LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 7433-17
  • Dec 08, 2017
  • DTC
  • Settlement
  • DTC Settlement Anticipated Holiday Schedule: 2018
  • 7399-17
  • Dec 05, 2017
  • DTC
  • Settlement
  • Holiday Schedule December 25th, 2017
  • B7307-17
  • Nov 29, 2017
  • DTC
  • Settlement
  • MMI Tracking Screen Enhancements
  • 7274-17
  • Nov 13, 2017
  • DTC
  • Settlement
  • Holiday Schedule November 23rd, 2017
  • 7195-17
  • Oct 27, 2017
  • DTC
  • Settlement
  • Holiday Schedule November 11th, 2017: Veterans Day
  • 7142-17
  • Oct 24, 2017
  • DTC
  • Settlement
  • Retirement Of Settlement Functionality
  • 6504-17
  • Oct 06, 2017
  • DTC
  • Settlement
  • Changes to DTC Deliver Order Input Functionality for Institutional Trades Settled Through DTC
  • 6136-17
  • Oct 03, 2017
  • DTC
  • Settlement
  • Settlement Web Update
  • 6701-17
  • Sep 21, 2017
  • DTC
  • Settlement
  • Holiday Schedule October 9, 2017: Columbus Day
  • 6705-17
  • Sep 19, 2017
  • DTC
  • Settlement
  • Reminder - Retirement of Settlement Functionality
Doc # Date Subsidiary Category Subject
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