Depository Trust & Clearing Corporation

 

Legal & Regulatory

Important Notices

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Fixed Income Clearing Corporation (FICC) Mortgage-Backed Securities Division (MBS)

Doc # Date P&S No. Subject
 MBS120.10 September 01, 2010 Name Changes – J. P. Morgan Securities Inc.
 MBS119.10 August 31, 2010 Citigroup Global Markets Inc.
 MBS118.10 August 31, 2010 J.P. Morgan Securities, Inc. [BSML] – Final Retire
 MBS117.10 August 30, 2010 Citadel Securities LLC [CITL] – Activation *(CANCEL)
 MBS116.10 August 27, 2010 Assumption of Accounts of J. P. Morgan Securities, Inc. by J. P. Morgan Clearing Corp.
 MBS115.10 August 26, 2010 J.P Morgan Securities Inc. [JSNS, JSIN] - Activation
 MBS114.10 August 26, 2010 Citadel Securities LLC [CITL] – Activation
 MBS113.10 August 24, 2010 Submission of Rule Filing – SR-FICC-2010-06 -- level of authority required to waive or suspend rules
 MBS112.10 August 19, 2010 Clearing Services Product Eligibility Expansion
 MBS111.10 August 18, 2010 J.P. Morgan Securities Inc. [BSML] – Intent to Retire
 MBS110.10 August 18, 2010 Morgan Stanley & Co. Incorporated [MORB, MRLP, MRLR, MORN & MORM] - Final Retire
 MBS109.10 August 18, 2010 Important Notices – Available via RSS (Really Simple Syndication) – Free of Charge
 MBS108.10 August 17, 2010 Labor Day Holiday Schedule
 MBS107.10 August 13, 2010 Morgan Stanley & Co. Incorporated -Intent to Retire
 MBS106.10 August 09, 2010 Name Change – TIAA CREF Funds
 MBS105.10 August 06, 2010 2010 EPN Sub-Accounts
 MBS104.10 August 06, 2010 2010 EPN Sub-Accounts
 MBS103.10 July 30, 2010 Clearing Services Product Eligibility Expansion
 MBS102.10 July 29, 2010 Name Change – TIAA CREF Institutional Mutual Funds.
 MBS101.10 July 28, 2010 J.P. Morgan Securities Inc.
 MBS100.10 July 28, 2010 Citigroup Global Markets Inc.
 MBS099.10 July 26, 2010 Merrill Lynch, Pierce, Fenner & Smith Inc.
 MBS098.10 July 08, 2010 Credit Suisse Securities (USA) LLC [FBDZ, FBDX, FBDB & FBMI]- Final Retire
 MBS097.10 July 07, 2010 2010 EPN Sub-Accounts
 MBS096.10 June 29, 2010 Credit Suisse Securities (USA) LLC [FBDZ, FBDX, FBDB & FBMI] - Intent to Retire
 MBS095.10 June 29, 2010 Credit Suisse Securities (USA) LLC [MCSI] - Activation
 MBS094.10 June 28, 2010 2010 Fee Forecast
 MBS093.10 June 25, 2010 Tullet Prebon Financial Services LLC - [PREB & TLPR] Intent to Retire
 MBS092.10 June 25, 2010 New York Life Insurance Co. [MBNY & MBNN] - Retirement
 MBS090.10 June 25, 2010 New York Life Investment Management LLC [NYAM] -Retirement
 MBS089.10 June 25, 2010 Rule Change– SR-FICC 2010-02 regarding a change in the classification of non-U.S. bank members of FICC
 MBS087.10 June 25, 2010 New York Life Insurance & Annuity Corporation[MBNL] -Retirement
 MBS088.10 June 24, 2010 J.P Morgan Securities Inc.
 MBS087.10 June 21, 2010 Changes for Fixed Income Clearing Corporation Members Related to the Launch of New York Portfolio Clearing
 MBS086.10 June 17, 2010 J.P. Morgan Securities Inc. [BSFC] – Final Retire
 MBS085.10 June 17, 2010 Credit Suisse Asset Management, LLC [CSAM] - Retirement
 MBS084.10 June 17, 2010 Citadel Securities LLC [CITD] – Activation
 MBS083.10 June 14, 2010 Independence Day Holiday Schedule
 MBS082.10 June 09, 2010 J.P. Morgan Securities Inc. [BSFC] – Intent to Retire
 MBS081.10 June 09, 2010 2010 EPN Sub-Accounts
 MBS080.10 June 02, 2010 Allianz Global Investors Management Partners LLC [AGIA] –Retirement
 MBS079.10 June 02, 2010 Cantor Fitzgerald & Co. [CCMO] – Activation
 MBS078.10 May 27, 2010 Citigroup Global Markets Inc. – [MMBU, MMBV, MMBW & MMBX] Activation
 MBS077.10 May 21, 2010 J.P. Morgan Securities Inc. [BSBD] – Final Retire
 MBS076.10 May 19, 2010 Merrill Lynch, Pierce, Fenner & Smith Inc.
 MBS075.10 May 18, 2010 J.P Morgan Securities Inc.
 MBS074.10 May 18, 2010 J.P. Morgan Securities Inc. [BSBD] – Intent to Retire
 MBS073.10 May 17, 2010 Memorial Day Holiday Schedule
 MBS072.10 May 10, 2010 2010 EPN Sub-Accounts
 MBS071.10 May 10, 2010 2010 EPN Sub-Accounts
 MBS070.10 May 06, 2010 J.P. Morgan Securities Inc. [BSQR] – Final Retire
 MBS069.10 April 29, 2010 Clearview Correspondent Services LLC [CRAG] – Activation
 MBS068.10 April 28, 2010 J.P Morgan Securities Inc.
 MBS067.10 April 28, 2010 J.P. Morgan Securities Inc. [BSNV] – Final Retire
 MBS066.10 April 26, 2010 Ellington Management Group LLC [ELOP & ELLM] – Retirement
 MBS065.10 April 26, 2010 J.P. Morgan Securities Inc. [BSNV] – Intent to Retire
 MBS064.10 April 19, 2010 Ridge Clearing & Outsourcing Solutions, Inc. [RCOS] – Activation
 MBS063.10 April 19, 2010 J.P. Morgan Securities, Inc. [BSHN] – Final Retire
 MBS062.10 April 16, 2010 J.P. Morgan Securities, Inc. [BSHN] – Intent to Retire
 MBS061.10 April 08, 2010 2010 EPN Sub-Accounts
 MBS060.10 April 07, 2010 2010 EPN Sub-Accounts
 MBS059.10 March 31, 2010 Name Change– Daiwa Securities America Inc.
 MBS058.10 March 26, 2010 BGC Financial L.P. [EBKR & EBKD] – Activation
 MBS057.10 March 25, 2010 J.P. Morgan Securities Inc. [JSLS] – Activation
 MBS056.10 March 25, 2010 J.P. Morgan Securities Inc. [BSPE] – Final Retire
 MBS055.10 March 25, 2010 Merrill Lynch, Pierce, Fenner & Smith Inc. [MLCM] – Final Retire
 MBS054.10 March 24, 2010 J.P. Morgan Securities, Inc. [BSPE] – Intent to Retire
 MBS053.10 March 24, 2010 Merrill Lynch, Pierce, Fenner & Smith Inc. [MLCM] – Intent to Retire
 MBS052.10 March 24, 2010 RBC Capital Markets Corporation [RBCW] - Activation
 MBS051.10 March 24, 2010 PNC Bank National Association [NTCB & NABC] – Final Retire
 MBS050.10 March 19, 2010 Assumption of accounts of Wachovia Bank, National Association by Wells Fargo Bank, National Association and the retirement of Wachovia Bank, National Association
 MBS049.10 March 18, 2010 Allianz Global Investors Management Partners LLC [AGIA] - Activation
 MBS048.10 March 18, 2010 Citigroup Global Markets Inc. – Special 66 [MBQR] – Final Retire
 MBS047.10 March 17, 2010 Risk Update: Temporary Suspension of Issuance of New Clearing Fund Methodology Reports
 MBS046.10 March 16, 2010 Final Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09
 MBS045.10 March 16, 2010 Oppenheimer & Co. Inc. [OPCO] - Activation
 MBS044.10 March 16, 2010 Citigroup Global Markets Inc. – Special 66 [MBQR] – Intent to Retire
 MBS043.10 March 16, 2010 Important Reporting Requirements
 MBS042.10 March 08, 2010 2010 EPN Sub-Accounts
 MBS041.10 March 05, 2010 2010 EPN Sub-Accounts
 MBS040.10 March 02, 2010 Wells Fargo Brokerage Services LLC
 MBS039.10 March 02, 2010 Good Friday Notice
 MBS038.10 March 02, 2010 Required update for legal opinions
 MBS037.10 March 01, 2010 RBC Capital Markets Corporation [RBCW] – Final Retire
 MBS036.10 March 01, 2010 Citadel Equity Fund Ltd.– [CITE] Activation
 MBS035.10 March 01, 2010 South Street Securities, LLC – [SSTR] Activation
 MBS034.10 March 01, 2010 RBC Capital Markets Corporation [RBCW] – Intent to Retire
 MBS033.10 February 25, 2010 Citigroup Global Markets Inc. – [MMBT] Activation
 MBS032.10 February 23, 2010 RBC Capital Markets Corporation [RBCW] - Activation
 MBS031.10 February 23, 2010 Citigroup Global Markets Inc. [CGAB] – Final Retire
 MBS030.10 February 23, 2010 J.P. Morgan Securities Inc. [BSCI] – Final Retire
 MBS029.10 February 22, 2010 J.P. Morgan Securities Inc. [BSCI] – Intent to Retire
 MBS028.10 February 22, 2010 J.P. Morgan Securities Inc.
 MBS027.10 February 19, 2010 Citigroup Global Markets Inc. [CGAB] – Intent to Retire
 MBS026.10 February 19, 2010 Merrill Lynch, Pierce, Fenner & Smith Inc.
 MBS025.10 February 12, 2010 Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-FICC-2009-09
 MBS024.10 February 09, 2010 2010 EPN Sub-Accounts
 MBS023.10 February 08, 2010 President's Day Holiday Schedule
 MBS022.10 February 03, 2010 Branch Banking and Trust Company
 MBS021.10 February 03, 2010 Barclays Global Investors, N.A. [BARC] - Retirement
 MBS020.10 February 03, 2010 Contact Information request for Risk Management, Compliance, Legal and Clearing Fund updates
 MBS019.10 February 01, 2010 Updating Required Authorized Signer Certificates
 MBS018.10 January 29, 2010 DELAY IN MBSD CCP AND GSD-MBSD PORTFOLIO MARGINING IMPLEMENTATION
 MBS017.10 January 28, 2010 PNC Bank National Association [NTCB & NABC] – Intent to Retire
 MBS016.10 January 28, 2010 AVM, L.P. [AVMO] – Activation – REVISED (Symbol)
 MBS015.10 January 27, 2010 Liberty Mutual Group Inc. [LMUT] - Activation
 MBS014.10 January 27, 2010 AVM, L.P. [AVMO] - Activation
 MBS013.10 January 27, 2010 Nomura Securities International, Inc. [NOMP] - Activation
 MBS012.10 January 27, 2010 Branch Banking and Trust Company [BBTC & BBAT] - Activation
 MBS011.10 January 27, 2010 CDTS Output Dashboard
 MBS010.10 January 26, 2010 Wells Fargo Securities, LLC [WFSA] - Activation
 MBS009.10 January 25, 2010 J.P Morgan Securities Inc.
 MBS008.10 January 25, 2010 BGC Financial, L.P.
 MBS007.10 January 25, 2010 Citigroup Global Markets Inc. Special 34 [SBCI] – Final Retire
 MBS006.10 January 22, 2010 Merrill Lynch, Pierce, Fenner & Smith Inc.
 MBS005.10 January 20, 2010 Citigroup Global Markets Inc.
 MBS004.10 January 07, 2010 2010 EPN Sub-Accounts
 MBS003.10 January 07, 2010 Allocation Manager Hotline List
 MBS002.10 January 07, 2010 Martin Luther King, Jr. Day Holiday Schedule
 MBS001.10 January 05, 2010 Mizuho Securities USA Inc. REVISED