Depository Trust & Clearing Corporation

 

Legal & Regulatory

Important Notices

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Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)

To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.

DTC, FICC and NSCC are registered as clearing agencies with the U.S. Securities and Exchange Commission ("SEC"). To view the rules and procedures that govern each subsidiary's operations, including information on default procedures or insolvency, please see Rules and Procedures.

National Securities Clearing Corporation (NSCC) | View NSCC service offerings

Doc # Date Subject
 OTC-100 May 24, 2013 UPDATES TO THE LIST OF OTC CLEARED SECURITIES...
 a7639 May 24, 2013 CHANGES IN THE LIST OF PARTICIPANTS...
 OTC-099 May 23, 2013 UPDATES TO THE LIST OF OTC CLEARED SECURITIES ...
 OTC-098 May 22, 2013 UPDATES TO THE LIST OF OTC CLEARED SECURITIES...
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings

Doc # Date Subject
 MBS090.13 May 24, 2013 WestLB Securities Inc. [MBWL] - Name Cha...
 MBS089.13 May 24, 2013 Massachusetts Financial Services Company [MFSC] - Activ...
 MBS086.13 May 23, 2013 EPN and Pool Netting Eligibility Update...
 MBS085.13 May 23, 2013 JP Morgan Clearing Corp. [JSKP] - Intent to Retire...
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The Depository Trust Company (DTC) | View DTC service offerings

Doc # Date Subject
 0912-13 May 24, 2013 Rule Filing SR-DTC-2013-01 - Accelerated Collection of ...
 0898-13 May 24, 2013 Tax Relief - Country: The Netherlands Nielsen Holdings ...
 0486-13 May 24, 2013 REVISED: Optional Dividend: Banco Bilbao Vizcaya Argent...
 0854-13 May 23, 2013 Rights Offering: Prospect Global Resources Inc. CUSIP...
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business

Doc # Date Subject
 z0028 September 30, 2011 Systemic Risk White Paper Available...
 Z0027 August 28, 2011 DTCC REMAINS OPEN FOR OPERATION ON AUGUST 29...
 Z0026 November 19, 2010 Customer Guidelines for Equipment Relocation / Router D...
 Z0025 March 10, 2010 Informational Update on DTC and NSCC Securities Restric...
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings

Doc # Date Subject
 tiw296 May 21, 2013 Revised: Trade Information Warehouse Restructuring Even...
 tiw295 May 17, 2013 Trade Information Warehouse Restructuring Event Process...
 tiw294 May 15, 2013 Trade Information Warehouse Rename Event Processing for...
 tiw293 May 15, 2013 Trade Information Warehouse Rename Event Processing for...
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