| Doc # |
Date |
P&S No. |
Subject |
| A6183 |
December 30, 2005 |
P&S 5753 |
Rule Change - Fees |
| A6182 |
December 30, 2005 |
P&S 5752 |
Changes in the List of Participants REVISED |
| A6181 |
December 29, 2005 |
P&S 5751 |
NETWORKING SCRUB FILE & FUND ACCOUNT RESPONSE |
| A6180 |
December 29, 2005 |
P&S 5750 |
Rule Filing (SR-NSCC-2005-17) - Settlement of
Commission Bills |
| A6179 |
December 28, 2005 |
P&S 5749 |
NSCC to Begin Reporting Step-In and Step-Out information
on OTC and NYSE Intra-day MRO. |
| A6178 |
December 28, 2005 |
P&S 5748 |
NYSE Buy-in Execution Rule Change |
| A6177 |
December 27, 2005 |
P&S 5747 |
IMPLEMENTATION OF TWO ADDITIONAL REGIONAL INTERFACE
OPERATION (RIO) MORNING MULTI-CYCLE OUTPUT TIMES |
| A6176 |
December 27, 2005 |
P&S 5746 |
ACATS FUND/SERV MODIFICATIONS – CONTINGENT
DEFERRED SALES CHARGE (CDSC) |
| A6175 |
December 23, 2005 |
P&S 5745 |
Changes in the List of Participants |
| A6174 |
December 23, 2005 |
P&S 5744 |
MARTIN LUTHER KING, JR. DAY |
| A6173 |
December 22, 2005 |
P&S 5743 |
(INFORMATION MODIFIED - SEE A#6195)-Modifications to Networking CDSC Transfer File |
| A6172 |
December 21, 2005 |
P&S 5742 |
IMPORTANT REPORTING REQUIREMENTS |
| A6171 |
December 21, 2005 |
P&S 5741 |
ENHANCEMENTS TO MUTUAL FUND PROFILE SERVICE II
(PROFILE) FOR MAINFRAME AND PCWEB DIRECT |
| A6170 |
December 16, 2005 |
P&S 5740 |
Changes in the List of Participants |
| A6169 |
December 15, 2005 |
P&S 5739 |
NYSE e-Quotes and “LMT” (0789) Omnibus Account
Forces |
| A6168 |
December 12, 2005 |
P&S 5738 |
Processing Anomaly December 9, 2005 (NYSE, AMEX
Cash and As-Of Next Day Settling Trades) |
| A6167 |
December 9, 2005 |
P&S 5737 |
NEW YEAR’S DAY SCHEDULE |
| A6166 |
December 9, 2005 |
P&S 5736 |
Changes in the List of Participants |
| A6165 |
December 8, 2005 |
P&S 5735 |
HOURS OF DTCC SUPPORT FOR FUND/SPEED |
| A6164 |
December 8, 2005 |
P&S 5734 |
FUND/SERV® AND NETWORKING FEE REVISIONS FOR
2006 |
| A6163 |
December 7, 2005 |
P&S 5733 |
Christmas Holiday Schedule |
| A6162 |
December 5, 2005 |
P&S 5732 |
2006 Fee Revisions (and
Attachment) |
| A6161 |
December 2, 2005 |
P&S 5731 |
Changes in the List of Participants |
| A6160 |
December 1, 2005 |
P&S 5730 |
Rule Filing (SR-NSCC-2005-15) - CNS Buy-Ins |
| A6159 |
November 29, 2005 |
P&S 5729 |
AMENDED INFORMATION - NSCC to
Begin Reporting
• Section 31 Don’t Count Values on OTC
Intra-day Machine Readable Output (MRO)
• Step-In and Step-Out information on OTC, AMEX and NYSE Intra-day
MRO. |
| A6158 |
November 29, 2005 |
P&S 5728 |
IPS 2006 March Enhancement Release |
| A6157 |
November 25, 2005 |
P&S 5727 |
Commission Bill Settlement December 15, 2005 |
| A6156 |
November 25, 2005 |
P&S 5726 |
YEAR 2006 RECAPS SCHEDULE |
| A6155 |
November 25, 2005 |
P&S 5725 |
Changes in the List of Participants |
| A6154 |
November 18, 2005 |
P&S 5724 |
Changes in the List of Participants |
| A6153 |
November 18, 2005 |
P&S 5723 |
SMART/Track for Buy-ins: CNS Buy-in Executions
|
| A6152 |
November 18, 2005 |
P&S 5722 |
NEW EXCHANGE TRADED FUND SECTION ON NSCC’S
FORMAT WEBSITE |
| A6151 |
November 16, 2005 |
P&S 5721 |
NSCC TO BEGIN COLLECTION OF PHILADELPHIA STOCK
EXCHANGE (PHLX) REGULATORY / TRANSACTION FEES |
| A6150 |
November 15, 2005 |
P&S 5720 |
NOVEMBER 21, 2005 - Implementation of Enhancements
to the NSCC Clearing Fund Methodology and Processing |
| A6149
|
November 14, 2005 |
P&S 5719 |
RULE CHANGE APPROVAL – (SR-NSCC-2005-13)
– Clearing Fund |
| A6148
|
November 11, 2005 |
P&S 5718 |
Changes in the List of Participants |
| A6147
|
November 11, 2005 |
P&S 5717 |
SMART/Track for Buy-ins: Implementation of CNS
Buy-in Execution Notices |
| A6146
|
November 10, 2005 |
P&S 5716 |
Participant And Index Receipt Agent Testing Details
For Enhanced Exchange Traded Fund Processing |
| A6145
|
November 10, 2005 |
P&S 5715 |
Changes in the List of Participants – CANADIAN
DEPOSITORY ACCOUNTS |
| A6144 |
November 8, 2005 |
P&S 5714 |
RECAPS – December 2005 REVISED |
| A6143 |
November 4, 2005 |
P&S 5713 |
REBATE PROGRAM |
| A6142 |
November 4, 2005 |
P&S 5712 |
Changes in the List of Participants |
| A6141 |
November 3, 2005 |
P&S 5711 |
THANKSGIVING DAY HOLIDAY SCHEDULE |
| A6140 |
November 1, 2005 |
P&S 5710 |
Legacy Network Conversion -
Special Pass-Through Charges |
| A6139 |
October 28, 2005 |
P&S 5709 |
(INFORMATION
MODIFIED - SEE A#6159)
NSCC to Begin Reporting
• Section 31 Don’t Count Values on OTC Intra-day Machine
Readable Output (MRO)
• Step-In and Step-Out information on OTC, AMEX and NYSE Intra-day
MRO.
|
| A6138 |
October 28, 2005 |
P&S 5708 |
RTTM Intra-day & Multiple Pricing Recalculations
for Municipal When Issued (WI) Trades |
| A6137 |
October 28, 2005 |
P&S 5707 |
Commission Bill Settlement November 15, 2005 REVISED |
| A6136 |
October 28, 2005 |
P&S 5706 |
Non-CNS ACATS Default Pricing Enhancement |
| A6135 |
October 28, 2005 |
P&S 5705 |
Changes in the List of Participants |
| A6134 |
October 28, 2005 |
P&S 5704 |
SMART/Track for Buy-ins: Implementation of CNS
Buy-in Execution Notices |
| A6133 |
October 21, 2005 |
P&S 5703 |
Changes in the List of Participants |
| A6132 |
October 20, 2005 |
P&S 5702 |
VETERANS DAY HOLIDAY SCHEDULE |
| A6131 |
October 19, 2005 |
P&S 5701 |
NSCC BEGINS PROCESSING NINE NEW DOMESTIC INDEX
SECURITIES |
| A6130 |
October 19, 2005 |
P&S 5700 |
ADDENDUM FOR MUTUAL FUND RELEASE IV - 2005 |
| A6129 |
October 18, 2005 |
P&S 5699 |
Refco Securities LLC (NSCC Member No. 0116) |
| A6128 |
October 14, 2005 |
P&S 5698 |
Changes in the List of Participants |
| A6127 |
October 13, 2005 |
P&S 5697 |
Refco Securities LLC (NSCC Member No. 0116) |
| A6126 |
October 7, 2005 |
P&S 5696 |
Changes in the List of Participants |
| A6125 |
October 10, 2005 |
P&S 5695 |
IPS 2005 Year-End Enhancement Release |
| A6124 |
October 6, 2005 |
P&S 5694 |
RULE CHANGE – SR-NSCC-2005-14 |
| A6123 |
October 4, 2005 |
P&S 5693 |
PARTICIPANT BROWSER SERVICE (PBS) ACCESS OF NSCC
CLEARING FUND REQUIREMENT NOTIFICATIONS |
| A6122 |
September 30, 2005 |
P&S 5692 |
Communication Insourcing |
| A6121 |
September 30, 2005 |
P&S 5691 |
NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
| A6120
REVISED |
September 30, 2005 |
P&S 5690 |
Changes in the List of Participants |
| A6119 |
September 30, 2005 |
P&S 5689 |
NSCC BEGINS PROCESSING NEW DOMESTIC INDEX SECURITIES |
| A6118 |
September 28, 2005 |
P&S 5688 |
IMPORTANT REPORTING REQUIREMENTS |
| A6117 |
September 27, 2005 |
P&S 5687 |
Commission Bill Settlement October 14, 2005 |
| A6116 |
September 23, 2005 |
P&S 5686 |
Changes in the List of Participants |
| A6115 |
September 22, 2005 |
P&S 5685 |
NSCC BEGINS PROCESSING NEW DOMESTIC INDEX SECURITY |
| A6114
REVISED |
September 21, 2005 |
P&S 5684 |
Autoroute Header Record Change - Revised |
| A6113 |
September 20, 2005 |
P&S 5683 |
Columbus Day Holiday Schedule |
| A6112 |
September 20, 2005 |
P&S 5682 |
CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
| A6111 |
September 16, 2005 |
P&S 5681 |
Changes in the List of Participants |
| A6110 |
September 15, 2005 |
P&S 5680 |
FORMAT MODIFICATIONS FOR NYSE & AMEX NON-STANDARD
EQUITY SETTLING TRADES |
| A6109 |
September 14, 2005 |
P&S 5679 |
NSCC BEGINS PROCESSING NEW DOMESTIC INDEX SECURITIES
|
| A6108 |
September 14, 2005 |
P&S 5678 |
ACATS PARTICIPANT INFORMATION AND EFFICENCY REPORT
(PIER) ENHANCEMENT FOR NONSTANDARD TRANSFERS |
| A6107 |
September 13, 2005 |
P&S 5677 |
Autoroute Header Record Change - REVISED
(SEE A#6114) |
| A6106 |
September 9, 2005 |
P&S 5676 |
Changes in the List of Participants |
| A6105 |
September 9, 2005 |
P&S 5675 |
RULE FILING SR-NSCC-2005-13 - Amendments to NSCC's
Rules Regarding Clearing Methodology |
| A6104
REVISED |
September 2, 2005 |
P&S 5674 |
NSCC Enhances its Domestic and Foreign Exchange
Traded Fund (ETF) Processes |
| A6103 |
September 2, 2005 |
P&S 5673 |
Changes in the List of Participants |
| A6102 |
September 2, 2005 |
P&S 5672 |
Additional ACATS Enhancement – Fall 2005 |
| A6101 |
August 29, 2005 |
P&S 5671 |
Commission Bill Settlement September 15, 2005 |
| A6100 |
August 29, 2005 |
P&S 5670 |
DataTrak Multi-Batch Processing Change |
| A6099 |
August 26, 2005 |
P&S 5669 |
Changes in the List of Participants |
| A6098 |
August 24, 2005 |
P&S 5668 |
RECAPS – September 2005 |
| A6097 |
August 24, 2005 |
P&S 5667 |
RULE CHANGE – SR-NSCC-2005-12
(Automated Customer Account Transfer Service)
|
| A6096 |
August 19, 2005 |
P&S 5664 |
Changes in the List of Participants |
| A6095 |
August 17, 2005 |
P&S 5665 |
ACATS FUND/SERV® MODIFICATIONS - SOCIAL CODES – REVISED IMPLEMENTATION DATE
|
| A6094 |
August 17, 2005 |
P&S 5664 |
RULE CHANGE – SR-NSCC-2005-11 |
| A6093 |
August 17, 2005 |
P&S 5663 |
CHANGE TO IMPLEMENTATION SCHEDULE FOR MF RELEASE
IV - 2005
|
| A6092 |
August 17, 2005 |
P&S 5662 |
Mutual Fund Commission Settlement Service Enhancements
|
| A6091 |
August 12, 2005 |
P&S 5661 |
REMINDER NOTICE: Participant Testing of CMU RTTM
Activity Reports
|
| A6090 |
August 12, 2005 |
P&S 5660 |
Changes in the List of Participants |
| A6089 |
August 12, 2005 |
P&S 5659 |
Proposed Changes to NSCC’s Rule 52 Regarding
Mutual Fund Commission Settlement Service
|
| A6088 |
August 11, 2005 |
P&S 5658 |
LABOR DAY HOLIDAY SCHEDULE
|
| A6087 |
August 11, 2005 |
P&S 5657 |
NSCC BEGINS PROCESSING NEW DOMESTIC INDEX SECURITY
POWERSHARES ZACKS MICRO CAP
|
| A6086 |
August 10, 2005 |
P&S 5656 |
Rule Filing (SR-NSCC-2005-09) Insurance Processing
Service (“IPS”)
|
| A6085 |
August 10, 2005 |
P&S 5655 |
ACATS Fund/SERV® Modifications - Social Codes |
| A6084 |
August 10, 2005 |
P&S 5654 |
Enhancements to Mutual Fund Profile Service II
(MFPS II) for Mainframe and PCWEB Direct
|
| A6083 |
August 5, 2005 |
P&S 5653 |
Changes in the List of Participants |
| A6082 |
August 3, 2005 |
P&S 5652 |
Modifications to Social Codes on Mutual Fund Services
|
| A6081 |
August 3, 2005 |
P&S 5651 |
New Codes for Defined Contribution Clearance&
Settlement (DCC&S) on Fund/SERV®
|
| A6080 |
August 3, 2005 |
P&S 5650 |
Short-Term Redemption Fee Automation Processing
Modification 2
|
| A6079 |
August 3, 2005 |
P&S 5649 |
Business Continuity Testing
|
| A6078 |
August 2, 2005 |
P&S 5648 |
Participant Service Environment (“PSE”)
Shutdown at SIAC
|
| A6077 |
August 2, 2005 |
P&S 5647 |
Rule Filing SR-NSCC-2005-08 Amendments To NSCC’s
Rules To Consolidate And Codify NSCC’s Membership Requirements
|
| A6076 |
August 1, 2005 |
P&S 5646 |
Fund/SERV® Orders& Exchanges Additional
Social Security& Tax Identification Numbers
|
| A6075 |
August 1, 2005 |
P&S 5645 |
Approval of rule filing SR-NSCC-2005-03 - Third
party fee collection
|
| A6074 |
August 1, 2005 |
P&S 5644 |
Preliminary 2006 Fee Guidance |
| A6073 |
August 1, 2005 |
P&S 5643 |
Commission Bill Settlement August 15, 2005 |
| A6072 |
July 29, 2005 |
P&S 5642 |
Changes in the List of Participants |
| A6071 |
July 28, 2005 |
P&S 5641 |
NSCC BEGINS PROCESSING A NEW DOMESTIC INDEX SECURITY |
| A6070 |
July 28, 2005 |
P&S 5640 |
NSCC BEGINS PROCESSING NEW FOREIGN INDEX SECURITIES |
| A6069 |
July 22, 2005 |
P&S 5639 |
Changes in the List of Participants |
| A6068 |
July 19, 2005 |
P&S 5638 |
CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
| A6067 |
July 15, 2005 |
P&S 5637 |
Changes in the List of Participants |
| A6066 |
July 12, 2005 |
P&S 5636 |
TESTING FOR NEW CORPORATE, MUNICIPAL & UIT (CMU)
RTTM ACTIVITY REPORTS AND MACHINE READABLE OUTPUT (MRO). |
| A6065 |
July 8, 2005 |
P&S 5635 |
Changes in the List of Participants |
| A6064 |
July 8, 2005 |
P&S 5634 |
SHORT-TERM REDEMPTION FEE AUTOMATION PROCESSING
MODIFICATION |
| A6063 |
July 7, 2005 |
P&S 5633 |
RULE FILING– SR-NSCC-2005-07 |
| A6062 |
July 6, 2005 |
P&S 5632 |
ENHANCEMENTS TO MUTUAL FUND PROFILE |
| A6061 |
July 1, 2005 |
P&S 5631 |
Changes in the List of Participants |
| A6060 |
June 29, 2005 |
P&S 5630 |
Commission Bill Settlement July 15, 2005 |
| A6059 |
June 28, 2005 |
P&S 5629 |
EXPANSION OF EXTENDED SETTLEMENT DATE CAPABILITY
FOR CORPORATE, MUNICIPAL & UIT (CMU) PROCESSING |
| A6058 -
REVISED |
June 24, 2005 |
P&S 5628 |
Changes in the List of Participants |
| A6057 |
June 24, 2005 |
P&S 5627 |
NSCC & Omgeo to Enhance TradeSuite /CNS Interface
for Prime Brokerage |
| A6056 |
June 22, 2005 |
P&S 5626 |
MUTUAL FUND SERVICES SEPTEMBER RELEASE UPDATE AND
REMINDER |
| A6055 |
June 20, 2005 |
P&S 5625 |
ENHANCEMENTS TO THE NSCC CLEARING FUND METHODOLOGY
AND PROCESSING |
| A6054 |
June 20, 2005 |
P&S 5624 |
Rule Change – SR-NSCC-2005-02 |
| A6053 |
June 20, 2005 |
P&S 5623 |
Rule Change – SR-NSCC-2005-04 |
| A6052 |
June 17, 2005 |
P&S 5622 |
DISTRIBUTION of UNIQUE DATA ELEMENTS on the NEW
YORK STOCK EXCHANGE (NYSE) MULTI-CYCLE OUTPUT TO PARTICIPANTS |
| A6051 |
June 20, 2005 |
P&S 5621 |
PROFILE PRICE & RATE FILE |
| A6050 |
June 17, 2005 |
P&S 5620 |
Changes in the List of Participants |
| A6049 |
June 15, 2005 |
P&S 5619 |
IMPORTANT REPORTING REQUIREMENTS |
| A6048 |
June 13, 2005 |
P&S 5618 |
NSCC Important Notice A#6045 Issued on June 10,
2005 |
| A6047 |
June 13, 2005 |
P&S 5617 |
RENAMED DOMESTIC INDEX streetTRACKS FORTUNE 500
INDEX RENAMED TO streetTRACKS SECURITY TOTAL MARKET INDEX |
| A6046 |
June 10, 2005 |
P&S 5616 |
Revised Networking Broker Conversion Saturday Schedule |
| A6045 |
|
P&S 5615 |
Notice issued in error - this number will not
be used. Please see Important
Notice A#6048 |
| A6044 |
June 10, 2005 |
P&S 5614 |
NSCC BEGINS PROCESSING NEW DOMESTIC INDEX SECURITIES
POWERSHARES DYNAMIC PORTFOLIOS |
| A6043 |
June 10, 2005 |
P&S 5613 |
INDEPENDENCE DAY HOLIDAY SCHEDULE |
| A6042 |
June 10, 2005 |
P&S 5612 |
Changes in the List of Participants |
| A6041 |
June 8, 2005 |
P&S 5611 |
RULE CHANGE – SR-NSCC-2005-06 |
| A6040 |
June 8, 2005 |
P&S 5610 |
CHANGE IN SCHEDULE (MONTREAL / TORONTO / VANCOUVER) |
| A6039 |
June 6, 2005 |
P&S 5609 |
NSCC Testing Environment |
| A6038 |
June 3, 2005 |
P&S 5608 |
Changes in the List of Participants |
| A6037 |
June 2, 2005 |
P&S 5607 |
Commission Bill Settlement June 15, 2005 |
| A6036 -
REVISED |
May 27, 2005 |
P&S 5606 |
Changes in the List of Participants |
| A6035 |
May 26, 2005 |
P&S 5605 |
SHORT-TERM REDEMPTION FEE AUTOMATION PROCESSING |
| A6034 |
May 25, 2005 |
P&S 5604 |
NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
| A6033 |
May 25, 2005 |
P&S 5603 |
RECAPS – JUNE 2005 |
| A6032 |
May 20, 2005 |
P&S 5602 |
Changes in the List of Participants |
| A6031 |
May 19, 2005 |
P&S 5601 |
ELIMINATION OF FIXED INCOME TRANSACTION SYSTEM
(FITS) FILES EFFECTIVE JUNE 1, 2005 |
| A6030 |
May 18, 2005 |
P&S 5600 |
SR-NSCC-2005-01 |
| A6029 |
May 16, 2005 |
P&S 5599 |
RULE FILING SR-NSCC-2004-09--Standard of Care |
| A6028 |
May 16, 2005 |
P&S 5598 |
RULE FILING SR-NSCC-2005-03 --THIRD PARTY FEE COLLECTION |
| A6027 |
May 13, 2005 |
P&S 5597 |
Changes in the List of Participants |
| A6026 |
May 11, 2005 |
P&S 5596 |
NSCC Interface to TRACE - Launch 5/23/2005 |
| A6025 |
May 10, 2005 |
P&S 5595 |
Enhancement to the IPS CUSIP and Trade Relationship
Update Forms |
| A6024 |
May 9, 2005 |
P&S 5594 |
MEMORIAL DAY HOLIDAY SCHEDULE |
| A6023 |
May 6, 2005 |
P&S 5593 |
RULE CHANGE - SR-NSCC-2005-05 |
| A6022 |
May 6, 2005 |
P&S 5592 |
Changes in the List of Participants |
| A6021 |
May 5, 2005 |
P&S 5591 |
CHANGE IN SCHEDULE – TORONTO |
| A6020 |
May 2, 2005 |
P&S 5590 |
NSCC BEGINS PROCESSING A NEW DOMESTIC INDEX SECURITY
RYDEX RUSSELL TOP 50 |
| A6019 |
May 2, 2005 |
P&S 5589 |
Rule Change – SR-NSCC-2005-04 |
| A6018 |
April 29, 2005 |
P&S 5588 |
Changes in the List of Participants |
| A6017 |
April 29, 2005 |
P&S 5587 |
ACATS – Enhancements To Partial Transfers (PTR’s) |
| A6016 |
April 28, 2005 |
P&S 5586 |
Commission Bill Settlement May 13, 2005 |
| A6015 |
April 25, 2005 |
P&S 5585 |
NSCC Testing Environment |
| A6014 |
April 22, 2005 |
P&S 5584 |
NSCC to BEGIN DISTRIBUTION of UNIQUE DATA ELEMENT
on the NEW YORK STOCK EXCHANGE (NYSE) MULTI-CYCLE OUTPUT TO PARTICIPANTS
|
| A6013 |
April 22, 2005 |
P&S 5583 |
Changes in the List of Participants |
| A6012 |
April 22, 2005 |
P&S 5582 |
RTTM ACTIVITY REPORTS TO REPLACE FITS PRINT IMAGE
CONTRACT SHEETS & NEW ISSUE DETAILED TRANSACTION REPORT
|
| A6011 |
April 19, 2005 |
P&S 5581 |
NSCC & OMGEO to Enhance TradeSuite /CNS Interface
for Prime Brokerage
|
| DTCC Notice #Z0016 |
April 15, 2005 |
|
Redistribution of Expenses Associated with SIAC’s
Legacy Networks – Customer Impact
|
| A6010 |
April 15, 2005 |
P&S 5580 |
ACATS/IPS Production Implementation - June 6, 2005 |
| A6009 |
April 15, 2005 |
P&S 5579 |
Changes in the List of Participants |
| A6008 |
April 8, 2005 |
P&S 5578 |
Changes in the List of Participants |
| A6007 |
April 7, 2005 |
P&S 5577 |
Commission Bill Settlement April 15, 2005 |
| A6006 |
April 6, 2005 |
P&S 5576 |
RULE CHANGE - SR-NSCC-2005-02 |
| A6005 |
April 4, 2005 |
P&S 5575 |
ENHANCEMENTS TO MUTUAL FUND PROFILE SERVICE II
(MFPSII) FOR PCWEB DIRECT ACCESS |
| A6004 |
April 1, 2005 |
P&S 5574 |
Changes in the List of Participants |
| A6003 -
REVISED |
March 25, 2005 |
P&S 5573 |
Changes in the List of Participants |
| A6002 |
March 24, 2005 |
P&S 5572 |
RULE CHANGE – APPROVAL OF SR-NSCC-2003-11 |
| A6001 |
March 18, 2005 |
P&S 5571 |
Changes in the List of Participants |
| A6000 |
March 17, 2005 |
P&S 5570 |
IMPORTANT REPORTING REQUIREMENTS |
| A5999 |
March 14, 2005 |
P&S 5569 |
ACATS – Enhancements To Cost Basis Reporting
Service |
| A5998 -
REVISED |
March 11, 2005 |
P&S 5568 |
Changes in the List of Participants |
| A5997 |
March 10, 2005 |
P&S 5567 |
Changes in the List of Participants – SPECIAL NOTICE |
| A5996 |
March 4, 2005 |
P&S 5566 |
GOOD FRIDAY HOLIDAY SCHEDULE |
| A5995
- REVISED |
March 4, 2005 |
P&S 5565 |
Changes in the List of Participants |
| A5994 |
March 4, 2005 |
P&S 5564 |
RULE CHANGE - Amendment No. 4 to SR-NSCC-2003-11 |
| A5993 |
March 4, 2005 |
P&S 5563 |
NSCC ENHANCEMENT TO NASD TRACE INTERFACE |
| A5992 |
March 2, 2005 |
P&S 5562 |
Commission Bill Settlement March 15, 2005 |
| A5991 |
March 1, 2005 |
P&S 5561 |
YEAR-END REFUND FOR 2004 |
| A5990 |
February 25, 2005 |
P&S 5560 |
NSCC BEGINS PROCESSING NEW FOREIGN VANGUARD VIPER
INDEX SECURITIES |
| A5989 |
February 25, 2005 |
P&S 5559 |
RULE FILING SR-NSCC-2003-22: Modifications to the
Rules and Procedures of National Securities Clearing Corporation |
| A5988
- REVISED |
February 25, 2005 |
P&S 5558 |
Changes in the List of Participants |
| A5987 |
February 24, 2005 |
P&S 5557 |
NSCC BEGINS PROCESSING SIX NEW DOMESTIC INDEX SECURITIES |
| A5986 |
February 18, 2005 |
P&S 5556 |
Changes in the List of Participants |
| A5985 |
February 17, 2005 |
P&S 5555 |
Automated User Registration for Invoices and SMART/Search |
| A5984 |
February 16, 2005 |
P&S 5554 |
NETWORK DISASTER RECOVERY TEST |
| DTCC Notice #Z0015 |
February 16, 2005 |
|
Automated User Registration for DTCC Invoices and
SMART/Search |
| A5983 |
February 14, 2005 |
P&S 5553 |
IPS Mid Year Enhancement Release 2005 |
| A5982 |
February 14, 2005 |
P&S 5552 |
PCWebDirect Test Mode |
| A5981 |
February 11, 2005 |
P&S 5551 |
Changes in the List of Participants |
| A5980 |
February 10, 2005 |
P&S 5550 |
RECAPS - March 2005 |
| A5979 |
February 10, 2005 |
P&S 5549 |
NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
| A5978 |
February 4, 2005 |
P&S 5548 |
Withdrawal of NSCC SEC Rule Filing SR-NSCC-2003-21 |
| A5977 |
February 4, 2005 |
P&S 5547 |
Changes in the List of Participants |
| A5976 |
February 4, 2005 |
P&S 5546 |
UPDATE - REQUIRED NETWORKING SYSTEM CHANGES FOR
DIRECT ACCOUNTS |
| A5975 |
February 1, 2005 |
P&S 5545 |
WASHINGTON'S BIRTHDAY (PRESIDENTS' DAY) HOLIDAY
SCHEDULE |
| A5974 |
January 31, 2005 |
P&S 5544 |
Commission Bill Settlement February 15, 2005 |
| A5973 -
2nd REVISION |
January 28, 2005 |
P&S 5543 |
Changes in the List of Participants |
| A5972 |
January 27, 2005 |
P&S 5542 |
NSCC BEGINS PROCESSING A NEW DOMESTIC INDEX SECURITY
|
| A5971
- REVISED |
January 21, 2005 |
P&S 5541 |
Changes in the List of Participants |
| A5970 |
January 19, 2005 |
P&S 5540 |
Proposed Changes to NSCC’s Rules Regarding Operational
Capability |
| A5969 |
January 19, 2005 |
P&S 5539 |
NSCC BEGINS PROCESSING A NEW DOMESTIC INDEX SECURITY
iSHARES |
| A5968 |
January 19, 2005 |
P&S 5538 |
Reminder: NSCC to Begin Reporting Section 31 Don’t
Count Values on NYSE, AMEX and Regional Intra-day Machine Readable
Output on January 28, 2005. |
| A5967 |
January 18, 2005 |
P&S 5537 |
IMPORTANT REPORTING REQUIREMENTS |
| A5966 |
January 14, 2005 |
P&S 5536 |
Changes in the List of Participants |
| A5965 |
January 10, 2005 |
P&S 5535 |
ACATS Mandatory Output Modifications – Spring 2005 |
| A5964 |
January 10, 2005 |
P&S 5534 |
MARTIN LUTHER KING, JR. DAY |
| A5963 |
January 7, 2005 |
P&S 5533 |
RULE CHANGE - SR-NSCC-2004-09 |
| A5962 |
January 7, 2005 |
P&S 5532 |
Changes in the List of Participants |
| A5961 |
January 6, 2005 |
P&S 5531 |
CMU RTTM WEB SCREEN ENHANCEMENTS TO ACCOMMODATE
REGULATORY REPORTING FOR MUNICIPAL BONDS |
| A5960 |
January 5, 2005 |
P&S 5530 |
Commission Bill Settlement January 14, 2005 |
