LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • a7962
  • Jan 03, 2015
  • Clearing-Services
  • EXCHANGE TRADED FUND INPUT & OUTPUT TIME FRAMES
  • OTC-001
  • Jan 02, 2015
  • Clearing-Services
  • UPDATES TO THE LIST OF OTC CLEARED SECURITIES
  • a7960
  • Jan 02, 2015
  • Clearing-Services
  • YEAR 2015 OBLIGATION WAREHOUSE RECAPS SCHEDULE
  • a7959
  • Jan 02, 2015
  • Clearing-Services
  • Commission Bill Settlement January, 15, 2015
  • a7946
  • Jan 02, 2015
  • Clearing-Services
  • ANNOUNCEMENT OF NSCC’s UPCOMING PARALLEL PERIOD
  • a7881
  • Aug 05, 2014
  • Clearing-Services
  • Equities-Clearing-Services
  • REMINDER: EXCHANGE TRADED FUNDS REWRITE IMPLEMENTATION DEADLINE – SEPTEMBER 30, 2014
  • a7871
  • Jul 18, 2014
  • Clearing-Services
  • Foreign transaction processing changes
  • a7844
  • May 29, 2014
  • Clearing-Services
  • RULE FILING SR-NSCC-2014-04 – ACATS MODIFICATIONS – Rule Filing Approval
  • a7701
  • May 15, 2014
  • Clearing-Services
  • Mutual Fund Services
  • ACATS-Fund/SERV Enhancements REVISED
  • a7700
  • Apr 01, 2014
  • Clearing-Services
  • Mutual Fund Services
  • ENHANCEMENTS TO MUTUAL FUND-RELATED ACATS REVISED
Doc # Date Business Category Subject
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