LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV457-18
  • Aug 13, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members - REVISED
  • GOV461-18
  • Aug 13, 2018
  • FICC - GOV
  • Membership Updates
  • Executing Firm Master File Update – Pershing LLC / 9585
  • GOV460-18
  • Aug 10, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV459-18
  • Aug 07, 2018
  • FICC - GOV
  • Service Updates
  • Migration of GSD’s U.S. Treasury (“UST”) Auction Settlement of UST Bills and Bonds from JPMorgan Chase Bank, N.A. to The Bank of New York Mellon
  • GOV456-18
  • Aug 06, 2018
  • FICC - GOV
  • Service Updates
  • FICC Labor Day Holiday Schedule
  • GOV458-18
  • Aug 06, 2018
  • FICC - GOV
  • Service Updates
  • Submission of Rule Filing (SR-FICC-2018-008) – Apply Rule 22B to Sponsored Members
  • GOV455-18
  • Aug 01, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV454-18
  • Jul 26, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV452-18
  • Jul 25, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV453-18
  • Jul 25, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
Doc # Date Subsidiary Category Subject
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