LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • MBS692-19
  • Apr 17, 2019
  • FICC-MBSD
  • Single Security – Update to Eligible Securities Lists
  • MBS013-15
  • Jan 15, 2015
  • FICC-MBSD
  • Notice of Rule Filing Approval — SR-FICC-2014-06 — to Amend the MBSD Rules on Insolvency and Ceasing to Act
  • a7962
  • Jan 03, 2015
  • Clearing-Services
  • EXCHANGE TRADED FUND INPUT & OUTPUT TIME FRAMES
  • OTC-001
  • Jan 02, 2015
  • Clearing-Services
  • UPDATES TO THE LIST OF OTC CLEARED SECURITIES
  • a7960
  • Jan 02, 2015
  • Clearing-Services
  • YEAR 2015 OBLIGATION WAREHOUSE RECAPS SCHEDULE
  • a7959
  • Jan 02, 2015
  • Clearing-Services
  • Commission Bill Settlement January, 15, 2015
  • a7946
  • Jan 02, 2015
  • Clearing-Services
  • ANNOUNCEMENT OF NSCC’s UPCOMING PARALLEL PERIOD
  • MBS151-14
  • Oct 21, 2014
  • FICC-MBSD
  • Notification of Settlement
  • MBS150-14
  • Oct 15, 2014
  • FICC-MBSD
  • Submission of Rule Filing SR-FICC-2014-07 — establishment of a membership category and minimum financial requirements for insured credit unions
  • a7881
  • Aug 05, 2014
  • Clearing-Services
  • Equities-Clearing-Services
  • REMINDER: EXCHANGE TRADED FUNDS REWRITE IMPLEMENTATION DEADLINE – SEPTEMBER 30, 2014
Doc # Date Business Category Subject
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