LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV692-19
  • Jul 17, 2019
  • FICC - GOV
  • Service Updates
  • New FICC-GSD Acceptable Clearing Fund Collateral
  • GOV691-19
  • Jul 15, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV689-19
  • Jul 11, 2019
  • FICC - GOV
  • Service Updates
  • Same Day Settling Initiative Test Dates - UPDATE
  • GOV690-19
  • Jul 11, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV688-19
  • Jul 09, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV687-19
  • Jul 03, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV683-19
  • Jun 26, 2019
  • FICC - GOV
  • Membership Updates
  • Executing Firm Master File Update – Pershing LLC / 9585
  • GOV686-19
  • Jun 25, 2019
  • FICC - GOV
  • Service Updates
  • Capped Contingency Liquidity Facility Test–August 2019
  • GOV685-19
  • Jun 24, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV681-19
  • Jun 21, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
Doc # Date Subsidiary Category Subject
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