<![CDATA[ DTC Important Notices - Compliance ]]> <![CDATA[DTC - July 02, 2009 - 5292-09 - Primary Account Retirement: Hill, Thompson, Magid & Co., Inc., #0633 ]]> DTCC Corporate Communications Thu, 02 Jul 2009 00:00:00 EDT <![CDATA[DTC - July 02, 2009 - 5284-09 - Primary Account Retirement: Bob Evans Farms, Inc./DRS ]]> DTCC Corporate Communications Thu, 02 Jul 2009 00:00:00 EDT <![CDATA[DTC - June 30, 2009 - 5286-09 - DTC Rule Change SR-DTC-2009-12 relating to the Participants Fund ]]> DTCC Corporate Communications Tue, 30 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 29, 2009 - 5253-09 - Wachovia Capital Markets, LLC Name Change ]]> DTCC Corporate Communications Mon, 29 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 26, 2009 - 5259-09 - CDS Clearing and Depository Services Inc Links to DTC ]]> DTCC Corporate Communications Fri, 26 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 26, 2009 - 5260-09 - DTC Proposed Rule Change SR-DTC-2009-13 relating to municipal bonds ]]> DTCC Corporate Communications Fri, 26 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 26, 2009 - 5250-09 - Additional Account Retirement: Bank of America, NA/Fleet-IPA ]]> DTCC Corporate Communications Fri, 26 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 26, 2009 - 5251-09 - Additional Account Activation: Amalgamated Bank of Chicago/IPA #1574 ]]> DTCC Corporate Communications Fri, 26 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 26, 2009 - 5249-09 - Additional Account Retirement: Chicago Stock Exchange, #3791 ]]> DTCC Corporate Communications Fri, 26 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 25, 2009 - 5133-09 - Additional Account Name Change ]]> DTCC Corporate Communications Thu, 25 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 23, 2009 - 5232-09 - Additional Account Retirement: The Bank of New York Mellon/KBC Financial Holding, Inc., #2701 ]]> DTCC Corporate Communications Tue, 23 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 19, 2009 - 5231-09 - Primary Account Retirement: Petruzzi Securities, LLC ]]> DTCC Corporate Communications Fri, 19 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 17, 2009 - 5219-09 - Additional Account Retirement ]]> DTCC Corporate Communications Wed, 17 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 15, 2009 - 5217-09 - Custodial Trust Company conversion with JPMorgan Chase Bank, N.A. ]]> DTCC Corporate Communications Mon, 15 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 12, 2009 - 5205-09 - HELLENIC TELECOMMUNICATIONS ORGANIZATIN S.A. ADS CUSIP# 423325307 ]]> DTCC Corporate Communications Fri, 12 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 12, 2009 - 5204-09 - DTC Rule Change SR-DTC-2009-12 which enhances the process by which a Participant can receive its Voluntary Participants Fund Deposit ]]> DTCC Corporate Communications Fri, 12 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 12, 2009 - 5203-09 - DTC Rule Change SR-DTC-2009-10 which establishes the Web Inquiry Notification System (“WINS”). ]]> DTCC Corporate Communications Fri, 12 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 11, 2009 - 5200-09 - DTC Proposed Rule Change SR-DTC-2009-11 relating to DTC’s Profile Modification System Indemnity Surety Programs. ]]> DTCC Corporate Communications Thu, 11 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 11, 2009 - 5199-09 - Additional Account Activation: The Bank Of New York Mellon/Merrill Lynch Pierce Fenner & Smith #2427 ]]> DTCC Corporate Communications Thu, 11 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 11, 2009 - 5197-09 - Additional Account Retirement ]]> DTCC Corporate Communications Thu, 11 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 11, 2009 - 5196-09 - Primary Account Retirement: Fred Alger & Company, Incorporated ]]> DTCC Corporate Communications Thu, 11 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 10, 2009 - 5193-09 - Additional Account Name Change ]]> DTCC Corporate Communications Wed, 10 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 09, 2009 - 5192-09 - DTC Proposed Rule Change SR-DTC-2009-09 – establishes an alternate choice in DTC’s Profile Modification System Indemnity Insurance Programs. ]]> DTCC Corporate Communications Tue, 09 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 05, 2009 - 5190-09 - Holiday Schedule Independence Day 2009 ]]> DTCC Corporate Communications Fri, 05 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 02, 2009 - 5166-09 - Additional Account Retirements ]]> DTCC Corporate Communications Tue, 02 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 01, 2009 - 5283-09 - Primary Account Retirement: Canaccord Adams Inc. ]]> DTCC Corporate Communications Mon, 01 Jun 2009 00:00:00 EDT <![CDATA[DTC - May 29, 2009 - 5132-09 - Additional Account Name Change ]]> DTCC Corporate Communications Fri, 29 May 2009 00:00:00 EDT <![CDATA[DTC - May 28, 2009 - 5145-09 - Primary Account Retirement: Biremis Corporation ]]> DTCC Corporate Communications Thu, 28 May 2009 00:00:00 EDT <![CDATA[DTC - May 27, 2009 - 5134-09 - Additional Account Activation: Raymond James & Associates, Inc / Raymond James Bank, #7568 ]]> DTCC Corporate Communications Wed, 27 May 2009 00:00:00 EDT <![CDATA[DTC - May 27, 2009 - 5131-09 - Additional Account Name Change ]]> DTCC Corporate Communications Wed, 27 May 2009 00:00:00 EDT <![CDATA[DTC - May 26, 2009 - 5130-09 - Additional Accounts Retirement ]]> DTCC Corporate Communications Tue, 26 May 2009 00:00:00 EDT <![CDATA[DTC - May 22, 2009 - 5123-09 - Additional Account Retirement: BNY Mellon/DB Emerald Trading L.P., #2887 ]]> DTCC Corporate Communications Fri, 22 May 2009 00:00:00 EDT <![CDATA[DTC - May 22, 2009 - 5124-09 - DTC Rule Change SR-DTC-2009-10 which establishes the Web Inquiry Notification System (“WINS”). ]]> DTCC Corporate Communications Fri, 22 May 2009 00:00:00 EDT <![CDATA[DTC - May 22, 2009 - 5122-09 - Implementation of Confirmation of an OFAC Program Certification Requirement [REVISED] ]]> DTCC Corporate Communications Fri, 22 May 2009 00:00:00 EDT <![CDATA[DTC - May 21, 2009 - 5121-09 - Additional Account Activation: Terra Nova Financial, LLC/Biremis, 0607 ]]> DTCC Corporate Communications Thu, 21 May 2009 00:00:00 EDT <![CDATA[DTC - May 20, 2009 - 5120-09 - Greenwich Capital Markets, Inc. Name Change ]]> DTCC Corporate Communications Wed, 20 May 2009 00:00:00 EDT <![CDATA[DTC - May 15, 2009 - 5085-09 - Additional Account Retirement: The Bank of New York Mellon/QSR, #2995 ]]> DTCC Corporate Communications Fri, 15 May 2009 00:00:00 EDT <![CDATA[DTC - May 14, 2009 - 5092-09 - Additional Account Retirement: The Bank Of New York Mellon/Windermere Master, L.P., #2404 ]]> DTCC Corporate Communications Thu, 14 May 2009 00:00:00 EDT <![CDATA[DTC - May 13, 2009 - 5073-09 - Primary Account Activation: Virtu Financial BD LLC, 0063 ]]> DTCC Corporate Communications Wed, 13 May 2009 00:00:00 EDT <![CDATA[DTC - May 12, 2009 - 5074-09 - Primary Account Name Change ]]> DTCC Corporate Communications Tue, 12 May 2009 00:00:00 EDT <![CDATA[DTC - May 11, 2009 - 5071-09 - DTC Proposed Rule Change SR-DTC-2009-09 – establishes an alternate choice in DTC’s Profile Modification System Indemnity Insurance Programs ]]> DTCC Corporate Communications Mon, 11 May 2009 00:00:00 EDT <![CDATA[DTC - May 07, 2009 - 5064-09 - Additional Account Activation – International Advisory Services Group #5040 ]]> DTCC Corporate Communications Thu, 07 May 2009 00:00:00 EDT <![CDATA[DTC - May 06, 2009 - 5045-09 - 2009 Rebate Projection ]]> DTCC Corporate Communications Wed, 06 May 2009 00:00:00 EDT <![CDATA[DTC - May 04, 2009 - 5033-09 - Name Change – Calyon Securities (USA) Inc./Calyon New York Branch #7372 ]]> DTCC Corporate Communications Mon, 04 May 2009 00:00:00 EDT <![CDATA[DTC - May 01, 2009 - 5032-09 - Holiday Schedule Memorial Day 2009 ]]> DTCC Corporate Communications Fri, 01 May 2009 00:00:00 EDT <![CDATA[DTC - April 29, 2009 - 5019-09 - DTC Proposed Rule Change SR-DTC-2009-05 relating to ADR agent fees ]]> DTCC Corporate Communications Wed, 29 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 28, 2009 - 5015-09 - Additional Account Retirement: Branch Banking & Trust CO/FM LP Branch Investments ]]> DTCC Corporate Communications Tue, 28 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 28, 2009 - 4962-09 - Primary Account Activation: Vanguard Marketing Corporation, 0062 ]]> DTCC Corporate Communications Tue, 28 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 24, 2009 - 5006-09 - Participant Financial Responsibility and Operational Capability Notification Requirements ]]> DTCC Corporate Communications Fri, 24 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 22, 2009 - 4979-09 - Additional Account Retirement: JPMorgan Chase Bank/HSBC Monaco, #2377 ]]> DTCC Corporate Communications Wed, 22 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 20, 2009 - 4968-09 - Rule Change by DTC (SR-DTC-2009-08) to enhance its existing SPP return process and its P&I withdrawal process ]]> DTCC Corporate Communications Mon, 20 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 20, 2009 - 4961-09 - Name Change – BMO Trust Company/CDS, #4712 ]]> DTCC Corporate Communications Mon, 20 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 20, 2009 - 4960-09 - Additional Account Activation: Mitsubishi UFJ Securities (USA), Inc./Stock Loan, 2075 ]]> DTCC Corporate Communications Mon, 20 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 17, 2009 - 4940-09 - DTC Limited Participant Account (LPA) Retirement – Simmons First Trust Company, N.A., 7857 ]]> DTCC Corporate Communications Fri, 17 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 17, 2009 - 4941-09 - Primary Account Activation: Mitsubishi UFJ Securities (USA), Inc., 0076 ]]> DTCC Corporate Communications Fri, 17 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 17, 2009 - 4939-09 - DTC Limited Participant Account (LPA) Name Change: ChaseMellon Shareholder Services, L.L.C., #7800 ]]> DTCC Corporate Communications Fri, 17 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 14, 2009 - 4943-09 - Primary Account Retirement: Dougall & Associates, Inc., #3626 ]]> DTCC Corporate Communications Tue, 14 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 14, 2009 - 4942-09 - Additional Account Retirement: The Bank of New York Mellon/Spyridon Financial Corporation, #2298 ]]> DTCC Corporate Communications Tue, 14 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 10, 2009 - 4706-09 - Primary Account Activation: Nasdaq Options Services, LLC, #0520 ]]> DTCC Corporate Communications Fri, 10 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 09, 2009 - 4938-09 - Primary Account Activation – Royal Bank of Scotland Plc, CT Branch, #2288 ]]> DTCC Corporate Communications Thu, 09 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 09, 2009 - 4937-09 - Additional Account Activation – SunTrust Bank/SILC, #2289 ]]> DTCC Corporate Communications Thu, 09 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 09, 2009 - 4876-09 - Pledgee Retirement: J. P. Morgan Securities Inc., #0914 ]]> DTCC Corporate Communications Thu, 09 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 09, 2009 - 4875-09 - Additional Account Name Change ]]> DTCC Corporate Communications Thu, 09 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 07, 2009 - 4931-09 - Additional Account Retirement: The Bank of New York Mellon/Mellon Trust of New England/SSCSIL, For UCITS/AIGGSL IRL, #2250 ]]> DTCC Corporate Communications Tue, 07 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 07, 2009 - 4932-09 - Additional Account Activation: The Bank of New York Mellon / RCap Securities Inc., #2181 ]]> DTCC Corporate Communications Tue, 07 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 07, 2009 - 4906-09 - Additional Account Retirement: The Bank of New York Mellon/HBK Fixed Income Ltd., #2031 ]]> DTCC Corporate Communications Tue, 07 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 06, 2009 - 4930-09 - Account Retirements: Philadelphia Depository Trust Company ]]> DTCC Corporate Communications Mon, 06 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 06, 2009 - 4929-09 - Proposed Rule Change by DTC (SR-DTC-2009-02) to implement a Maturity Presentment Pend function has been approved ]]> DTCC Corporate Communications Mon, 06 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 03, 2009 - 4914-09 - Proposed Rule Change by DTC (SR-DTC-2009-08) to enhance its existing SPP return process and its P&I withdrawal process. ]]> DTCC Corporate Communications Fri, 03 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 02, 2009 - 4907-09 - DTC Proposed Rule Change SR-DTC-2009-07 – Relating to Confirmation of an OFAC Program ]]> DTCC Corporate Communications Thu, 02 Apr 2009 00:00:00 EDT <![CDATA[DTC - March 30, 2009 - 4882-09 - Additional Account Retirement: The Bank of New York Mellon/Countrywide Bank F.S.B, #2918 ]]> DTCC Corporate Communications Mon, 30 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 27, 2009 - 4874-09 - Additional Account Name Change ]]> DTCC Corporate Communications Fri, 27 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 27, 2009 - 4718-09 - DTC Limited Participant Account (LPA) Name Change: Integra Bank Corporation/DRS, #7868 ]]> DTCC Corporate Communications Fri, 27 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 25, 2009 - 4717-09 - Additional Account Activation – ING Financial Markets LLC/FBO ING Direct, #7567 ]]> DTCC Corporate Communications Wed, 25 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 24, 2009 - 4715-09 - Approval of DTC Rule Filing 2009-06 to amend its Certificate of Organization to provide for the issuance of an additional 250,000 shares of DTC Series A Preferred Stock. ]]> DTCC Corporate Communications Tue, 24 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 24, 2009 - 4714-09 - Additional Account Retirement: Merrill Lynch Professional Clearing Corp./PAX 1, #0671 ]]> DTCC Corporate Communications Tue, 24 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 23, 2009 - 4713-09 - Primary Retirement-Nederlands Centraal Instituut Voor Giraal Effectenverkeer B.V., #2016 ]]> DTCC Corporate Communications Mon, 23 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 23, 2009 - 4711-09 - Holiday Schedule: Good Friday 2009 ]]> DTCC Corporate Communications Mon, 23 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 20, 2009 - 4712-09 - DTC Limited Participant Account (LPA) Retirement: Community Bank, 7892 ]]> DTCC Corporate Communications Fri, 20 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 20, 2009 - 4710-09 - Additional Account Activation – Timber Hill LLC/Conduit Securities Lending, #7566 ]]> DTCC Corporate Communications Fri, 20 Mar 2009 00:00:00 EDT