<![CDATA[ DTC Important Notices - Settlement / Underwriting ]]> <![CDATA[DTC - November 14, 2008 - 4229-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Fri, 14 Nov 2008 00:00:00 EST <![CDATA[DTC - November 05, 2008 - 4194-08 - Enhancement of the Issuer/Participant Number (IPN) System ]]> DTCC Corporate Communications Wed, 05 Nov 2008 00:00:00 EST <![CDATA[DTC - October 28, 2008 - 4158-08 - Trico Marine Services Inc. (New) Common Stock CUSIP #: 896106200 ]]> DTCC Corporate Communications Tue, 28 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 23, 2008 - 4149-08 - Money Market Instrument (MMI) Issuer Failure - Sigma Finance Inc. MTN (SNN4) ]]> DTCC Corporate Communications Thu, 23 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 23, 2008 - 4148-08 - Money Market Instrument (MMI) Issuer Failure - Sigma Finance Corp. U.S. Capital Note (SNN3) ]]> DTCC Corporate Communications Thu, 23 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4140-08 - Money Market Instrument (MMI) Issuer Failure - Glitnir Banki HF (GKT*) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4139-08 - Money Market Instrument (MMI) Issuer Failure - Islandsbanki HF (IHF*) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4141-08 - Money Market Instrument (MMI) Issuer Failure - Landsbanki Islands HF (LBD2) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 21, 2008 - 4138-08 - Money Market Instrument (MMI) Issuer Failure - Landsbanki Islands HF (LBD*) ]]> DTCC Corporate Communications Tue, 21 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 17, 2008 - 4137-08 - Money Market Instrument (MMI) Issuer Failure - Bank United (BKU2) ]]> DTCC Corporate Communications Fri, 17 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 17, 2008 - 4136-08 - Money Market Instrument (MMI) Issuer Failure - Kaupthing Bank HF (KAU*) ]]> DTCC Corporate Communications Fri, 17 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 16, 2008 - 4130-08 - Money Market Instrument (MMI) Issuer Failure – Washington Mutual Bank (WM3*) ]]> DTCC Corporate Communications Thu, 16 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 14, 2008 - 4129-08 - Proposed Rule Change Increase the Liquidity Resources of The Depository Trust Company (SR-DTC-2008-12) ]]> DTCC Corporate Communications Tue, 14 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 07, 2008 - 4079-08 - Money Market Instrument (MMI) Issuer Failure-Los Angeles CA Wastewater System (CAAC) ]]> DTCC Corporate Communications Tue, 07 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 03, 2008 - 3940-08 - Money Market Instrument (MMI) Issuer Failure - Fenway Funding LLC (FDG*) [REVISED] ]]> DTCC Corporate Communications Fri, 03 Oct 2008 00:00:00 EDT <![CDATA[DTC - October 01, 2008 - 4077-08 - Section 3 (c)(7) restrictions for TD NORTH AMERICA LIMITED PARTNERSHIP US$1,000,000,000 Floating Rate Notes due October 15, 2009 ]]> DTCC Corporate Communications Wed, 01 Oct 2008 00:00:00 EDT <![CDATA[DTC - September 29, 2008 - 4069-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests ]]> DTCC Corporate Communications Mon, 29 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 24, 2008 - 4048-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Wed, 24 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 23, 2008 - 3939-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Tue, 23 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 23, 2008 - 3929-08 - Money Market Instrument (MMI) Issuer Failure - NYALA Funding LLC (NYG*) ]]> DTCC Corporate Communications Tue, 23 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 22, 2008 - 3925-08 - Lehman Brothers, Inc. (Participant No. 074) ]]> DTCC Corporate Communications Mon, 22 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 22, 2008 - 3872-08 - Money Market Instrument (MMI) Issuer Failure – Leafs LLC (LFS) ]]> DTCC Corporate Communications Mon, 22 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 17, 2008 - 3908-08 - NYALA Funding LLC (NYG*) ]]> DTCC Corporate Communications Wed, 17 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 17, 2008 - 3907-08 - Lehman Brothers Inc., Lehman Brothers Holdings and Lehman Brothers Treasury (LBI*), (LBI2) and (LBI3) ]]> DTCC Corporate Communications Wed, 17 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 16, 2008 - 3906-08 - Money Market Instrument (MMI) Issuer Failure – Lehman Brothers Inc. (LBI*) ]]> DTCC Corporate Communications Tue, 16 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 16, 2008 - 3905-08 - Lehman Brothers Holding, Inc. (LBHI) ]]> DTCC Corporate Communications Tue, 16 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 16, 2008 - 3096-08 - Money Market Instrument (MMI) Issuer Failure - Lehman Brothers Inc. (LBI*) ]]> DTCC Corporate Communications Tue, 16 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 12, 2008 - 3888-08 - RSS Newsfeed Subscription to Replace DTC Email Notification System ]]> DTCC Corporate Communications Fri, 12 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 11, 2008 - 3887-08 - Transactions in Foreign Securities [REVISED] ]]> DTCC Corporate Communications Thu, 11 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 10, 2008 - 3674-08 - New Service Announcement – Introduction of the Security Holder Tracking Service which allows a third party administrator to track the number of beneficial holders of an issue ]]> DTCC Corporate Communications Wed, 10 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 08, 2008 - 3884-08 - Special Counterfeit Fraud Alert - CIRULATION OF FRAUDULENT CHECKS ]]> DTCC Corporate Communications Mon, 08 Sep 2008 00:00:00 EDT <![CDATA[DTC - September 02, 2008 - 3865-08 - Contingency Telecommunications Requirements – Update ]]> DTCC Corporate Communications Tue, 02 Sep 2008 00:00:00 EDT <![CDATA[DTC - August 27, 2008 - 3839-08 - Preliminary 2009 Fee Guidance ]]> DTCC Corporate Communications Wed, 27 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 25, 2008 - 3850-08 - Section 3(c)(7) restrictions for Cascadia II Limited, Principal At- Risk Variable Rate Notes due August 31, 2009 ]]> DTCC Corporate Communications Mon, 25 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 07, 2008 - 3793-08 - DTC’s New Underwriting System - Key Dates and Anticipated Actions for Non-Compliance ]]> DTCC Corporate Communications Thu, 07 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 06, 2008 - 3791-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests ]]> DTCC Corporate Communications Wed, 06 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 04, 2008 - 3779-08 - Money Market Instrument (MMI) Issuer Failure – Sigma Finance Inc. MTN (SNN4) ]]> DTCC Corporate Communications Mon, 04 Aug 2008 00:00:00 EDT <![CDATA[DTC - August 01, 2008 - 3778-08 - Money Market Instrument (MMI) Issuer Failure – Sigma Finance Inc. MTN (SNN4) ]]> DTCC Corporate Communications Fri, 01 Aug 2008 00:00:00 EDT <![CDATA[DTC - July 21, 2008 - 3761-08 - Money Market Instrument (MMI) Issuer Failure – Terwin Holdings, LLC (*TWS*) ]]> DTCC Corporate Communications Mon, 21 Jul 2008 00:00:00 EDT <![CDATA[DTC - July 10, 2008 - 3724-08 - Section 3(c)(7) restrictions for Temasek Financial (I) Limited (the “Issuer”) ]]> DTCC Corporate Communications Thu, 10 Jul 2008 00:00:00 EDT <![CDATA[DTC - June 27, 2008 - 3650-08 - Enhanced OFAP PTS Function and Updated OFAP User Guide ]]> DTCC Corporate Communications Fri, 27 Jun 2008 00:00:00 EDT <![CDATA[DTC - June 23, 2008 - 3649-08 - Underwriting Department Retail Certificate of Deposit (CD) Eligibility Request Questionnaire ]]> DTCC Corporate Communications Mon, 23 Jun 2008 00:00:00 EDT <![CDATA[DTC - June 20, 2008 - 3648-08 - Additional Segregation Locations (6-9) ]]> DTCC Corporate Communications Fri, 20 Jun 2008 00:00:00 EDT <![CDATA[DTC - June 18, 2008 - 3620-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests ]]> DTCC Corporate Communications Wed, 18 Jun 2008 00:00:00 EDT <![CDATA[DTC - June 05, 2008 - 3577-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests – User Acceptance Testing (UAT) Period ]]> DTCC Corporate Communications Thu, 05 Jun 2008 00:00:00 EDT <![CDATA[DTC - June 05, 2008 - 3486-08 - New Service Announcement - Institutional Delivery (ID) Net ]]> DTCC Corporate Communications Thu, 05 Jun 2008 00:00:00 EDT <![CDATA[DTC - May 29, 2008 - 3494-08 - Letter Of Securities Possession [REVISED] ]]> DTCC Corporate Communications Thu, 29 May 2008 00:00:00 EDT <![CDATA[DTC - May 14, 2008 - 3487-08 - Foreign Ownership of Communications and Maritime Issues and Other Specialized Ownership Instructions ]]> DTCC Corporate Communications Wed, 14 May 2008 00:00:00 EDT <![CDATA[DTC - May 08, 2008 - 3449-08 - Adjustments to DTC’s Collateral Monitor Haircuts - Revision ]]> DTCC Corporate Communications Thu, 08 May 2008 00:00:00 EDT <![CDATA[DTC - May 05, 2008 - 3464-08 - SEC approval of Rule Filing Regarding New Issue Information Dissemination System (SR-DTC-2007-10) ]]> DTCC Corporate Communications Mon, 05 May 2008 00:00:00 EDT <![CDATA[DTC - April 14, 2008 - 3360-08 - Options Symbology Initiative (OSI) & OCC Sub-Accounting Initiative – OCC Pledges & Release Requests ]]> DTCC Corporate Communications Mon, 14 Apr 2008 00:00:00 EDT <![CDATA[DTC - April 10, 2008 - 3359-08 - DTC's New Underwriting System-Production Start ]]> DTCC Corporate Communications Thu, 10 Apr 2008 00:00:00 EDT <![CDATA[DTC - April 09, 2008 - 3349-08 - Underwriting Implementation of the New Issue Information Dissemination System (NIIDS ) for Municipal Securities REVISED ]]> DTCC Corporate Communications Wed, 09 Apr 2008 00:00:00 EDT <![CDATA[DTC - April 02, 2008 - 3306-08 - Underwriting Department Customer Service Hotline ]]> DTCC Corporate Communications Wed, 02 Apr 2008 00:00:00 EDT <![CDATA[DTC - March 28, 2008 - 3290-08 - Options Symbology Initiative (OSI) and OCC Sub-Accounting Initiative - OCC Pledges and Release Requests - October 10, 2008 Implementation Date ]]> DTCC Corporate Communications Fri, 28 Mar 2008 00:00:00 EDT <![CDATA[DTC - March 20, 2008 - 3205-08 - Options Symbology Initiative (OSI) – Premium Payment Orders (PPOs) ]]> DTCC Corporate Communications Thu, 20 Mar 2008 00:00:00 EDT <![CDATA[DTC - March 07, 2008 - 3091-08 - YEAR-END REFUND FOR 2007 ]]> DTCC Corporate Communications Fri, 07 Mar 2008 00:00:00 EST <![CDATA[DTC - March 07, 2008 - 3089-08 - Money Market Instrument (MMI) Issuer Failure - Pasa Funding 2007, Ltd (PAS2) ]]> DTCC Corporate Communications Fri, 07 Mar 2008 00:00:00 EST <![CDATA[DTC - March 05, 2008 - 3051-08 - Settlement ISO 15022 ISO Test Facility ]]> DTCC Corporate Communications Wed, 05 Mar 2008 00:00:00 EST <![CDATA[DTC - February 29, 2008 - 3052-08 - Options Symbology Initiative (OSI) – OCC Pledges & Release Requests and Premium Payment Orders (PPOs) ]]> DTCC Corporate Communications Fri, 29 Feb 2008 00:00:00 EST <![CDATA[DTC - February 27, 2008 - 3041-08 - SMART/Track for Corporate Action Liability Notifications – NASD Rule Change ]]> DTCC Corporate Communications Wed, 27 Feb 2008 00:00:00 EST <![CDATA[DTC - February 19, 2008 - 3013-08 - Money Market Instrument (MMI) Whistlejacket Capital Ltd./LLC (WHS*) ]]> DTCC Corporate Communications Tue, 19 Feb 2008 00:00:00 EST <![CDATA[DTC - February 19, 2008 - 3012-08 - Money Market Instrument (MMI) White Pine Finance LLC (WHN*) ]]> DTCC Corporate Communications Tue, 19 Feb 2008 00:00:00 EST <![CDATA[DTC - January 24, 2008 - 2940-08 - Money Market instrument (MMI) Victoria Finance Ltd and Victoria Finance LLC (VFG*) ]]> DTCC Corporate Communications Thu, 24 Jan 2008 00:00:00 EST <![CDATA[DTC - January 15, 2008 - 2926-08 - Medium Term Notes (MTNs) Stanfield Victoria Finance Ltd. (SVN2) ]]> DTCC Corporate Communications Tue, 15 Jan 2008 00:00:00 EST <![CDATA[DTC - January 14, 2008 - 2919-08 - Money Market Instrument (MMI) Orion Finance (USA) LLC (ORR*) ]]> DTCC Corporate Communications Mon, 14 Jan 2008 00:00:00 EST <![CDATA[DTC - January 10, 2008 - 2908-08 - Money Market Instrument (MMI) Stanfield Victoria Fin. LTD/FDG LLC (SVN*) ]]> DTCC Corporate Communications Thu, 10 Jan 2008 00:00:00 EST <![CDATA[DTC - January 10, 2008 - 2866-08 - IMS & ART Modifications ]]> DTCC Corporate Communications Thu, 10 Jan 2008 00:00:00 EST <![CDATA[DTC - January 02, 2008 - 2859-08 - Section 3(c)(7) restrictions for Universal Prudential Arizona Reinsurance Company Class A-2 Floating Rate Senior Surplus Notes Due 2052 ]]> DTCC Corporate Communications Wed, 02 Jan 2008 00:00:00 EST <![CDATA[DTC - January 02, 2008 - 2858-08 - Section 3(c)(7) restrictions for Universal Prudential Arizona Reinsurance Company Class A-1 Floating Rate Senior Surplus Notes Due 2052 ]]> DTCC Corporate Communications Wed, 02 Jan 2008 00:00:00 EST <![CDATA[DTC - December 21, 2007 - 2743-07 - 2008 Fee Revisions ]]> DTCC Corporate Communications Fri, 21 Dec 2007 00:00:00 EST <![CDATA[DTC - December 21, 2007 - 2743-07 - 2008 Fee Revisions ]]> DTCC Corporate Communications Fri, 21 Dec 2007 00:00:00 EST <![CDATA[DTC - November 07, 2007 - 2478-07 - PBS 2.0 General Availability ]]> DTCC Corporate Communications Wed, 07 Nov 2007 00:00:00 EST <![CDATA[DTC - September 27, 2007 - 2242-07 - Corporate Actions Reengineering Transition Plan ]]> DTCC Corporate Communications Thu, 27 Sep 2007 00:00:00 EDT <![CDATA[DTC - September 27, 2007 - 2136-07 - DTCC Learning Schedule of Events - 4th Quarter 2007 ]]> DTCC Corporate Communications Thu, 27 Sep 2007 00:00:00 EDT <![CDATA[DTC - August 13, 2007 - 1998-07 - FOCUS on the Web: New Dates for Settlement Course Offering ]]> DTCC Corporate Communications Mon, 13 Aug 2007 00:00:00 EDT <![CDATA[DTC - August 10, 2007 - 1992-07 - Contingency Telecommunications Requirements - Update ]]> DTCC Corporate Communications Fri, 10 Aug 2007 00:00:00 EDT <![CDATA[DTC - August 06, 2007 - 1961-07 - New DTC Underwriting Services Curriculum ]]> DTCC Corporate Communications Mon, 06 Aug 2007 00:00:00 EDT <![CDATA[DTC - July 24, 2007 - 1914-07 - DTCC Learning Specialist in DTC and NSCC Settlement Certification Program ]]> DTCC Corporate Communications Tue, 24 Jul 2007 00:00:00 EDT