LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • GOV012-15
  • Jan 15, 2015
  • FICC-GOV
  • Notice of Rule Filing Approval — SR-FICC-2014-06 — to Amend the GSD Rules on Insolvency and Ceasing to Act
  • a7962
  • Jan 03, 2015
  • Clearing-Services
  • EXCHANGE TRADED FUND INPUT & OUTPUT TIME FRAMES
  • OTC-001
  • Jan 02, 2015
  • Clearing-Services
  • UPDATES TO THE LIST OF OTC CLEARED SECURITIES
  • a7960
  • Jan 02, 2015
  • Clearing-Services
  • YEAR 2015 OBLIGATION WAREHOUSE RECAPS SCHEDULE
  • a7959
  • Jan 02, 2015
  • Clearing-Services
  • Commission Bill Settlement January, 15, 2015
  • a7946
  • Jan 02, 2015
  • Clearing-Services
  • ANNOUNCEMENT OF NSCC’s UPCOMING PARALLEL PERIOD
  • a7881
  • Aug 05, 2014
  • Clearing-Services
  • Equities-Clearing-Services
  • REMINDER: EXCHANGE TRADED FUNDS REWRITE IMPLEMENTATION DEADLINE – SEPTEMBER 30, 2014
  • a7871
  • Jul 18, 2014
  • Clearing-Services
  • Foreign transaction processing changes
  • GOV049-14
  • Jun 16, 2014
  • FICC-GOV
  • FICC Independence Day Holiday Schedule
  • GOV048-14
  • Jun 09, 2014
  • FICC-GOV
  • Submission of Rule Filing – SR-FICC-2014-04 (Termination of NYPC Arrangement)
Doc # Date Business Category Subject
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