| Doc # |
Date |
P&S No. |
Subject |
| A6371 |
December 29, 2006 |
P&S 5941 |
National Day of Mourning for President Ford |
| A6370 |
December 29, 2006 |
P&S 5940 |
Changes in the List of Participants |
| A6369 |
December 26, 2006 |
P&S 5939 |
CNS Dividend Claims |
| A6368 |
December 22, 2006 |
P&S 5938 |
Changes in the List of Participants REVISED |
| A6367 |
December 22, 2006 |
P&S 5937 |
ACATS Transfer Cycle Rewrite – Detailed Specifications |
| A6366 |
December 21, 2006 |
P&S 5936 |
Rule Filing – (SR-NSCC-2006-18) Account Information Transmission Service |
| A6365 |
December 20, 2006 |
P&S 5935 |
IPS 2007 March Enhancement Release |
| A6364 |
December 19, 2006 |
P&S 5934 |
Year 2007 RECAPS Schedule |
| A6363 |
December 18, 2006 |
P&S 5933 |
New Year's Day Schedule |
| A6362 |
December 15, 2006 |
P&S 5932 |
Changes in the List of Participants |
| A6361 |
December 14, 2006 |
P&S 5931 |
Consolidation of Customer Service Contact Numbers |
| A6360 |
December 13, 2006 |
P&S 5930 |
DTC/NSCC Settlement via the Federal Reserve Bank’s National Settlement Service |
| A6359 |
December 13, 2006 |
P&S 5929 |
Rule Change – SR-NSCC-2006-17 (Membership Standards and Requirements) |
| A6358 |
December 13, 2006 |
P&S 5928 |
Rule Change – SR-NSCC-2006-16 (NSCC’s Insurance Processing Service and Insurance Carrier Members) |
| A6357 |
December 13, 2006 |
P&S 5927 |
Withdrawal of Rule Filing SR-NSCC-2006-15 (Distribution of Net-Net Credits via National Settlement Service) |
| A6356 |
December 8, 2006 |
P&S 5926 |
Changes in the List of Participants |
| A6355 |
December 7, 2006 |
P&S 5925 |
Rule Change – SR-NSCC-2006-09 (Cash, Next Day and Seller’s Option Equity transactions and related Clearing Fund enhancements) |
| A6354 |
December 6, 2006 |
P&S 5924 |
CHRISTMAS HOLIDAY SCHEDULE |
| A6353 |
December 4, 2006 |
P&S 5923 |
Commission Bill Settlement December 15, 2006 |
| A6352 |
December 1, 2006 |
P&S 5922 |
Changes in the List of Participants *REVISED |
| A6351 |
December 1, 2006 |
P&S 5921 |
Rule Filing SR-NSCC-2006-15 (Distribution of Net-Net Credits via National Settlement Service) Rule Filing Withdrawn - see A#6357 |
| A6350 |
November 30, 2006 |
P&S 5920 |
Rule Filing-SR-NSCC-2006-13— (Administrative Rule Changes) |
| A6349 |
November 30, 2006 |
P&S 5919 |
DTC/NSCC Settlement via the Federal Reserve Bank's National Settlement Service |
| A6348 |
November 30, 2006 |
P&S 5918 |
CNS Corporate Action Liability Notifications on SMART/Track for Corporate Action Liability Notification Service |
| A6347 |
November 27, 2006 |
P&S 5917 |
REMOVAL OF VALIDATION ON EXCHANGE/CROSS SECURITY ISSUE ID FOR SHARE AGING ON NETWORKING CORRECTION TO NSCC IMPORTANT NOTICE A#6341 |
| A6346 |
November 27, 2006 |
P&S 5916 |
2007 Fee Revisions |
| A6345 |
November 24, 2006 |
P&S 5915 |
Changes in the List of Participants |
| A6344 |
November 22, 2006 |
P&S 5914 |
MODIFICATIONS TO DCC&S and NETWORKING POSITIONS |
| A6343 |
November 17, 2006 |
P&S 5913 |
ADDITIONAL REJECT CODE FOR STANDARDIZED DATA REPORTING (SDR) |
| A6342 |
November 17, 2006 |
P&S 5912 |
REMOVAL OF ASSET TYPE INDICATOR "B" ON FUND/SERV® |
| A6341 |
November 17, 2006 |
P&S 5911 |
REMOVAL OF VALIDATION ON EXCHANGE/CROSS SECURITY ISSUE ID FOR SHARE AGING ON NETWORKING Revised - see A#6347 |
| A6340 |
November 17, 2006 |
P&S 5910 |
ANONYMITY FOR BOSTON AND PHILADELPHIA STOCK EXCHANGE TRANSACTIONS ON RIO OUTPUT |
| A6339 |
November 17, 2006 |
P&S 5909 |
Changes in the List of Participants |
| A6338 |
November 17, 2006 |
P&S 5908 |
Second Chance to take DTCC Learning’s Crash Course in Continuous Net Settlement (CNS) in December |
| A6337 |
November 13, 2006 |
P&S 5907 |
Impact of New Accounting Requirement for Defined Benefit Pension and Other Postretirement Plans on 2006 Discounts |
| A6336 |
November 10, 2006 |
P&S 5906 |
Changes in the List of Participants |
| A6335 |
November 9, 2006 |
P&S 5905 |
INSURANCE PROCESSING SERVICE - Removal of Trading Relationship Requirements |
| A6334 |
November 6, 2006 |
P&S 5904 |
New Service Announcement – Account Information Transmission Service |
| A6333 |
November 3, 2006 |
P&S 5903 |
THANKSGIVING DAY HOLIDAY SCHEDULE |
| A6332 |
November 3, 2006 |
P&S 5902 |
Changes in the List of Participants |
| A6331 |
November 3, 2006 |
P&S 5901 |
REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS FOR NEW YORK STOCK EXCHANGE GROUP |
| A6330 |
November 2, 2006 |
P&S 5900 |
Rule Change (SR-NSCC-2006-14) - Technical changes to NSCC's Rules regarding Insurance Processing Service ("IPS") |
| A6329 |
November 2, 2006 |
P&S 5899 |
RTTM Corporate, Municipal, UIT (CMU) Specification Changes For Accrued Interest & Municipal Baby Bonds |
| A6328 |
November 1, 2006 |
P&S 5898 |
Commission Bill Settlement November 15, 2006 |
| A6327 |
November 1, 2006 |
P&S 5897 |
NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
| A6326 |
November 1, 2006 |
P&S 5896 |
RECAPS – December 2006 |
| A6325 |
October 31, 2006 |
P&S 5895 |
Changes in the List of Participants (SPECIAL NOTICE - CDS) [plus attachment] |
| A6324 |
October 27, 2006 |
P&S 5894 |
Changes in the List of Participants |
| A6323 |
October 26, 2006 |
P&S 5893 |
RECAPS Enhancements |
| A6322 |
October 25, 2006 |
P&S 5892 |
DTCC Learning Announces a Crash Course in Continuous Net Settlement (CNS) |
| A6321 |
October 23, 2006 |
P&S 5891 |
NETWORKING - CLARIFICATION OF NSCC EDITS |
| A6320 |
October 23, 2006 |
P&S 5890 |
CMU RTTM Password Resets |
| A6319 |
October 20, 2006 |
P&S 5889 |
Changes in the List of Participants |
| A6318 |
October 20, 2006 |
P&S 5888 |
IMPORTANT REPORTING REQUIREMENTS |
| A6317 |
October 19, 2006 |
P&S 5887 |
ACATS Transfer Cycle Rewrite |
| A6316 |
October 17, 2006 |
P&S 5886 |
Q3 2006 Migration to DTCC WebDirect Begins |
| A6315 |
October 17, 2006 |
P&S 5885 |
Rule Filing (SR-NSCC-2006-12) - CNS Buy-Ins of Municipal Securities |
| A6314 |
October 13, 2006 |
P&S 5884 |
Changes in the List of Participants |
| A6313 |
October 6, 2006 |
P&S 5883 |
Changes in the List of Participants |
| A6312 |
October 3, 2006 |
P&S 5882 |
Rule Filing (SR-NSCC-2006-11) - Clearing Fund |
| A6311 |
September 29, 2006 |
P&S 5881 |
Changes in the List of Participants |
| A6310 |
September 28, 2006 |
P&S 5880 |
Commission Bill Settlement October 13, 2006 |
| A6309 |
September 28, 2006 |
P&S 5879 |
CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
| A6308 |
September 26, 2006 |
P&S 5878 |
ACATS Enhancements – Q4 2006 - CORRECTED |
| A6307 |
September 26, 2006 |
P&S 5877 |
Rule Change – SR-NSCC-2006-10 (ACATS Fund/SERV) |
| A6306 |
September 22, 2006 |
P&S 5876 |
Changes in the List of Participants |
| A6305 |
September 21, 2006 |
P&S 5875 |
NSCC CLEARING FUND MARKET MAKER DOMINATION POSITION REPORTS |
| A6304 |
September 19, 2006 |
P&S 5874 |
Approval of Rule Filing-SR-NSCC-2006-03 (Clearing Fund Premium Relating to a Member’s Ratio of Clearing Fund Requirement to Capital) |
| A6303 |
September 18, 2006 |
P&S 5873 |
NSCC MUTUAL FUND SERVICES - NETWORKING POSITION PROCESSING |
| A6302 |
September 18, 2006 |
P&S 5872 |
Columbus Day Holiday Schedule |
| A6301 |
September 15, 2006 |
P&S 5871 |
Changes in the List of Participants |
| A6300 |
September 8, 2006 |
P&S 5870 |
Changes in the List of Participants |
| A6299 |
September 8, 2006 |
P&S 5869 |
NSCC TO BEGIN COLLECTION OF NASDAQ STOCK MARKET (NASDAQ) REGULATORY / TRANSACTION FEES |
| A6298 |
September 5, 2006 |
P&S 5868 |
Upcoming RECAPS Webinar - REMINDER |
| A6297 |
September 5, 2006 |
P&S 5867 |
Changes in the List of Participants |
| A6296 |
August 31, 2006 |
P&S 5866 |
Upcoming RECAPS Webinar |
| A6295 |
August 29, 2006 |
P&S 5865 |
ENHANCEMENTS TO NSCC MUTUAL FUND SERVICES - REVISED |
| A6294 |
August 28, 2006 |
P&S 5864 |
Preliminary 2007 Fee Guidance |
| A6293 |
August 25, 2006 |
P&S 5863 |
Commission Bill Settlement September 15, 2006 |
| A6292 |
August 25, 2006 |
P&S 5862 |
Changes in the List of Participants |
| A6291 |
August 21, 2006 |
P&S 5861 |
ACATS Enhancements – Q4 2006 (Updated - see also A#6308) |
| A6290 |
August 18, 2006 |
P&S 5860 |
CNS Exemption and Priority Instructions on PBS |
| A6289 |
August 18, 2006 |
P&S 5859 |
Changes in the List of Participants |
| A6288 |
August 18, 2006 |
P&S 5858 |
Rule Change – SR-NSCC-2006-02 (NSCC's Financial
Statements) |
| A6287 |
August 17, 2006 |
P&S 5857 |
Dutch Auction Voluntary Tender Offer – Microsoft (CUSIP 594918104) |
| A6286 |
August 14, 2006 |
P&S 5856 |
LABOR DAY HOLIDAY SCHEDULE |
| A6285 |
NOTE: An Important Notice with A#6285 will not be issued
|
| A6284 |
August 14, 2006 |
P&S 5854 |
NEW YORK STATE STOCK TRANSFER TAX REBATE PROGRAM |
| A6283 |
August 14, 2006 |
P&S 5853 |
RECAPS – September 2006 |
| A6282 |
August 11, 2006 |
P&S 5852 |
Changes in the List of Participants |
| A6281 |
August 9, 2006 |
P&S 5851 |
Business Continuity Testing |
| A6280 |
August 7, 2006 |
P&S 5850 |
ACATS FUND/SERV MODIFICATIONS |
| A6279 |
August 4, 2006 |
P&S 5849 |
Changes in the List of Participants |
| A6278 |
August 1, 2006 |
P&S 5848 |
Commission Bill Settlement August 15, 2006 |
| A6277 |
July 28, 2006 |
P&S 5847 |
Changes in the List of Participants |
| A6276 |
July 24, 2006 |
P&S 5846 |
Rule Change – SR-NSCC-2006-09 (Cash, Next Day and Seller’s Option Equity Transactions) |
| A6275 |
July 21, 2006 |
P&S 5845 |
Changes in the List of Participants |
| A6274 |
July 18, 2006 |
P&S 5844 |
IMPORTANT REPORTING REQUIREMENTS |
| A6273 |
July 18, 2006 |
P&S 5843 |
PCWeb Direct – Q3 2006 Migration To Single Sign-On |
| A6272 |
July 17, 2006 |
P&S 5842 |
REVISED 8/29/06 – See A# 6295 - ENHANCEMENTS TO NSCC MUTUAL FUND SERVICES |
| A6271 |
July 17, 2006 |
P&S 5841 |
NEW NASDAQ STOCK EXCHANGE END-OF-DAY PRINT IMAGE CONTRACT |
| A6270 |
July 17, 2006 |
P&S 5840 |
PRODUCTION IMPLEMENTATION OF INTERNATIOAL SECURITIES EXCHANGE – REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS |
| A6269 |
July 14, 2006 |
P&S 5839 |
Changes in the List of Participants |
| A6268 |
July 14, 2006 |
P&S 5838 |
NSCC SERVICE TO SUPPORT SEC RULE 22C-2 –
DATATRAK SYSID’S AND AUTOROUTE NUMBERS |
| A6267 |
July 14, 2006 |
P&S 5837 |
DataTrak Processing Change |
| A6266 |
July 7, 2006 |
P&S 5836 |
NSCC SERVICE TO SUPPORT SEC RULE 22C-2 - REVISION |
| A6265 |
July 7, 2006 |
P&S 5835 |
Changes in the List of Participants |
| A6264 |
June 30, 2006 |
P&S 5834 |
INTERNATIOAL SECURITIES EXCHANGE – REGIONAL
INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS |
| A6263 |
June 30, 2006 |
P&S 5833 |
Commission Bill Settlement July 10, 2006 |
| A6262 |
June 30, 2006 |
P&S 5832 |
Effective Date for Bond Description Changes on
NSCC Municipal Print Image Contracts |
| A6261 |
June 30, 2006 |
P&S 5831 |
Changes in the List of Participants REVISED |
| A6260 |
June 23, 2006 |
P&S 5830 |
Changes in the List of Participants |
| A6259 |
June 21, 2006 |
P&S 5829 |
NASDAQ STOCK EXCHANGE ACTIVATION -MODIFICATIONS TO OTC LOCKED-IN PROCESSING |
| A6258 |
June 19, 2006 |
P&S 5828 |
IPS 2006 September Enhancement Release |
| A6257 |
June 16, 2006 |
P&S 5827 |
INDEPENDENCE DAY HOLIDAY SCHEDULE |
| A6256 |
June 16, 2006 |
P&S 5826 |
CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
| A6255 |
June 16, 2006 |
P&S 5825 |
Changes in the List of Participants |
| A6254 |
June 12, 2006 |
P&S 5824 |
NSCC SERVICE TO SUPPORT SEC RULE 22C-2 REVISED |
| A6253 |
June 9, 2006 |
P&S 5823 |
Changes in the List of Participants |
| A6252 |
June 12, 2006 |
P&S 5822 |
Rule Filing SR-NSCC-2006-07 -
Changes to NSCC’s Rules regarding Fund/Serv |
| A6251 |
June 2, 2006 |
P&S 5821 |
Changes in the List of Participants |
| A6250 |
June 1, 2006 |
P&S 5820 |
Commission Bill Settlement June 15, 2006 |
| A6249 |
May 30, 2006 |
P&S 5819 |
ACATS Modifications – Optional Changes for
MF Agent Processing |
| A6248 |
May 30, 2006 |
P&S 5818 |
Rule Change – SR-NSCC-2006-06 (ACATS Fund/SERV) |
| A6247 |
May 26, 2006 |
P&S 5817 |
Changes in the List of Participants |
| A6246 |
May 24, 2006 |
P&S 5816 |
Modification of Trade Submission Practices and Clearing Fee Revisions (Rule Filing SR-NSCC-2006-04) – REVISED IMPLEMENTATION TIMEFRAME |
| A6245 |
May 19, 2006 |
P&S 5815 |
Changes in the List of Participants |
| A6244 |
May 18, 2006 |
P&S 5814 |
Rule Filing Approval (SR-NSCC-2005-17) - Settlement
of Commission Bills |
| A6243
|
May 17, 2006 |
P&S 5813 |
Bond Descriptions on NSCC Municipal Print Image
Contracts |
| A6242 |
May 12, 2006 |
P&S 5812 |
Changes in the List of Participants |
| A6241 |
May 8, 2006 |
P&S 5811 |
JUNE DEADLINE: Redesigned Equity Commission Bill System for NYSE & Amex Commission Debits REVISED |
| A6240 |
May 8, 2006 |
P&S 5810 |
DTCC Learning Announces New CNS E-learning Courses |
| A6239 |
May 5, 2006 |
P&S 5809 |
Changes in the List of Participants |
A6238 |
April 28, 2006 |
P&S 5808 |
Commission Bill Settlement May 10, 2006 |
| A6237 |
April 28, 2006 |
P&S 5807 |
New York State Stock Transfer Tax Rebate Program |
| A6236 |
April 28, 2006 |
P&S 5806 |
RECAPS – June 2006 |
| A6235 |
April 28, 2006 |
P&S 5805 |
Changes in the List of Participants REVISED |
| A6234 |
April 27, 2006 |
P&S 5804 |
Change in Schedule – TORONTO |
| A6233 |
April 27, 2006 |
P&S 5803 |
Memorial Day Holiday Schedule |
| A6232 |
April 25, 2006 |
P&S 5802 |
CNS Re-transmittal Buy-ins Open to all CNS Eligible
Securities on May 1, 2006 (End of Pilot Phase) |
| A6231 |
April 21, 2006 |
P&S 5801 |
Changes in the List of Participants |
| A6230 |
April 21, 2006 |
P&S 5800 |
Important Reporting Requirements REVISED* |
| A6229 |
April 13, 2006 |
P&S 5799 |
Changes in the List of Participants |
| A6228 |
April 12, 2006 |
P&S 5798 |
NETWORKING SERVICE TO SUPPORT SEC RULE 22C-2 – XML MESSAGING |
| A6227 |
April 7, 2006 |
P&S 5797 |
Changes in the List of Participants
|
| A6226 |
April 3, 2006 |
P&S 5796 |
Important Reporting Requirements (REVISED, see A#6230) |
| A6225 |
March 31, 2006 |
P&S 5795 |
Changes in the List of Participants |
| A6224 |
March 29, 2006 |
P&S 5794 |
Commission Bill Settlement April 13, 2006 |
| A6223 |
March 28, 2006 |
P&S 5793 |
Proposed Rule Change – SR-NSCC-2006-05 |
| A6222 |
March 28, 2006 |
P&S 5792 |
CNS Retransmittal Buy-in Pilot |
| A6221 |
March 24, 2006 |
P&S 5791 |
Changes in the List of Participants
|
| A6220 |
March 23, 2006 |
P&S 5790 |
PROCESSING NON-STANDARD SETTLEMENT TRADES IN
CNS |
| A6219 |
March 17, 2006 |
P&S 5789 |
Changes in the List of Participants
|
| A6218 |
March 15, 2006 |
P&S 5788 |
Rule Filing (SR-NSCC-2006-04) Modification of
Trade Submission Practices and Clearing Fee Revisions |
| A6217 |
March 15, 2006 |
P&S 5787 |
Good Friday Holiday Schedule |
| A6216 |
March 10, 2006 |
P&S 5786 |
Proposed Rule Change – SR-NSCC-2006-03 (Clearing Fund Premium Relating to a Member’s Ratio of Clearing Fund Requirement to Capital) |
| A6215 |
March 10, 2006 |
P&S 5785 |
Changes in the List of Participants |
| A6214 |
March 10, 2006 |
P&S 5784 |
Rule Change Approval (SR-NSCC-2006-01) Mandatory Purchaser Participants |
| A6213 |
March 8, 2006 |
P&S 5783 |
NSCC SERVICE TO SUPPORT SEC RULE 22C-2
(Information has not been revised – see A#6254) |
| A6212 |
March 3, 2006 |
P&S 5782 |
Changes in the List of Participants |
| A6211 |
February 28, 2006 |
P&S 5781 |
Commission Bill Settlement March 15, 2006 |
| A6210 |
February 24, 2006 |
P&S 5780 |
Changes in the List of Participants |
| A6209 |
February 21, 2006 |
P&S 5779 |
Year-End Refund for 2005 |
| A6208 |
February 21, 2006 |
P&S 5778 |
NSCC Modifies its Trade Submission Practices
and Revises Its Clearing Fees REVISED |
| A6207 |
February 17, 2006 |
P&S 5777 |
Changes in the List of Participants
|
| A6206 |
February 15, 2006 |
P&S 5776 |
Rule Change-SR-NSCC-2006-02 NSCC's Financial
Statements |
| A6205 |
February 10, 2006 |
P&S 5775 |
Rule Filing (SR-NSCC-2006-01) Mandatory Purchaser
Participants |
| A6204 |
February 10, 2006 |
P&S 5774 |
Changes in the List of Participants |
| A6203 |
February 9, 2006 |
P&S 5773 |
Networking CDSC Transfer File – Additional
Modification |
| A6202 |
February 9, 2006 |
P&S 5772 |
REMINDER SMART/Track for CNS Buy-Ins and Sunsetting of CNS Buy-in Functionality
on Pex |
| A6201 |
February 9, 2006 |
P&S 5771 |
New York State Stock Transfer Tax Rebate Program |
| A6200 |
February 9, 2006 |
P&S 5770 |
RECAPS – March 2006 |
| A6199 |
February 8, 2006 |
P&S 5769 |
Redesigned Equity Commission Bill System for NYSE & Amex Commissions Debits REVISED |
| A6198 |
February 6, 2006 |
P&S 5768 |
SMART Passthrough Charges |
| A6197 |
February 3, 2006 |
P&S 5767 |
Changes in the List of Participants
|
| A6196 |
February 2, 2006 |
P&S 5766 |
ACATS Enhancements – Eligibility Modifications
for PREMed Securities |
| A6195 |
February 1, 2006 |
P&S 5765 |
AMENDED INFORMATION - Modifications to Networking CDSC Transfer File REVISED |
| A6194 |
January 31, 2006 |
P&S 5764 |
Commission Bill Settlement February 15, 2006 |
| A6193 |
January 30, 2006 |
P&S 5763 |
Washington's Birthday (President's Day) Holiday Schedule |
| A6192 |
January 27, 2006 |
P&S 5762 |
Verizon Common Stock Dividend |
| A6191 |
January 27, 2006 |
P&S 5761 |
Changes in the List of Participants |
| A6190 |
January 20, 2006 |
P&S 5760 |
Changes in the List of Participants |
| A6189 |
January 19, 2006 |
P&S 5759 |
SMART/Track for CNS Buy-Ins and Sunsetting of
CNS Buy-in Functionality on PEX |
| A6188 |
January 13, 2006 |
P&S 5758 |
Changes in the List of Participants |
| A6187 |
January 6, 2006 |
P&S 5757 |
Reminder – Changed Membership Standards
Applicable to Mutual Fund/Insurance Service Members and Fund Members |
| A6186 |
January 6, 2006 |
P&S 5756 |
Changes in the List of Participants |
| A6185 |
January 3, 2006 |
P&S 5755 |
Commission Bill Settlement January 13, 2006 |
| A6184 |
January 3, 2006 |
P&S 5754 |
Rule Change Approval – SR-NSCC-2005-14 - Purchase of Shares of the Common Stock of the Depository Trust & Clearing Corporation (“DTCC”) |
