| Doc # |
Date |
P&S No. |
Subject |
 a6556 |
December 31, 2007 |
6126 |
RULE CHANGE – SR-NSCC-2007-17 (2008 Fee Revisions) |
| a6555 |
December 28, 2007 |
6125 |
Modifications to Intra-day Machine Readable Output (MRO) to Display NYSE Liquidity Taker/ Provider Determination |
| a6554 |
December 28, 2007 |
6124 |
Changes in the List of Participants REVISED |
| a6553 |
December 27, 2007 |
6123 |
DTCC Processing for an Unscheduled Close/Interruptions in Processing |
| a6552 |
December 24, 2007 |
6122 |
RULE CHANGE – SR-NSCC-2007-16 (Clarification of Correspondent Clearing Service) |
| a6551 |
December 21, 2007 |
6121 |
2008 Fee Revisions REVISED |
| a6550 |
December 21, 2007 |
6120 |
Changes in the List of Participants |
| a6549 |
December 21, 2007 |
6119 |
New Service Announcement – Institutional Delivery (ID) Net |
| a6548 |
December 20, 2007 |
6118 |
Enhancement to the Clearing Fund Management System and Implementation of NSCC Rule Filing SR-NSCC-2006-11 |
| a6547 |
December 14, 2007 |
6117 |
Changes in the List of Participants |
| a6546 |
December 13, 2007 |
6116 |
Enhancements to NSCC's VaR Methodology |
| a6545 |
December 10, 2007 |
6115 |
Art 4 Love Inc CUSIP 04313X200 OTC Symbol: ALVN |
| a6544 |
December 07, 2007 |
6114 |
Changes in the List of Participants |
| a6543 |
December 07, 2007 |
6113 |
Enhancement to the Clearing Fund Management System and Implementation of NSCC Rule Filing SR-NSCC-2006-11 |
| a6542 |
December 07, 2007 |
6112 |
Important Reporting Requirements |
| a6541 |
December 06, 2007 |
6111 |
New Year's Day Schedule |
| a6540 |
December 06, 2007 |
6110 |
Christmas Holiday Schedule |
| a6539 |
December 04, 2007 |
6109 |
YEAR 2008 RECAPS SCHEDULE |
| a6538 |
December 04, 2007 |
6108 |
Commission Bill Settlement December 14, 2007 |
| a6537 |
December 03, 2007 |
6107 |
SMART/Track for Corporate Action Liability Notifications – Proposed NASD Rule Change |
| a6536 |
December 03, 2007 |
6106 |
Medcap Corp. - CUSIP 58404V101, Fortune Market Media Inc. - CUSIP 349660100 |
| a6535 |
November 30, 2007 |
6105 |
Enhancements to the Clearing Fund Management System and Implementation of NSCC Rule Filing 2006-11 REVISED - See Important Notice a6543 |
| a6534 |
November 30, 2007 |
6104 |
Changes in the List of Participants |
| a6533 |
November 23, 2007 |
6103 |
Changes in the List of Participants |
| a6532 |
November 23, 2007 |
6102 |
ACATS Modifications – Option Symbology |
| a6531 |
November 23, 2007 |
6101 |
Supplemental Exchange Traded Funds Portfolio Composition File Processing |
| a6530 |
November 19, 2007 |
6100 |
RULE CHANGE – SR-NSCC-2007-15 (Policy Statement Regarding the Admission of Foreign Entities as NSCC Members) |
| a6529 |
November 16, 2007 |
6099 |
Changes in the List of Participants |
| a6528 |
November 13, 2007 |
6098 |
Mutual Fund Profile Service - Security Profile - New Functionality for Funds to Update and Delete Share Classes, Fund Portfolios and Security Issue IDs |
| a6527 |
November 13, 2007 |
6097 |
Thanksgiving Day Holiday Schedule |
| a6526 |
November 09, 2007 |
6096 |
Changes in the List of Participants |
| a6525 |
November 09, 2007 |
6095 |
CNS Buy-In Executions |
| a6524 |
November 08, 2007 |
6094 |
Hours of Availability for Fund/SPEED |
| a6523 |
November 06, 2007 |
6093 |
New York State Stock Transfer Tax Rebate Program |
| a6522 |
November 06, 2007 |
6092 |
RECAPS December 2007 |
| a6521 |
November 05, 2007 |
6091 |
Implementation Of Additional OTC, Correspondent Clearing and NYSE Multi-Cycle Output Times |
| a6520 |
November 02, 2007 |
6090 |
Changes in the List of Participants |
| a6519 |
October 30, 2007 |
6089 |
Commission Bill Settlement November 15, 2007 |
| a6518 |
October 26, 2007 |
6088 |
Changes in the List of Participants |
| a6517 |
October 22, 2007 |
6087 |
Veterans Day Holiday Schedule |
| a6516 |
October 19, 2007 |
6086 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6515 |
October 18, 2007 |
6085 |
ACATS Transfer Cycle Rewrite – Implementation Date |
| a6514 |
October 16, 2007 |
6084 |
RULE CHANGE – SR-NSCC-2007-14 (ID Net Service) |
| a6513 |
October 12, 2007 |
6083 |
Changes in the List of Participants |
| a6512 |
October 05, 2007 |
6082 |
Changes in the List of Participants |
| a6511 |
October 02, 2007 |
6081 |
Exception Processing For Voluntary Tender Offer – MGM Mirage (CUSIP 552953101) |
| a6510 |
October 01, 2007 |
6080 |
DTCC Learning Schedule of Events - 4th Quarter 2007 |
| a6509 |
September 28, 2007 |
6079 |
Changes in the List of Participants |
| a6508 |
September 25, 2007 |
6078 |
Commission Bill Settlement October 15, 2007 |
| a6507 |
September 21, 2007 |
6077 |
Changes in the List of Participants |
| a6506 |
September 19, 2007 |
6076 |
Rule Filing Approval – (SR-NSCC-2007-11) Shortened Settlement Cycle for As-of Fixed Income Transactions |
| a6505 |
September 19, 2007 |
6075 |
Change in Schedule (Montreal/Toronto/Vancouver) |
| a6504 |
September 19, 2007 |
6074 |
Boston Stock Exchange (BSE) Announces Discontinuation of the Boston Equities Exchange (BEX) |
| a6503 |
September 18, 2007 |
6073 |
Columbus Day Holiday Schedule |
| a6501 |
September 17, 2007 |
6071 |
Implementation of Additional OTC, Correspondent Clearing and NYSE Multi-Cycle Output Times |
| a6502 |
September 14, 2007 |
6072 |
Changes in the List of Participants |
| a6500 |
September 12, 2007 |
6070 |
CNS Equity Master File, AutoRoute # 02040290 - Additional value for Unit of Trade Field |
| a6499 |
September 07, 2007 |
6069 |
Changes in the List of Participants |
| a6498 |
September 04, 2007 |
6068 |
ACATS Transfer Cycle Rewrite - Additional Information for Participant Testing |
| a6497 |
August 31, 2007 |
6067 |
Changes in the List of Participants |
| a6496 |
August 27, 2007 |
6066 |
Commission Bill Settlement September 14, 2007 |
| a6495 |
August 24, 2007 |
6065 |
Changes in the List of Participants |
| a6494 |
August 17, 2007 |
6064 |
Changes in the List of Participants |
| a6493 |
August 16, 2007 |
6063 |
Labor Day Holiday Schedule |
| a6492 |
August 16, 2007 |
6062 |
Rule Change - SR-NSCC-2007-13 (Automated Customer Account Transfer Service and ACATS Fund/SERV Processing) |
| a6491 |
August 15, 2007 |
6061 |
Correction to Trades Processed on 8/15/07 in CUSIP Number 244331104, DEERFIELD CAPITAL CORP. (NYSE Symbol: DFR) |
| a6490 |
August 14, 2007 |
6060 |
Reminder - Fund Number Required in Networking |
| a6489 |
August 13, 2007 |
6059 |
Business Continuity Testing |
| a6488 |
August 10, 2007 |
6058 |
Changes in the List of Participants |
| a6487 |
August 07, 2007 |
6057 |
Commission Bill Settlement August 15, 2007 |
| a6486 |
August 07, 2007 |
6056 |
New York State Stock Transfer Tax Rebate Program |
| a6485 |
August 07, 2007 |
6055 |
RECAPS September 2007 |
| a6484 |
August 03, 2007 |
6054 |
Changes in the List of Participants |
| a6483 |
July 30, 2007 |
6053 |
Art 4 Love Inc CUSIP 04313X200 OTC Symbol: ALVN |
| a6482 |
July 27, 2007 |
6052 |
Changes in the List of Participants |
| a6481 |
July 25, 2007 |
6051 |
Mutual Fund Security Profile Service Redesign - Helpful Hints and Commonly Asked Questions |
| a6480 |
July 20, 2007 |
6050 |
Changes in the List of Participants |
| a6479 |
July 20, 2007 |
6049 |
Rule Change -- SR-NSCC-2007-12 (Proposed Alternative Investment Products Service) |
| a6478 |
July 13, 2007 |
6048 |
RULE CHANGE -- SR-NSCC-2007-11 (Shortened Settlement Cycle for As-of Fixed Income Transactions) |
| a6477 |
July 13, 2007 |
6047 |
Changes in the List of Participants |
| A6476 |
July 06, 2007 |
6046 |
Changes in the List of Participants |
| A6475 |
July 03, 2007 |
6045 |
Mutual Fund Security Profile Service Redesign - Scrubbing Period for Funds Extended |
| A6474 |
July 02, 2007 |
6044 |
Reminder: NSCC Settlement Changes for Corporate, Municipal, UIT (CMU) Trades |
| a6473 |
June 29, 2007 |
6043 |
Art 4 Love Inc. CUSIP 04313X200 OTC Symbol: ALVN |
| a6472 |
June 29, 2007 |
6042 |
Changes in the List of Participants |
| A6471 |
June 27, 2007 |
6041 |
Commission Bill Settlement July 13, 2007 |
| A6470 |
June 22, 2007 |
6040 |
Changes in the List of Participants |
| A6469 |
June 20, 2007 |
6039 |
Change in Schedule (Montreal/Toronto/Vancouver) |
| A6468 |
June 20, 2007 |
6038 |
Independence Day Holiday Schedule |
| A6467 |
June 15, 2007 |
6037 |
IPS 2007 September Enhancement Release |
| A6466 |
June 15, 2007 |
6036 |
Changes in the List of Participants |
| A6465 |
June 12, 2007 |
6035 |
NSCC to Begin Collection of Chicago Board Stock Exchange (CBSX) Transaction Fees |
| A6464 |
June 11, 2007 |
6034 |
Elimination of Legacy Portfolio Composition (PCF) formats for Exchange Traded Funds (ETF) |
| A6463 |
June 08, 2007 |
6033 |
Changes in the List of Participants REVISED |
| A6462 |
June 01, 2007 |
6032 |
Changes in the List of Participants |
| A6461 |
May 29, 2007 |
6031 |
Implementation Date for Processing of Non-Standard Settlement Trades in CNS |
| A6460 |
May 25, 2007 |
6030 |
Art 4 Love Inc CUSIP 04313X200 OTC Symbol: ALVN - Additional Information |
| A6459 |
May 25, 2007 |
6029 |
Changes in the List of Participants |
| A6458 |
May 24, 2007 |
6028 |
Business Unit Name Change |
| A6457 |
May 23, 2007 |
6027 |
ACATS Transfer Cycle Rewrite -Implementation Schedule & Participant Testing |
| A6456 |
May 23, 2007 |
6026 |
Commission Bill Settlement June 15, 2007 |
| A6455 |
May 18, 2007 |
6025 |
RULE CHANGE – SR-NSCC-2007-07 (Fines) |
| A6454 |
May 18, 2007 |
6024 |
Changes in the List of Participants |
| A6454 |
May 18, 2007 |
6024 |
Changes in the List of Participants |
| A6453 |
May 18, 2007 |
6023 |
Memorial Day Holiday Schedule |
| A6452 |
May 18, 2007 |
6022 |
Change In Schedule - Toronto |
| A6451 |
May 16, 2007 |
6021 |
Art 4 Love Inc CUSIP 04313X200 OTC Symbol: ALVN |
| A6450 |
May 15, 2007 |
6020 |
Mutual Fund Security Profile Service Redesign - Conversion Process Reminders and New Information |
| A6449 |
May 14, 2007 |
6019 |
RULE CHANGE - SR-NSCC-2007-10 (Reduction in Insurance Services Position and Valuation transaction charges) |
| A6448 |
May 11, 2007 |
6018 |
Changes in the List of Participants |
| A6447 |
May 04, 2007 |
6017 |
Changes in the List of Participants |
| A6446 |
May 03, 2007 |
6016 |
Standardized Data Reporting for Insurance Companies REVISED |
| A6445 |
May 02, 2007 |
6015 |
RULE CHANGE - SR-NSCC-2007-09 (Distribution of Net-Net Credits via NSS) |
| A6444 |
May 01, 2007 |
6014 |
Fund Number Required in Networking |
| A6443 |
May 01, 2007 |
6013 |
New York State Stock Transfer Tax Rebate Program |
| A6442 |
May 01, 2007 |
6012 |
RECAPS June 2007 |
| A6441 |
May 01, 2007 |
6011 |
RULE CHANGE - SR-NSCC-2007-08 (Membership Disqualification Criteria) |
| A6440 |
April 30, 2007 |
6010 |
RULE CHANGE - SR-NSCC-2007-06 (Hearings, and The Adoption of a Minor Rule Violation Plan) |
| A6439 |
April 30, 2007 |
6009 |
AMEX Buy-in Execution Rule Change |
| A6438 |
April 27, 2007 |
6008 |
Important Reporting Requirements |
| A6437 |
April 27, 2007 |
6007 |
Changes in the List of Participants |
| A6436 |
April 26, 2007 |
6006 |
DTC/NSCC Settlement via the Federal Reserve Bank's National Settlement Service |
| A6435 |
April 25, 2007 |
6005 |
Standardized Data Reporting Enhancements |
| A6434 |
April 24, 2007 |
6004 |
Commission Bill Settlement May 15, 2007 |
| A6433 |
April 20, 2007 |
6003 |
Changes in the List of Participants |
| A6432 |
April 18, 2007 |
6002 |
New York Stock Exchange Group's RIO Participant Output Enhancement |
| A6431 |
April 13, 2007 |
6001 |
Changes in the List of Participants |
| A6430 |
April 05, 2007 |
6000 |
Changes in the List of Participants |
| A6429 |
April 02, 2007 |
5999 |
Enhancements to OTC Trade Reporting Output for NASD/Exchange Trade Reporting Facilities REVISED |
| A6428 |
March 30, 2007 |
5998 |
Changes in the List of Participants REVISED |
| A6427 |
March 28, 2007 |
5997 |
Commission Bill Settlement April 13, 2007 |
| A6426 |
March 28, 2007 |
5996 |
Regional Interface Operation (RIO) & Consolidated Trade Summary Enhancements for New York Stock Exchange Group's Assumption of Bond Trading |
| A6425 |
March 27, 2007 |
5995 |
ACATS Transfer Cycle Rewrite - Modified Changes |
| A6424 |
March 27, 2007 |
5994 |
Rule Filing-SR-NSCC-2007-05 (Clarification to the Rules & Procedures regarding Trade Reporting Facilities) |
| A6423 |
March 23, 2007 |
5993 |
Changes in the List of Participants |
| A6422 |
March 16, 2007 |
5992 |
DTCC Learning's Continuous Net Settlement (CNS) "Crash Course" |
| A6421 |
March 16, 2007 |
5991 |
Changes in the List of Participants |
| A6420 |
March 15, 2007 |
5990 |
Good Friday Holiday Schedule |
| A6419 |
March 14, 2007 |
5989 |
NSCC to Begin Collection of Securities Clearing Corp. of Philadelphia (SCCP) Regulatory / Transaction Fees |
| A6418 |
March 09, 2007 |
5988 |
Changes in the List of Participants |
| A6417 |
March 06, 2007 |
5987 |
Rule Change - SR-NSCC-2006-05 |
| A6416 |
March 02, 2007 |
5986 |
Changes in the List of Participants |
| A6415 |
March 02, 2007 |
5985 |
RECAPS Manual & Webcast Available |
| A6414 |
March 01, 2007 |
5984 |
Branch/ Sequence Number Modifications on Amex T Contracts |
| A6413 |
March 01, 2007 |
5983 |
CNS Corporate Action Liability Notifications on SMART/Track for Corporate Action Liability Notification Service - Registration Date Extended |
| A6412 |
March 01, 2007 |
5982 |
RULE CHANGE - SR-NSCC-2007-04 (Elimination of References to Collateral Management Service) |
| A6411 |
February 28, 2007 |
5981 |
NSCC to Begin Collection of International Stock Exchange (ISE) Regulatory / Transaction Fees |
| A6410 |
February 27, 2007 |
5980 |
Important Reporting Requirements |
| A6409 |
February 27, 2007 |
5979 |
Upcoming Settlement Changes for Corporate, Municipal, UIT (CMU) Trades |
| A6408 |
February 27, 2007 |
5978 |
Year-End Refund for 2006 REVISED |
| A6407 |
February 26, 2007 |
5977 |
Commission Bill Settlement March 15, 2007 |
| A6406 |
February 23, 2007 |
5976 |
Changes in the List of Participants |
| A6405 |
February 20, 2007 |
5975 |
Notification of Mutual Fund Security Profile Service Redesign Affecting Mainframe and DTCC Web Direct in Second Quarter 2007 |
| A6404 |
February 16, 2007 |
5974 |
Changes in the List of Participants |
| A6403 |
February 15, 2007 |
5973 |
New Test Region Output Cycles |
| A6401 |
February 09, 2007 |
5971 |
New Service Announcement - Account Information Transmission Service |
| A6400 |
February 09, 2007 |
5970 |
Rule Filing Approval - (SR-NSCC-2006-18) Account Information Transmission Service |
| A6399 |
February 08, 2007 |
5969 |
Validation on Removal of FUND/SERV® Asset Type Indicator "B" |
| A6398 |
February 06, 2007 |
5968 |
New York State Stock Transfer Tax Rebate Program |
| A6397 |
February 06, 2007 |
5967 |
RECAPS March 2007 |
| A6396 |
February 05, 2007 |
5966 |
Washington's Birthday (President's Day) Holiday Schedule |
| A6395 |
February 02, 2007 |
5965 |
Submission to RTTM of Trades in other Tax-Exempt (OTE) Issues |
| A6394 |
February 02, 2007 |
5964 |
Changes in the List of Participants |
| A6393 |
February 01, 2007 |
5963 |
NSCC Municipal Security CNS Buy-in Rule Change |
| A6392 |
February 01, 2007 |
5962 |
CNS Corporate Action Liability Notifications on SMART/Track (Corporate Action Liability Notification Service) |
| A6391 |
February 01, 2007 |
5961 |
RULE CHANGE - SR-NSCC-2007-02 (Fees in CDS Omnibus Account) |
| A6390 |
January 31, 2007 |
5960 |
Expiring Letters of Credit |
| A6389 |
January 30, 2007 |
5959 |
Rule Filing-SR-NSCC-2007-03— (Changes to RECAPs Procedures) |
| A6388 |
January 29, 2007 |
5958 |
Commission Bill Settlement February 15, 2007 |
| A6387 |
January 26, 2007 |
5957 |
Changes in the List of Participants |
| A6386 |
January 23, 2007 |
5956 |
Approval of Rule Filing SR-NSCC-2006-11 - Diversification of Clearing Fund Collateral |
| A6385 |
January 23, 2007 |
5955 |
DTCC Learning's Continuous Net Settlement (CNS) "Crash Course" |
| A6384 |
January 23, 2007 |
5954 |
OFAC Certification of Envelope Services Transactions Received From Domestic Participants |
| A6383 |
January 22, 2007 |
5953 |
Reminder: RTTM Corporate, Municipal, UIT (CMU) Specification Changes For Accrued Interest & Municipal Baby Bonds |
| A6382 |
January 19, 2007 |
5952 |
Changes in the List of Participants |
| A6381 |
January 12, 2007 |
5951 |
NSCC to Enhance Existing Over-the-Counter (OTC) Processing |
| A6380 |
January 12, 2007 |
5950 |
Changes in the List of Participants |
| A6379 |
January 10, 2007 |
5949 |
RECAPS Report Distribution & Testing |
| A6378 |
January 10, 2007 |
5948 |
Rule Filing SR-NSCC-2006-19 (2007 Fee Revisions) |
| A6377 |
January 09, 2007 |
5947 |
Announcement of the Upcoming Implementation of OFAC Screening of Envelope Services Transactions Received From Foreign Participants |
| A6376 |
January 09, 2007 |
5946 |
Announcement of the Upcoming Implementation of OFAC Certification of Envelope Services Transactions Received From Domestic Participants |
| A6375 |
January 08, 2007 |
5945 |
Martin Luther King, Jr. Day |
| A6374 |
January 05, 2007 |
5944 |
Notification of Mutual Fund Security Profile Service Redesign Affecting Mainframe and DTCC Web Direct in Second Quarter 2007 |
| A6373 |
January 05, 2007 |
5943 |
Changes in the List of Participants |
| A6372 |
January 03, 2007 |
5942 |
Commission Bill Settlement January 12, 2007 |
