LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV424-18
  • May 18, 2018
  • FICC - GOV
  • Service Updates
  • Account Number Format Change
  • GOV423-18
  • May 17, 2018
  • FICC - GOV
  • Service Updates
  • Required Updates for Legal Opinions – Reminder
  • GOV421-18
  • May 15, 2018
  • FICC - GOV
  • Service Updates
  • Business Continuity and Disaster Recovery - Testing Dates
  • GOV419-18
  • May 15, 2018
  • FICC - GOV
  • Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC:
    Barclays Bank PLC, #9782
  • GOV422-18
  • May 15, 2018
  • FICC - GOV
  • Service Updates
  • Migration of GSD’s Settlement Accounts from JPMorgan Chase Bank, N.A. (“JPMC”) to Bank of New York Mellon (“BNYM”)
  • GOV417-18
  • May 15, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV418-18
  • May 15, 2018
  • FICC - GOV
  • Membership Updates
  • Sponsored Member – Name Change
  • GOV420-18
  • May 15, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV416-18
  • May 09, 2018
  • FICC - GOV
  • Service Updates
  • Capped Contingency Liquidity Facility (“CCLF”)
  • GOV415-18
  • May 08, 2018
  • FICC - GOV
  • Service Updates
  • Submission of Rule Filing SR-FICC-2018-004 – Introduction of a Floor to the Calculation of the Fails Charges and Other Changes
Doc # Date Subsidiary Category Subject
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