.05 |
05/19/2005 |
| Delivery Instructions Account Symbol BSTP Only -- Correction |
| MBS083.05 |
05/17/2005 |
| Cargill Global Trading – CARG, CGTT |
| MBS082.05 |
05/16/2005 |
| Approval of Rule Filing FICC-2005-06— Minimum Threshold Amount for MBSD Participants Fund Calls |
| MBS081.05 |
05/10/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS080.05 |
05/09/2005 |
| MBS Clearing System Login Test 2 |
| MBS079.05 |
05/09/2005 |
| Submission of Rule Filing FICC-2005-10—Business Continuity Testing |
| MBS078.05 |
05/06/2005 |
| Rule Filing FICC-2005-09—Third Party Fee Collection |
| MBS077.05 |
04/29/2005 |
| FFTW – Diversified Alpha Fund, Ltd. - Class Z |
| MBS076.05 |
04/29/2005 |
| JPMorgan Securities, Inc |
| MBS075.05 |
04/28/2005 |
| J.P. Morgan Securities, Inc. - MBJP |
| MBS074.05 |
04/26/2005 |
| MBS Clearing System Insourcing |
| MBS073.05 |
04/25/2005 |
| U.S. Bancorp Asset Management, Inc. |
| MBS072.05 |
04/22/2005 |
| Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS071.05 |
04/21/2005 |
| Citigroup Global Markets Inc. |
| MBS070.05 |
04/21/2005 |
| Lehman Brothers, Inc. |
| MBS069.05 |
04/19/2005 |
| Bear, Stearns & Co. Inc. |
| MBS068.05 |
04/19/2005 |
| Bear, Stearns & Co., Inc. |
| MBS067.05 |
04/19/2005 |
| Bear, Stearns & Co. Inc. |
| MBS066.05 |
04/18/2005 |
| EPN Quarterly Disaster Recovery Test |
| MBS065.05 |
04/14/2005 |
| Approval of Rule Filing FICC-2004-13—Margin Premiums for Violations of Minimum Financial Standards and Failure to Submit Requisite Financial Reports on a Timely Basis |
| MBS064.05 |
04/13/2005 |
| Pricing Policy |
| MBS063.05 |
04/07/2005 |
| 2005 EPN Sub-Accounts |
| MBS062.05 |
04/04/2005 |
| Approval of Rule Filing FICC-2004-23—Ceasing to Maintain an Account and Voluntary Withdrawal |
| MBS061.05 |
04/01/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS060.05 |
03/31/2005 |
| Bear Stearns Asset Management Inc. |
| MBS059.05 |
03/29/2005 |
| Merrill Lynch |
| MBS058.05 |
03/24/2005 |
| ADP Outsourcing and Clearing Services, Inc. |
| MBS057.05 |
03/24/2005 |
| ADP Outsourcing and Clearing Services, Inc. |
| MBS056.05 |
03/24/2005 |
| The Dreyfus Corporation |
| MBS055.05 |
03/23/2005 |
| Approval of Rule Filing FICC-2004-14—Changes in Membership Requirements |
| MBS054.05 |
03/23/2005 |
| Approval of Rule Filing FICC-2005-02—Statutory Disqualification and Fines for Failure to Inform FICC of Falling out of Compliance with Membership Standards |
| MBS053.05 |
03/22/2005 |
| Good Friday Notice |
| MBS052.05 |
03/21/2005 |
| Rule Filing FICC-2005-06—Minimum Threshold Amount for MBSD Participants Fund Calls |
| MBS051.05 |
03/18/2005 |
| MBSD Pricing Policy |
| MBS050.05 |
03/18/2005 |
| Citigroup Global Markets Inc. |
| MBS049.05 |
03/18/2005 |
| Citigroup Global Markets Inc. |
| MBS048.05 |
03/16/2005 |
| Banc of America Securities LLC |
| MBS047.05 |
03/16/2005 |
| Fines For Failure to Submit Required Reports and Information |
| MBS046.05 |
03/15/2005 |
| MBS RTTM Web Assistant |
| MBS045.05 |
03/10/2005 |
| Participant Name Change |
| MBS044.05 |
03/09/2005 |
| Freddie Mac - MBFH |
| MBS043.05 |
03/04/2005 |
| BNP Paribas Securities Corp. |
| MBS042.05 |
03/02/2005 |
| 2005 EPN Sub-Accounts |
| MBS041.05 |
03/01/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS040.05 |
03/01/2005 |
| Real-Time Trade Matching (RTTM) Interactive Messaging Update |
| MBS039.05 |
02/24/2005 |
| Semi-Annual Basic Deposit Adjustment |
| MBS038.05 |
02/22/2005 |
| Approval of Rule Filing FICC-2004-19--Technical Changes to FICC’s Rules |
| MBS037.05 |
02/18/2005 |
| MBS RTTM Web Rollout |
| MBS036.05 |
02/18/2005 |
| EPN Participant Status Update |
| MBS035.05 |
02/17/2005 |
| Lehman Brothers, Inc. |
| MBS034.05 |
02/17/2005 |
| Lehman Brothers, Inc. |
| MBS033.05 |
02/17/2005 |
| BNP Paribas Securities Corp. |
| MBS032.05 |
02/17/2005 |
| Bear, Stearns & Co. Inc. |
| MBS031.05 |
02/17/2005 |
| Refco Securities, LLC |
| MBS030.05 |
02/16/2005 |
| Pricing Policy |
| MBS029.05 |
02/15/2005 |
| Lehman Brothers, Inc. - MBLQ |
| MBS028.05 |
02/14/2005 |
| President’s Day Holiday Schedule |
| MBS027.05 |
02/11/2005 |
| Wachovia Securities, LLC |
| MBS026.05 |
02/11/2005 |
| Wachovia Securities, LLC |
| MBS025.05 |
02/11/2005 |
| Rule Filing FICC-2005-05— Affiliate Guarantees |
| MBS024.05 |
02/11/2005 |
| First Clearing, LLC |
| MBS023.05 |
02/11/2005 |
| 2005 EPN Sub-Accounts |
| MBS022.05 |
01/28/2005 |
| JP Morgan Securities, Inc. |
| MBS021.05 |
01/28/2005 |
| Freddie Mac – MBFH |
| MBS020.05 |
01/27/2005 |
| Assumption of Account of Prebon Securities (USA) Inc. by Tullett Liberty Brokerage Inc. and Renaming of Account |
| MBS019.05 |
01/24/2005 |
| Lehman Brothers, Inc. |
| MBS018.05 |
01/21/2005 |
| REMINDER - Expiring Letters of Credit |
| MBS017.05 |
01/21/2005 |
| Pricing Policy |
| MBS016.05 |
01/20/2005 |
| Bear, Stearns & Co. Inc. |
| MBS015.05 |
01/20/2005 |
| Approval of Rule Filing FICC-2004-09 – Changes to Membership Rules |
| MBS014.05 |
01/19/2005 |
| Approval of Rule Filing SR-FICC-2004-06 - Modification of the Mortgage-Backed Securities Division’s Schedules of Charges/Fines |
| MBS013.05 |
01/19/2005 |
| Approval of Rule Filing SR-FICC-2004-05 -- Registered Investment Companies and the Basic Deposit Requirement |
| MBS012.05 |
01/18/2005 |
| Participant Name Change |
| MBS011.05 |
01/13/2005 |
| Amendment to Rule Filing FICC-2004-14—-NON-DOMESTIC MEMBERSHIP REQUIREMENTS |
| MBS010.05 |
01/13/2005 |
| EPN Quarterly Disaster Recovery Test |
| MBS009.05 |
01/11/2005 |
| Martin Luther King Jr. Holiday |
| MBS008.05 |
01/11/2005 |
| Rule Filing FICC-2005-02— Statutory Disqualification and Fines for Failure to Inform FICC of Falling out of Compliance with Membership Standards |
| MBS007.05 |
01/10/2005 |
| Expiring Letters of Credit |
| MBS006.05 |
01/10/2005 |
| Rule Filing FICC-2005-01—Notification of Certain Events Affecting Participants’ Business and/or Financial Condition |
| MBS005.05 |
01/07/2005 |
| January 2005 EPN Sub-Accounts |
| MBS004.05 |
01/07/2005 |
| Interactive Messaging for Real-Time Trade Matching Updated List |
| MBS003.05 |
01/06/2005 |
| Citigroup Global Markets, Inc. - OBSF |
| MBS002.05 |
01/06/2005 |
| Citigroup Global Markets, Inc. - OBOF |
| MBS001.05 |
01/06/2005 |
| Lehman Brothers, Inc. - MBLX |
