<?xml version="1.0" encoding="UTF-8"?>












<?xml-stylesheet type="text/xsl" href="/rss_impnot_news_feed.xsl"?>
<rss version="2.0">
	<channel>
		<title>
			<![CDATA[ DTC Important Notices - Compliance ]]>
		</title>
		<description>
			<![CDATA[ Compliance Notices from DTC. ]]>
		</description>
		<link>
			<![CDATA[  ]]>
		</link>
				<item>
			<title>
				<![CDATA[DTC - September 04, 2008 - 3866-08 - Additional Account Activation
Lehman Brothers Inc./RCG Enterprise, Ltd. - JNPC, #7559

   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3866-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 04 Sep 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - September 02, 2008 - 3865-08 - Contingency Telecommunications Requirements  Update   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/exe/3865-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 02 Sep 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 29, 2008 - 3864-08 - ***CANCELLED***
Additional Account Activation
Lehman Brothers Inc./RCG Enterprise, Ltd., #7559

   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3864-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 29 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 28, 2008 - 3838-08 - Primary Account Activation
State Street Global Markets, LLC, #0189

   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3838-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 28 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 28, 2008 - 3828-08 - Account Name Changes   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3828-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 28 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 27, 2008 - 3839-08 - Preliminary 2009 Fee Guidance   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/exe/3839-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 27 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 27, 2008 - 3862-08 - Proposed Rule Change - Increase the Liquidity Resources of The Depository Trust Company (SR-DTC-2008-12)   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3862-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 27 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 27, 2008 - 3837-08 - Newedge Financial Inc. merger with Newedge USA, LLC   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3837-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 27 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 26, 2008 - 3827-08 - Additional Account Retirement
Lehman/Highland Master Fund, #7306   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3827-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 26 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 25, 2008 - 3851-08 - Rule Change Approval - Modifications to DTCs Policy Statement on the Admission of Non-U.S. Entities as Direct Depository Participants (SR-DTC-2007-16)   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3851-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Mon, 25 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 20, 2008 - 3830-08 - Participant Finacial Responsibility and Operational Capability Notification Requirements   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3830-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 20 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 20, 2008 - 3826-08 - Additional Account Activation   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3826-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 20 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 19, 2008 - 3825-08 - Additional Account Retirement
JPMorgan Chase Bank/GAIA Capital Corp., #2054   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3825-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 19 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 18, 2008 - 3798-08 - Additional Account Retirement
SSB-IBT/IPA,#1595   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3798-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Mon, 18 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 15, 2008 - 3823-08 - Primary Account Retirement
H.M. Payson & Co., #0449
   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3823-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 15 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 15, 2008 - 3797-08 - Fiserv Trust Company and TD AMERITRADE Trust Company Merger   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3797-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 15 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 13, 2008 - 3805-08 - Holiday Schedule Labor Day 2008   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3805-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 13 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 13, 2008 - 3796-08 - Additional Account Retirement
The Bank of New York Mellon/Quadriserv   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3796-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 13 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 12, 2008 - 3795-08 - Primary Account Name Change
The Bankers Bank, #2268   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3795-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 12 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 08, 2008 - 3794-08 - Additional Account Retirements   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3794-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 08 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 08, 2008 - 3776-08 - Primary Account Activation
Electronic Transaction Clearing, Inc., #0873   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3776-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 08 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 06, 2008 - 3792-08 - DTC Proposed Rule Change SR-DTC-2008-11
implementing a new service (Security Holder Tracking Service)   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3792-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 06 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 06, 2008 - 3790-08 - Approval of DTC Rule Filing SR-DTC-2007-05   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3790-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 06 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 06, 2008 - 3769-08 - Additional Accounts Activation   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3769-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 06 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 05, 2008 - 3768-08 - Additional Account Retirements   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3768-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 05 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - August 01, 2008 - 3777-08 - DTC Proposed Rule Change SR-DTC-2008-10 relating to the industry wide Options Symbology Initiative and OCC Sub-Accounting Initiative.   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3777-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 01 Aug 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 31, 2008 - 3767-08 - Additional Account Retirement
JPMorgan Chase Bank/PKMUN, #2269   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3767-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 31 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 24, 2008 - 3766-08 - Additional Account Name Change
Cantor Fitzgerald & Co./BGC Financial, Inc. (eSpeed), #7367   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3766-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 24 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 24, 2008 - 3756-08 - Account Name Change
Berkshire Securities, #5047   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3760-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 24 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 23, 2008 - 3764-08 - Additional Account Retirement
H.M. Payson & Co. -Safekeeping, #5155
   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3764-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 23 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 23, 2008 - 3759-08 - Additional Account Activation   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3759-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 23 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 23, 2008 - 3758-08 - Additional Account Retirements   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3758-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 23 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 22, 2008 - 3763-08 - DTC Proposed Rule Change SR-DTC-2008-09 relating to DTCs Debit Cap Look-Ahead Processing   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3763-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 22 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 22, 2008 - 3757-08 - Account Number Change   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3757-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Tue, 22 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 18, 2008 - 3744-08 - Additional Account Retirement
LaSalle Bank National Association/Broker Dealer, #2685   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3744-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 18 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 18, 2008 - 3745-08 - Additional Account Name Change
Cantor Fitzgerald & Co./BGC Financial, Inc., #0537   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3745-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 18 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 18, 2008 - 3743-08 - Additional Account Activation
BNY Mellon/DB Emerald Trading L.P., #2887   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3743-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Fri, 18 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 17, 2008 - 3742-08 - Additional Account Activation
Electronic Brokerage Systems, LLC/Shadow, #5627   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3742-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Thu, 17 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 16, 2008 - 3754-08 - DTC Amendment to Proposed Rule Change SR-DTC-2008-05  relating to Money Market Instruments   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3754-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 16 Jul 2008 00:00:00 EDT</pubDate>
		</item>
				<item>
			<title>
				<![CDATA[DTC - July 16, 2008 - 3741-08 - Additional Account Activation
BNY Mellon/WG Trading Co., #2882   ]]>
			</title>
			<link>
				<![CDATA[ http://www.dtcc.com/downloads/legal/imp_notices/2008/dtc/com/3741-08.pdf ]]>
			</link>
			<author>DTCC Corporate Communications</author>
			<pubDate>Wed, 16 Jul 2008 00:00:00 EDT</pubDate>
		</item>
	</channel>
</rss>