LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • 11899-19
  • Aug 21, 2019
  • Settlement-and-Asset-Services
  • Global Tax Services
  • Tax Relief – Country: Netherlands HEINEKEN HOLDING N.V. CUSIP: 423008101 Record Date: 08/08/2019 Payable Date: 08/15/2019 - REVISED
  • 11900-19
  • Aug 21, 2019
  • Settlement-and-Asset-Services
  • Global Tax Services
  • Tax Relief – Country: Netherlands HEINEKEN HOLDING N.V. CUSIP: 423012301 Record Date: 08/08/2019 Payable Date: 08/15/2019 - REVISED
  • 11945-19
  • Aug 09, 2019
  • Settlement-and-Asset-Services
  • Underwriting
  • Section 3(c)(7) restrictions for owners of Trinitas CLO XI, Ltd. and Trinitas CLO XI, LLC Notes Due 2032
  • 11947-19
  • Aug 09, 2019
  • Settlement-and-Asset-Services
  • Underwriting
  • Section 3 (c) (7) restrictions for owners of the following issue: Drawbridge Special Opportunities Fund LP and Drawbridge Special Opportunities Finance Corporation 4.80% Senior Notes due 2022
  • 11941-19
  • Aug 09, 2019
  • Settlement-and-Asset-Services
  • Underwriting
  • Section 3(c)(7) restrictions for owners of Notes issued by Vibrant CLO XI, LTD. (the "Issuer") and Vibrant CLO XI, LLC (the "Co-Issuer") due 2032
  • 11668-19
  • Aug 01, 2019
  • Settlement-and-Asset-Services
  • Global Tax Services
  • Tax Relief – Country: Italy
    Security: UniCredit S.p.A. CUSIP: 904678AJ8
    Record Date: 01/08/2020 Payable Date: 01/14/2020
    CA Web Instruction Deadline: 01/13/2020 8:00 PM (E.T.)
  • 0838-13
  • Dec 27, 2016
  • Settlement-and-Asset-Services
  • Tax Relief – Country: Germany SAP AG CUSIP: 803054204 Record Date: 06/04/2013 Payable Date: TBA EDS Cut-Off: 06/21/2013 8:00 P.M. EDS Cut-Off: 07/22/2013 8:00 P.M. REVISED
  • 0104-13
  • Dec 27, 2016
  • Settlement-and-Asset-Services
  • TaxRelief - Country: Germany Siemens AG Cusip: 826197501 Record Date: 01/23/13 Payable Date: TBA EDS Cut-Off Date 1: 02/12/13 8PM EST EDS Cut-Off Date 2: 04/01/13 8PM EST REVISED
  • 0722-14
  • Dec 27, 2016
  • Settlement-and-Asset-Services
  • Tax Relief – Country: Germany SAP AG CUSIP: 803054204 Record Date: 05/21/2014 Payable Date: TBA EDS Cut-Off: 06/11/2014 8:00 P.M. EDS Cut-Off: 07/09/2014 8:00 P.M. REVISED
  • 0778-12
  • Dec 20, 2016
  • Settlement-and-Asset-Services
  • Tax Relief – Country: Germany
    Daimler AG CUSIP: 233825108
    Record Date: 04/04/2012 Payable Date: 04/12/2012 (Updated Custodial Fee)
    EDS Cut-Off 1: 05/24/2012 8:00 P.M.
    EDS Cut-Off 2: 06/18/2012 8:00 P.M. REVISED
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