LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 11380-19
  • May 21, 2019
  • DTC
  • Settlement
  • Settlement Optimization
  • 11329-19
  • May 03, 2019
  • DTC
  • Settlement
  • Holiday Schedule: Memorial Day 2019
  • 11311-19
  • Apr 30, 2019
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – BASF SE (BFA*)
  • 11288-19
  • Apr 25, 2019
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – OIL AND GAS HOLDING COMPANY B S C (GAA*)
  • B11239-19
  • Apr 12, 2019
  • DTC
  • Settlement
  • Money Markey Instrument (MMI) Issuer Failure - SILVER TOWER US FUND (SVW*)
  • 11210-19
  • Apr 03, 2019
  • DTC
  • Dividends, Operations, Reorganization, Settlement
  • Corporate Actions (CA) Cash Claims Application — Proof of Concept Testing
  • 11126-19
  • Mar 27, 2019
  • DTC
  • Settlement
  • Holiday Schedule: Good Friday 2019
  • B10778-19
  • Mar 11, 2019
  • DTC
  • Settlement
  • DTC Proposed Rule Change to amend the DTC Canadian Dollar Service Guide
  • B10743-19
  • Feb 20, 2019
  • DTC
  • Settlement
  • Money Market Instrument (MMI)Temporary Issuer Failure - BNZ Interanational Funding Limited (BNZ*)
  • B10589-19
  • Feb 13, 2019
  • DTC
  • Settlement
  • NEW TEST REGION FOR PRE-ISSUANCE MESSAGING (PIM)
Doc # Date Subsidiary Category Subject
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