LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 9180-18
  • Aug 10, 2018
  • DTC
  • Settlement
  • Changes to DTC calculations affecting your Collateral Monitor
  • 9254-18
  • Aug 10, 2018
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – OMNICOM CAP. INC. (OMC6)
  • 9196-18
  • Aug 09, 2018
  • DTC
  • Settlement
  • Holiday Schedule: Labor Day 2018
  • 8934-18
  • Jun 15, 2018
  • DTC
  • Settlement
  • Holiday Schedule: Independence Day 2018
  • 8840-18
  • May 24, 2018
  • DTC
  • Operations, Settlement
  • Reminder: Memo Segregation Enhancements – User Testing
  • 8309-18
  • May 11, 2018
  • DTC
  • Settlement
  • DTC Settlement Input Time Changes –Phased–In Implementation Plan - REVISED
  • 8631-18
  • May 08, 2018
  • DTC
  • Settlement
  • Settlement Optimization
  • 8581-18
  • May 07, 2018
  • DTC
  • Settlement
  • Holiday Schedule: Memorial Day 2018
  • 8561-18
  • Apr 26, 2018
  • DTC
  • Settlement
  • New Functionality in the Settlement Web - PART
  • B8523-18
  • Apr 16, 2018
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – PRUDENTIAL FINANCIAL INC. (PFA*)
Doc # Date Subsidiary Category Subject
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