<![CDATA[ DTC Important Notices - Settlement / Underwriting ]]> <![CDATA[DTC - June 26, 2009 - 5259-09 - CDS Clearing and Depository Services Inc Links to DTC ]]> DTCC Corporate Communications Fri, 26 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 25, 2009 - 5248-09 - Money Market Instruments(MMI) IPA MP Pend-Screen Revisions ]]> DTCC Corporate Communications Thu, 25 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 11, 2009 - 5198-09 - Section 3 (c) (7) Restrictions Societe de Financement de l’Economie Francaise 2.25 Per Cent. Notes due 2012 Guarantee by the French State ]]> DTCC Corporate Communications Thu, 11 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 11, 2009 - 5194-09 - Section 3 (c) (7) Restrictions for Calabash RE III LTD. Principal at-Risk Variable Rate Notes due 2012 Class a & B ]]> DTCC Corporate Communications Thu, 11 Jun 2009 00:00:00 EDT <![CDATA[DTC - June 09, 2009 - 5191-09 - UW-SOURCE System Outage ]]> DTCC Corporate Communications Tue, 09 Jun 2009 00:00:00 EDT <![CDATA[DTC - May 29, 2009 - 5151-09 - Signature Policy – Eligibility Documentation ]]> DTCC Corporate Communications Fri, 29 May 2009 00:00:00 EDT <![CDATA[DTC - May 26, 2009 - 5017-09 - Options Symbology Initiative (OSI) - Premium Payment Orders (PPOs) ]]> DTCC Corporate Communications Tue, 26 May 2009 00:00:00 EDT <![CDATA[DTC - May 11, 2009 - 5053-09 - Section 3(c) (7) restrictions for Ibis Re Ltd. ]]> DTCC Corporate Communications Mon, 11 May 2009 00:00:00 EDT <![CDATA[DTC - May 07, 2009 - 5047-09 - Section 3 (c) (7) Restrictions for BP AMI Leasing, Inc. 5.523% Guaranteed Notes Due 2019 ]]> DTCC Corporate Communications Thu, 07 May 2009 00:00:00 EDT <![CDATA[DTC - May 07, 2009 - 5046-09 - Section 3 (c) (7) Restrictions for Society de Financement de l’ Economie Francaise 3.375 per Cent. Note due 2014 Guarantee by the French State ]]> DTCC Corporate Communications Thu, 07 May 2009 00:00:00 EDT <![CDATA[DTC - May 07, 2009 - 5065-09 - Build America Bonds ]]> DTCC Corporate Communications Thu, 07 May 2009 00:00:00 EDT <![CDATA[DTC - May 07, 2009 - 5016-09 - Section 3 (C) (7) Restrictions for Societe de Financement de l’ Economie Francaise 1.50 Per Cent. Note due 2012 Guarantee by the French State ]]> DTCC Corporate Communications Thu, 07 May 2009 00:00:00 EDT <![CDATA[DTC - May 06, 2009 - 5045-09 - 2009 Rebate Projection ]]> DTCC Corporate Communications Wed, 06 May 2009 00:00:00 EDT <![CDATA[DTC - April 29, 2009 - 5018-09 - Changes to Underwriting Certificate Delivery Instructions and Certificate of Deposit (CD) Questionnaire ]]> DTCC Corporate Communications Wed, 29 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 29, 2009 - 4989-09 - Adjustments to Collateral Monitor Haircuts ]]> DTCC Corporate Communications Wed, 29 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 08, 2009 - 4582-09 - New Settlement Progress Payment Return Process ]]> DTCC Corporate Communications Wed, 08 Apr 2009 00:00:00 EDT <![CDATA[DTC - April 01, 2009 - 4904-09 - Optional Use of The Depository Trust Company’s (“DTC”) Mandatory Exchange Platform for Rule 144A and Reg. S Securities that have become unrestricted securities. ]]> DTCC Corporate Communications Wed, 01 Apr 2009 00:00:00 EDT <![CDATA[DTCCSolutions - April 01, 2009 - 4903-09 - Optional Use of The Depository Trust Company’s (“DTC”) Mandatory Exchange Platform for Rule 144A and Reg. S Securities that have become unrestricted securities. ]]> DTCC Corporate Communications Wed, 01 Apr 2009 00:00:00 EDT <![CDATA[DTC - March 13, 2009 - 4693-09 - Approval of Rule Change - Increase the Liquidity Resources of The Depository Trust Company (SR-DTC-2008-12) ]]> DTCC Corporate Communications Fri, 13 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 09, 2009 - 4661-09 - SMART Connectivity Adjustment ]]> DTCC Corporate Communications Mon, 09 Mar 2009 00:00:00 EDT <![CDATA[DTC - March 09, 2009 - 4660-09 - YEAR-END REFUND FOR 2008 ]]> DTCC Corporate Communications Mon, 09 Mar 2009 00:00:00 EDT <![CDATA[DTC - February 27, 2009 - 4630-09 - Money Market Instrument (MMI) Issuer Failure - ING Bank N.V. London (IGB*) ]]> DTCC Corporate Communications Fri, 27 Feb 2009 00:00:00 EST <![CDATA[DTC - February 27, 2009 - 4613-09 - Section 3(c)(7) Restrictions for SOCIETE DE FINANCEMENT DE L’ECONOMIE FRANCAISE ]]> DTCC Corporate Communications Fri, 27 Feb 2009 00:00:00 EST <![CDATA[DTC - February 26, 2009 - 4628-09 - Money Market Instrument (MMI) Issuer Failure – ING Bank N.V. London (IGB*) ]]> DTCC Corporate Communications Thu, 26 Feb 2009 00:00:00 EST <![CDATA[DTC - February 20, 2009 - 4596-09 - UW-SOURCE System Outage ]]> DTCC Corporate Communications Fri, 20 Feb 2009 00:00:00 EST <![CDATA[DTC - February 19, 2009 - 4589-09 - Money Market Instrument (MMI) Issuer Failure – Shearson Lehman Holding (SLBH) ]]> DTCC Corporate Communications Thu, 19 Feb 2009 00:00:00 EST <![CDATA[DTC - February 19, 2009 - 4588-09 - Underwriting Department Revised Retail Certificate of Deposit (CD) Eligibility Request Questionnaire ]]> DTCC Corporate Communications Thu, 19 Feb 2009 00:00:00 EST <![CDATA[DTC - February 05, 2009 - 4430-09 - SEC Approval of the Security Holder Tracking Service ]]> DTCC Corporate Communications Thu, 05 Feb 2009 00:00:00 EST <![CDATA[DTC - January 29, 2009 - 4523-09 - Section 3 (c)(7) Restrictions for Societe de Financement de l'Economie Francaise ]]> DTCC Corporate Communications Thu, 29 Jan 2009 00:00:00 EST <![CDATA[DTC - January 28, 2009 - 4511-09 - Approval of Rule Change - Increase the Liquidity Resources of The Depository Trust Company (SR-DTC-2008-12) ]]> DTCC Corporate Communications Wed, 28 Jan 2009 00:00:00 EST <![CDATA[DTC - January 15, 2009 - 4483-09 - Money Market Instrument (MMI) Issuer Failure - Axon Financial Funding LTD (AXN2) ]]> DTCC Corporate Communications Thu, 15 Jan 2009 00:00:00 EST <![CDATA[DTC - January 15, 2009 - 4482-09 - Money Market Instrument (MMI) Issuer Failure - Cheyne Finance Capital Notes LLC (CHQ3) ]]> DTCC Corporate Communications Thu, 15 Jan 2009 00:00:00 EST <![CDATA[DTC - January 06, 2009 - 4424-09 - New Deliver Order Reason Codes for OCC Stock Loan Service ]]> DTCC Corporate Communications Tue, 06 Jan 2009 00:00:00 EST <![CDATA[DTC - December 31, 2008 - 4380-08 - 2009 Fee Revisions [REVISED] ]]> DTCC Corporate Communications Wed, 31 Dec 2008 00:00:00 EST <![CDATA[DTC - December 23, 2008 - 4333-08 - DTC Proposed Rule Change SR-DTC-2008-15 relating to settlement services that DTC is proposing to provide for stock loan transactions entered into under the OCC’s proposed Market Loan Program. ]]> DTCC Corporate Communications Tue, 23 Dec 2008 00:00:00 EST <![CDATA[DTC - December 10, 2008 - 4313-08 - Section 3 (c) (7) Restrictions for Newfoundland CLO I Limited Senior Secured Floating Rate Notes due November 26, 2018 Subordinated Notes due November 26, 2018 ]]> DTCC Corporate Communications Wed, 10 Dec 2008 00:00:00 EST <![CDATA[DTC - December 09, 2008 - 4312-08 - Money Market Instrument (MMI) Issuer Failure - Tribune Company (TRB*) ]]> DTCC Corporate Communications Tue, 09 Dec 2008 00:00:00 EST <![CDATA[DTC - December 02, 2008 - 4204-08 - Money Market Instrument (MMI) Issuer Failure – High Grade Structured (HGS*) ]]> DTCC Corporate Communications Tue, 02 Dec 2008 00:00:00 EST <![CDATA[DTC - November 24, 2008 - 4244-08 - Expanded Debit Cap Look-Ahead Processing [REVISED] ]]> DTCC Corporate Communications Mon, 24 Nov 2008 00:00:00 EST <![CDATA[DTC - November 14, 2008 - 4229-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Fri, 14 Nov 2008 00:00:00 EST <![CDATA[DTC - November 05, 2008 - 4194-08 - Enhancement of the Issuer/Participant Number (IPN) System ]]> DTCC Corporate Communications Wed, 05 Nov 2008 00:00:00 EST <![CDATA[DTC - October 28, 2008 - 4158-08 - Trico Marine Services Inc. (New) Common Stock CUSIP #: 896106200 ]]> DTCC Corporate Communications Tue, 28 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 23, 2008 - 4149-08 - Money Market Instrument (MMI) Issuer Failure - Sigma Finance Inc. MTN (SNN4) ]]> DTCC Corporate Communications Thu, 23 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 23, 2008 - 4148-08 - Money Market Instrument (MMI) Issuer Failure - Sigma Finance Corp. U.S. Capital Note (SNN3) ]]> DTCC Corporate Communications Thu, 23 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4140-08 - Money Market Instrument (MMI) Issuer Failure - Glitnir Banki HF (GKT*) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4139-08 - Money Market Instrument (MMI) Issuer Failure - Islandsbanki HF (IHF*) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4141-08 - Money Market Instrument (MMI) Issuer Failure - Landsbanki Islands HF (LBD2) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4138-08 - Money Market Instrument (MMI) Issuer Failure - Landsbanki Islands HF (LBD*) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 17, 2008 - 4137-08 - Money Market Instrument (MMI) Issuer Failure - Bank United (BKU2) ]]> DTCC Corporate Communications Fri, 17 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 17, 2008 - 4136-08 - Money Market Instrument (MMI) Issuer Failure - Kaupthing Bank HF (KAU*) ]]> DTCC Corporate Communications Fri, 17 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 16, 2008 - 4130-08 - Money Market Instrument (MMI) Issuer Failure – Washington Mutual Bank (WM3*) ]]> DTCC Corporate Communications Thu, 16 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 14, 2008 - 4129-08 - Proposed Rule Change Increase the Liquidity Resources of The Depository Trust Company (SR-DTC-2008-12) ]]> DTCC Corporate Communications Tue, 14 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 07, 2008 - 4079-08 - Money Market Instrument (MMI) Issuer Failure-Los Angeles CA Wastewater System (CAAC) ]]> DTCC Corporate Communications Tue, 07 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 03, 2008 - 3940-08 - Money Market Instrument (MMI) Issuer Failure - Fenway Funding LLC (FDG*) [REVISED] ]]> DTCC Corporate Communications Fri, 03 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 01, 2008 - 4077-08 - Section 3 (c)(7) restrictions for TD NORTH AMERICA LIMITED PARTNERSHIP US$1,000,000,000 Floating Rate Notes due October 15, 2009 ]]> DTCC Corporate Communications Wed, 01 Oct 2008 00:00:00 EDT <![CDATA[DTC - September 29, 2008 - 4069-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests ]]> DTCC Corporate Communications Mon, 29 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 24, 2008 - 4048-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Wed, 24 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 23, 2008 - 3939-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Tue, 23 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 23, 2008 - 3929-08 - Money Market Instrument (MMI) Issuer Failure - NYALA Funding LLC (NYG*) ]]> DTCC Corporate Communications Tue, 23 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 22, 2008 - 3925-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Mon, 22 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 22, 2008 - 3872-08 - Money Market Instrument (MMI) Issuer Failure – Leafs LLC (LFS) ]]> DTCC Corporate Communications Mon, 22 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 17, 2008 - 3908-08 - NYALA Funding LLC (NYG*) ]]> DTCC Corporate Communications Wed, 17 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 17, 2008 - 3907-08 - Lehman Brothers Inc., Lehman Brothers Holdings and Lehman Brothers Treasury (LBI*), (LBI2) and (LBI3) ]]> DTCC Corporate Communications Wed, 17 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 16, 2008 - 3906-08 - Money Market Instrument (MMI) Issuer Failure – Lehman Brothers Inc. (LBI*) ]]> DTCC Corporate Communications Tue, 16 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 16, 2008 - 3905-08 - Lehman Brothers Holding, Inc. (LBHI) ]]> DTCC Corporate Communications Tue, 16 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 16, 2008 - 3096-08 - Money Market Instrument (MMI) Issuer Failure - Lehman Brothers Inc. (LBI*) ]]> DTCC Corporate Communications Tue, 16 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 12, 2008 - 3888-08 - RSS Newsfeed Subscription to Replace DTC Email Notification System ]]> DTCC Corporate Communications Fri, 12 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 11, 2008 - 3887-08 - Transactions in Foreign Securities [REVISED] ]]> DTCC Corporate Communications Thu, 11 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 10, 2008 - 3674-08 - New Service Announcement – Introduction of the Security Holder Tracking Service which allows a third party administrator to track the number of beneficial holders of an issue ]]> DTCC Corporate Communications Wed, 10 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 08, 2008 - 3884-08 - Special Counterfeit Fraud Alert - CIRULATION OF FRAUDULENT CHECKS ]]> DTCC Corporate Communications Mon, 08 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 02, 2008 - 3865-08 - Contingency Telecommunications Requirements – Update ]]> DTCC Corporate Communications Tue, 02 Sep 2008 00:00:00 EDT <![CDATA[DTC - August 27, 2008 - 3839-08 - Preliminary 2009 Fee Guidance ]]> DTCC Corporate Communications Wed, 27 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 25, 2008 - 3850-08 - Section 3(c)(7) restrictions for Cascadia II Limited, Principal At- Risk Variable Rate Notes due August 31, 2009 ]]> DTCC Corporate Communications Mon, 25 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 07, 2008 - 3793-08 - DTC’s New Underwriting System - Key Dates and Anticipated Actions for Non-Compliance ]]> DTCC Corporate Communications Thu, 07 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 06, 2008 - 3791-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests ]]> DTCC Corporate Communications Wed, 06 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 04, 2008 - 3779-08 - Money Market Instrument (MMI) Issuer Failure – Sigma Finance Inc. MTN (SNN4) ]]> DTCC Corporate Communications Mon, 04 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 01, 2008 - 3778-08 - Money Market Instrument (MMI) Issuer Failure – Sigma Finance Inc. MTN (SNN4) ]]> DTCC Corporate Communications Fri, 01 Aug 2008 00:00:00 EDT <![CDATA[DTC - July 21, 2008 - 3761-08 - Money Market Instrument (MMI) Issuer Failure – Terwin Holdings, LLC (*TWS*) ]]> DTCC Corporate Communications Mon, 21 Jul 2008 00:00:00 EDT <![CDATA[DTC - July 10, 2008 - 3724-08 - Section 3(c)(7) restrictions for Temasek Financial (I) Limited (the “Issuer”) ]]> DTCC Corporate Communications Thu, 10 Jul 2008 00:00:00 EDT <![CDATA[DTC - June 27, 2008 - 3650-08 - Enhanced OFAP PTS Function and Updated OFAP User Guide ]]> DTCC Corporate Communications Fri, 27 Jun 2008 00:00:00 EDT