LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV386-18
  • Feb 16, 2018
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC: Societe Generale #9949
  • GOV386-18
  • Feb 16, 2018
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC: Societe Generale #9949
  • GOV385-18
  • Feb 16, 2018
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC: WEDBUSH SECURITIES INC./SUNGARD, #9698
  • GOV384-18
  • Feb 15, 2018
  • FICC - GOV
  • Service Updates
  • Nominations to the Board of Directors of The Depository Trust & Clearing Corporation
  • GOV383-18
  • Feb 14, 2018
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC:
    SMBC Nikko Securities Inc. #9954
  • GOV382-18
  • Feb 09, 2018
  • FICC - GOV
  • Service Updates
  • Business Continuity Testing
  • GOV381-18
  • Feb 08, 2018
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC:
    Lloyds Bank PLC #9956
  • GOV380-18
  • Feb 01, 2018
  • FICC - GOV
  • Service Updates
  • Submission of Rule Filing SR-FICC-2018-002 – Revisions to FICC’s By-Laws and Incorporation of FICC’s Certificate of Incorporation and By-Laws into the Fixed Income Clearing Corporation Government Securities Division Rulebook (“GSD Rules”)
  • GOV379-18
  • Feb 01, 2018
  • FICC - GOV
  • Service Updates
  • FICC Presidents Day Holiday Schedule
  • GOV376-18
  • Jan 30, 2018
  • FICC - GOV
  • Service Updates
  • Submission of Rule Filing (SR-FICC-2018-001) and Advance Notice Filing (SR-FICC-2018-801) relating the Government Securities Division’s Clearing Fund methodology
Doc # Date Subsidiary Category Subject
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