| Doc # |
Date |
P&S No. |
Subject |
 a7057 |
September 08, 2010 |
6628 |
EXCHANGE TRADED FUND INPUT & OUTPUT TIME FRAMES |
| a7056 |
September 03, 2010 |
6627 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7055 |
September 02, 2010 |
6626 |
NSCC SUPPORT FOR BATS BYX EXCHANGE INDUSTRY TESTS AND PRODUCTION IMPLEMENTATION DATE |
| a7054 |
September 02, 2010 |
6625 |
CHANGES TO NSCC CLEARANCE FOR NYSE AMEX SPLIT REPORTING – IMPLEMENTATION DATE |
| a7053 |
August 30, 2010 |
6624 |
RULE CHANGE - SR-NSCC-2010-09 (1. Universal Trade Capture Application, and 2. Automated Special Representative Facility) |
| a7052 |
August 27, 2010 |
6623 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7051 |
August 24, 2010 |
6622 |
Submission of Rule Filing – SR-NSCC-2010-08 to provide that any officer with a title of Managing Director or higher may approve a waiver or suspension of the National Securities Clearing Corporation Rules and Procedures |
| a7050 |
August 20, 2010 |
6621 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7049 |
August 20, 2010 |
6620 |
RULE CHANGE APPROVAL – SR-NSCC-2010-05 (Processing Enhancements With Respect to Transfers Processed Through NSCC’s Automated Customer Account Transfer Service (“ACATS”) [Note: Companion to Rule Filing SR-DTC-2010-09] |
| a7048 |
August 20, 2010 |
6619 |
Change in CNS Processing for Unit Investment Trust (UIT) Securities |
| a7047 |
August 19, 2010 |
6618 |
RECAPS September 2010 |
| a7046 |
August 18, 2010 |
6617 |
CUSIP to be exited from CNS and future trades designated trade for trade |
| a7045 |
August 18, 2010 |
6616 |
Important Notices – Available via RSS (Really Simple Syndication) – Free of Charge |
| a7044 |
August 17, 2010 |
6615 |
NETWORKING AND FUND/SERV ENHANCEMENTS TO SUPPORT SECTION 529 PROCESSING and RENAMING OF CAPITAL GAIN FIELD DESCRIPTIONS |
| a7043 |
August 13, 2010 |
6614 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7042 |
August 12, 2010 |
6613 |
LABOR DAY HOLIDAY SCHEDULE |
| a7041 |
August 06, 2010 |
6612 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7040 |
August 05, 2010 |
6611 |
NSCC TO BEGIN COLLECTION OF DIRECT EDGE EDGA and EDGX EXCHANGE REGULATORY / TRANSACTION FEES |
| a7039 |
August 02, 2010 |
6610 |
Commission Bill Settlement August 13, 2010 |
| a7038 |
July 30, 2010 |
6609 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7037 |
July 29, 2010 |
6608 |
Universal Trade Capture (UTC) Testing – September 2010 REVISED |
| a7036 |
July 29, 2010 |
6607 |
Testing File for Field Elimination on Legacy Trade Capture Machine Readable Output (MRO) REVISED |
| a7035 |
July 29, 2010 |
6606 |
U.S. Bancorp Series A Non-Cumulative Perpetual Preferred Stock
(Symbol: USBPRA – CUSIP 902973866) – Trades of June 16, 2010 through June 18, 2010 - Cancelled |
| a7034 |
July 28, 2010 |
6605 |
NYSE CONTRACT OUTPUT CHANGES DISPLAY LIQUIDITY INDICATOR – IMPLEMENTATION DATE |
| a7033 |
July 27, 2010 |
6604 |
Updated Documentation for Obligation Warehouse (OW) |
| a7302 |
July 23, 2010 |
6603 |
New Online Billing Invoice |
| a7031 |
July 23, 2010 |
6602 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7030 |
July 21, 2010 |
6601 |
TRADE CAPTURE SYSTEM REDESIGN - UNIVERSAL TRADE CAPTURE REVISED |
| a7029 |
July 16, 2010 |
6600 |
Changes in the List of Participants |
| a7028 |
July 14, 2010 |
6599 |
Changes to the new Cost Basis Reporting Service (CBRS) Record Layouts |
| a7027 |
July 13, 2010 |
6598 |
ACATS/IPS MODIFICATIONS |
| a7026 |
July 13, 2010 |
6597 |
New ACATS Reject Code and ACATS Reversal Machine Readable Output Files |
| a7025 |
July 13, 2010 |
6596 |
NSCC MODIFIES CYCLES TIMES TO ITS DISTRIBUTION OF NSCC 400 BYTE INTRA-DAY MULTI-CYCLE CONTRACT OUTPUT |
| a7024 |
July 09, 2010 |
6595 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7023 |
July 08, 2010 |
6594 |
CHANGES TO NSCC CLEARANCE FOR NYSE AMEX TRADING NASDAQ SECURITIES |
| a7022 |
July 06, 2010 |
6593 |
Questar Corp Ex-distribution When Issued
CUSIP Number 748356128 |
| a7021 |
July 02, 2010 |
6592 |
Rule Filing - (SR-NSCC-2010-07) ENHANCEMENTS TO THE STOCK BORROW PROGRAM |
| a7020 |
July 02, 2010 |
6591 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7019 |
June 30, 2010 |
6590 |
Commission Bill Settlement July 15, 2010 |
| a7018 |
June 25, 2010 |
6589 |
Changes in the List of Participants |
| a7017 |
June 24, 2010 |
6588 |
Penson Financial Services, Inc. and Ridge Clearing & Outsourcing Solutions, Inc. Conversion |
| a7016 |
June 24, 2010 |
6587 |
MUTUAL FUND PROFILE SERVICE II – PROFILE SECURITY DATABASE REDESIGN AND CONVERSION FOR DTCC WEBDIRECT AND MAINFRAME USERS |
| a7015 |
June 18, 2010 |
6586 |
NSCC RECEIVES INTERPRETATIVE GUIDANCE FROM FINRA FOR USE OF OBLIGATION WAREHOUSE SERVICE |
| a7014 |
June 18, 2010 |
6585 |
Changes in the List of Participants |
| a7013 |
June 17, 2010 |
6584 |
DIRECT EDGE EDGA AND EDGX EXCHANGE PRODUCTION IMPLEMENTATION |
| a7012 |
June 17, 2010 |
6583 |
CUSIP To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a7011 |
June 17, 2010 |
6582 |
2010 Fee Forecast |
| a7010 |
June 15, 2010 |
6581 |
G 20 Conference – Disruption of Services with CDS |
| a7009 |
June 14, 2010 |
6580 |
Rule Change – SR-NSCC-2010-06 (Relating to Mutual Fund Services |
| a7008 |
June 14, 2010 |
6579 |
CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER) |
| a7007 |
June 14, 2010 |
6578 |
INDEPENDENCE DAY HOLIDAY SCHEDULE |
| a7006 |
June 11, 2010 |
6577 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7005 |
June 10, 2010 |
6576 |
NSCC Important Notice New ACATS Reject Code and Machine Readable Output Reversal Files |
| a7004 |
June 10, 2010 |
6574 |
Cost Basis Reporting Service (CBRS) Webcast and other User Documentation |
| a7003 |
June 09, 2010 |
6573 |
CUSIP to be reinstated in CNS and Trade For Trade Indicator to be removed (Deep Blue Marine, Inc – CUSIP 243699204) |
| a7002 |
June 09, 2010 |
6572 |
Insurance & Retirement Services - 2010 September Enhancement Release |
| a7001 |
June 07, 2010 |
6571 |
RULE FILING SR-NSCC-2010-05—PROCESSING ENHANCEMENTS WITH RESPECT TO TRANSFERS PROCESSED THROUGH NSCC’S AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (“ACATS”) |
| a7000 |
June 04, 2010 |
6570 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6999 |
June 03, 2010 |
6569 |
YEAR 2010 RECAPS SCHEDULE REVISED |
| a6998 |
June 02, 2010 |
6568 |
Commission Bill Settlement June 15, 2010 |
| a6997 |
May 28, 2010 |
6567 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6996 |
May 28, 2010 |
6566 |
CUSIP To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6995 |
May 26, 2010 |
6565 |
RECAPS June 2010 |
| a6994 |
May 26, 2010 |
6564 |
NSCC SUPPORT FOR DIRECT EDGE A & X EXCHANGE INDUSTRY TESTS |
| a6993 |
May 21, 2010 |
6563 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6992 |
May 14, 2010 |
6562 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6991 |
May 14, 2010 |
6561 |
CUSIP’s To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6990 |
May 07, 2010 |
6560 |
CHANGES IN THE LIST OF PARTICIPANTS REVISED |
| a6989 |
May 06, 2010 |
6559 |
MEMORIAL DAY HOLIDAY SCHEDULE |
| a6988 |
April 30, 2010 |
6558 |
ENHANCEMENTS TO THE COST BASIS REPORTING SERVICE |
| a6987 |
April 30, 2010 |
6557 |
CUSIP To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6986 |
April 30, 2010 |
6556 |
Commission Bill Settlement May 13, 2010 |
| a6985 |
April 30, 2010 |
6555 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6984 |
April 23, 2010 |
6554 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6983 |
April 22, 2010 |
6553 |
CUSIP To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6982 |
April 16, 2010 |
6552 |
NEW WEALTH MANAGEMENT SERVICES LEARNING CENTER |
| a6981 |
April 16, 2010 |
6551 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6980 |
April 16, 2010 |
6550 |
CHANGES TO NSCC CLEARANCE FOR NYSE AMEX - SPLIT REPORTING OF NYSE & NYSE AMEX (PARTICIPANT TESTING) |
| a6979 |
April 16, 2010 |
6549 |
NYSE CONTRACT OUTPUT CHANGES – DISPLAYED LIQUIDITY INDICATOR (ORIGINALLY ANNOUNCED AS NEW BILLING TIER INDICATOR) |
| a6978 |
April 09, 2010 |
6548 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6977 |
April 06, 2010 |
6547 |
NSCC MODIFIES CYCLES TIMES TO ITS DISTRIBUTION OF NSCC 400 BYTE INTRA-DAY MULTI-CYCLE CONTRACT OUTPUT |
| a6976 |
April 01, 2010 |
6546 |
New ACATS Reversal Variable Machine Readable Output (MRO) File Autoroute# 02091008 |
| a6975 |
April 01, 2010 |
6545 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6974 |
March 31, 2010 |
6544 |
Commission Bill Settlement April 15, 2010 |
| a6973 |
March 26, 2010 |
6543 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6972 |
March 26, 2010 |
6542 |
New York State Stock Transfer Tax Rebate Program |
| a6971 |
March 19, 2010 |
6541 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6970 |
March 19, 2010 |
6540 |
Institutional Delivery (ID) Net Service Enhancement |
| a6969 |
March 17, 2010 |
6539 |
Final Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-NSCC-2009-07 |
| a6968 |
March 15, 2010 |
6538 |
CLARIFICATION OF TEST REGION (PSE) TRANSMISSION SCHEDULE FOR NETWORKING OMNIBUS ACTIVITY AND POSITION FILES; NETWORKING OMNIBUS POSITION REPORTING RECORD LAYOUT REVISED |
| a6967 |
March 12, 2010 |
6537 |
CUSIP To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6966 |
March 12, 2010 |
6536 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6965 |
March 10, 2010 |
6535 |
Informational Update on DTC and NSCC Securities Restrictions |
| a6964 |
March 08, 2010 |
6534 |
REPORTING FOR NASDAQ OMX PHLX EXCHANGE– ENHANCE REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY |
| a6963 |
March 08, 2010 |
6533 |
SEC Approval (Release No. 34-61618) of Rule Filing SR-NSCC-2010-01– Elimination of Guarantee for Envelope Settlement Service |
| a6962 |
March 08, 2010 |
6532 |
RULE FILING SR-NSCC-2010-03 - SECURITIES ELIGIBLE FOR ID NET SERVICE |
| a6961 |
March 05, 2010 |
6531 |
GOOD FRIDAY HOLIDAY SCHEDULE |
| a6960 |
March 05, 2010 |
6530 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6959 |
March 04, 2010 |
6529 |
RECAPS March 2010 |
| a6958 |
March 04, 2010 |
6528 |
RULE FILING SR-NSCC-2010-02 - AGGREGATION OF TRADE-FOR-TRADE TRANSACTIONS REVISED |
| a6957 |
March 02, 2010 |
6527 |
NYSE CONTRACT OUTPUT CHANGES – NEW BILLING TIER INDICATOR |
| a6956 |
March 02, 2010 |
6526 |
Important Reporting Requirements |
| a6955 |
February 26, 2010 |
6525 |
Commission Bill Settlement March 15, 2010 |
| a6954 |
February 26, 2010 |
6524 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6953 |
February 25, 2010 |
6523 |
Obligation Warehouse Participant Documentation |
| a6952 |
February 25, 2010 |
6522 |
NEW IMPLEMENTATIOND DATE FOR NYSE CONTRACT CHANGES – ACCOUNT ID |
| a6950 |
February 23, 2010 |
6520 |
CUSIP To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6951 |
February 19, 2010 |
6521 |
CHANGES TO NSCC CLEARANCE FOR NYSE AMEX TRADING NASDAQ SECURITIES – IMPLEMENTATION DATE |
| a6949 |
February 19, 2010 |
6519 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6948 |
February 18, 2010 |
6518 |
ENHANCEMENTS TO NETWORKING FILES TO SUPPORT OMNIBUS PROCESSING |
| a6947 |
February 12, 2010 |
6517 |
Reminder Regarding the Implementation of the Confirmation of an OFAC Program SR-NSCC-2009-07 |
| a6946 |
February 12, 2010 |
6516 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6945 |
February 05, 2010 |
6515 |
New CNS Web Inquiry Notification Screens (WINS) |
| a6944 |
February 05, 2010 |
6514 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6943 |
February 05, 2010 |
6513 |
CUSIP’s To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6942 |
February 01, 2010 |
6512 |
WASHINGTON’S BIRTHDAY (PRESIDENTS’ DAY)
HOLIDAY SCHEDULE |
| a6941 |
February 01, 2010 |
6511 |
Commission Bill Settlement February 16, 2010 |
| a6940 |
January 29, 2010 |
6510 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6939 |
January 29, 2010 |
6509 |
CHANGES TO NSCC CLEARANCE FOR NYSE AMEX TRADING NASDAQ SECURITIES – ADDITIONAL INDUSTRY TESTING DATES |
| a6938 |
January 26, 2010 |
6508 |
CUSIPs To Be Exited From CNS and Future Trades Designated Trade For Trade |
| a6937 |
January 26, 2010 |
6507 |
REPORTING FOR BATS BYX EXCHANGE – ENHANCE
REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY |
| a6936 |
January 22, 2010 |
6506 |
Changes in the List of Participants |
| a6935 |
January 22, 2010 |
6505 |
REPORTING FOR DIRECT EDGE EDGA AND DIRECT EDGE
EDGX EXCHANGES – ENHANCE REGIONAL INTERFACE
OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY |
| a6934 |
January 15, 2010 |
6504 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6933 |
January 15, 2010 |
6503 |
OPTIONS SYMBOLOGY INITIATIVE (OSI) – ACATS & CBRS
MODIFICATIONS - MANDATORY |
| a6932 |
January 11, 2010 |
6502 |
Changes to NSCC Clearance for NYSE AMEX – Split Reporting of NYSE & NYSE AMEX |
| a6931 |
January 11, 2010 |
6501 |
NYSE CONTRACT OUTPUT CHANGES – ACCOUNT ID |
| a6930 |
January 08, 2010 |
6500 |
PAYMENT OF END OF DAY NET MONEY SETTLEMENT (DEBIT) BALANCES - SETTLEMENT |
| a6929 |
January 08, 2010 |
6499 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a6928 |
January 06, 2010 |
6498 |
MARTIN LUTHER KING, JR. DAY |
| a6927 |
January 04, 2010 |
6497 |
RULE CHANGE – SR-NSCC-2010-01 - ENVELOPE SETTLEMENT SERVICE ("ESS") |
| a6926 |
January 04, 2010 |
6496 |
ACATS/IPS MODIFICATIONS |
