LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV760-19
  • Nov 12, 2019
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV758-19
  • Nov 08, 2019
  • FICC - GOV
  • Membership Updates
  • Executing Firm Master File Update – Pershing LLC / 9585
  • GOV759-19
  • Nov 08, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsoring Member of the Government Securities Division of FICC:
    BOFA Securities, Inc./Omnibus – GSD# 9651
  • GOV757-19
  • Nov 07, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV753-19
  • Nov 06, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV754-19
  • Nov 06, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV752-19
  • Nov 05, 2019
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV756-19
  • Nov 05, 2019
  • FICC - GOV
  • Service Updates
  • Special Announcement Regarding Today’s 3-Year Note Treasury Auction
  • GOV755-19
  • Nov 05, 2019
  • FICC - GOV
  • Service Updates
  • VaR Floor Charge and Margin Proxy calculation
  • GOV751-19
  • Nov 04, 2019
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting System of the Government Securities Division of FICC: ICE Securities Execution and Clearing LLC – GSD# 9011 - REVISED
Doc # Date Subsidiary Category Subject
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