LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV524-18
  • Nov 14, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Members
  • GOV525-18
  • Nov 14, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV523-18
  • Nov 13, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Members
  • GOV521-18
  • Nov 08, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV522-18
  • Nov 08, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV520-18
  • Nov 05, 2018
  • FICC - GOV
  • Service Updates
  • Reminder: GSD Capped Contingency Liquidity Facility (“CCLF”) Test
  • GOV519-18
  • Nov 01, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV489.18
  • Nov 01, 2018
  • FICC - GOV
  • Service Updates
  • Foreign affiliate trading reporting requirement – Reminder
  • GOV491-18
  • Oct 31, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsoring Member of the Government Securities Division of FICC: JP Morgan Chase Bank NA/Omnibus - REVISED
  • GOV518-18
  • Oct 30, 2018
  • FICC - GOV
  • Membership Updates
  • Executing Firm Master File Update – Pershing LLC / 9585
Doc # Date Subsidiary Category Subject
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