Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 OTC#166 |
August 30, 2010 | Updates to the List of Cleared Securities... | |
| a7053 |
August 30, 2010 | RULE CHANGE - SR-NSCC-2010-09 (1. Universal Trade Captu... | |
| a7052 |
August 27, 2010 | CHANGES IN THE LIST OF PARTICIPANTS... | |
| OTC#165 |
August 27, 2010 | Updates to the List of Cleared Securities... | |
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| MBS120.10 |
September 01, 2010 | Name Changes - J. P. Morgan Securities Inc.... | |
| OTC#168 |
September 01, 2010 | Updates to the List of Cleared Securities... | |
| GOV110.10 |
September 01, 2010 | Name Changes - J. P. Morgan Securities Inc.... | |
| MBS119.10 |
August 31, 2010 | Citigroup Global Markets Inc.... | |
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The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 7142-10 |
September 01, 2010 | Additional Account Activation: The Bank of New York Mel... | |
| 7126-10 |
September 01, 2010 | Primary Account Retirement- Brown Investment Advisory &... | |
| 7005-10 |
September 01, 2010 | Depositary Fees Notification Davento 144 A * NOTICE ... | |
| 7125-10 |
September 01, 2010 | Account Name Changes: J.P. Morgan Securities Inc.... | |
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
| Z0024 |
September 22, 2009 | DTCC's Business Continuity Planning - H1N1 Pandemic... | |
| Z0023 |
July 31, 2009 | Notice of Transfer and Undertaking... | |
| Z0022 |
July 24, 2009 | Transfer of the Loan/SERV business... | |
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| tiw070 |
August 31, 2010 | Trade Information Warehouse Rename Event Processing for... | |
| tiw069 |
August 26, 2010 | Credit Event Processing for Boston Generating, LLC.... | |
| tiw068 |
August 26, 2010 | Trade Information Warehouse Succession Event Processing... | |
| tiw067 |
August 25, 2010 | Trade Information Warehouse Rename Event Processing for... | |
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