LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Subsidiary Category Subject
  • 14266-20
  • Nov 06, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Thanksgiving Day 2020
  • 14194-20
  • Oct 26, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – The Republic of Ghana (GHA*)
  • 14195-20
  • Oct 26, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – First Bank Puerto Rico ( FPR*)
  • 14165-20
  • Oct 21, 2020
  • DTC
  • Agent Services/Trustees, Corporate Actions Service Updates, Distributions, Issuer Services Service Updates, Mandatory Reorganization, Proxy, Settlement, Underwriting, Service Updates, Redemptions, Membership Updates, Underwriting Service Updates, Voluntary Reorganization
  • Participant Browser Service/Settlement Web Certificate Warning Screen
  • 14164-20
  • Oct 20, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Veterans Day 2020
  • 14084-20
  • Oct 08, 2020
  • DTC
  • Agent Services/Trustees, Corporate Actions Service Updates, Distributions, Global Tax Services Update, Issuer Services Service Updates, Mandatory Reorganization, Proxy, Membership Updates, Redemptions, Reference Data, Securities Processing Service Updates, Service Updates, Settlement, Tax Relief, Underwriting, Underwriting Service Updates, Voluntary Reorganization
  • Decommission of HTTP for PBS and Settlement Web Access
  • 14030-20
  • Sep 30, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – Popular Bank ( BPD3)
  • 14015-20
  • Sep 25, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Columbus Day 2020
  • 13937-20
  • Sep 21, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – Commerzbank Aktiengesellschaft ( CZB*)
  • 13905-20
  • Sep 11, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – The Republic of Ghana (GHA*)
Doc # Date Subsidiary Category Subject
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Important Notices Archive

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Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
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