LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV661-19
  • May 20, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV660-19
  • May 17, 2019
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV659-19
  • May 14, 2019
  • FICC - GOV
  • Service Updates
  • 2019 Business Continuity Testing-Reg SCI
  • GOV651-19
  • May 13, 2019
  • FICC - GOV
  • Service Updates
  • Single Security – GCF Repo® Service
  • GOV657-19
  • May 08, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV658-19
  • May 08, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV655-19
  • May 07, 2019
  • FICC - GOV
  • Membership Updates
  • Merrill Lynch, Pierce, Fenner & Smith, Inc. #9572 and 9510 account assumption by BOFA Securities, Inc.
  • GOV656-19
  • May 07, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • GOV653-19
  • May 03, 2019
  • FICC - GOV
  • Service Updates
  • FICC Memorial Day Holiday Schedule
  • GOV654-19
  • May 03, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
Doc # Date Subsidiary Category Subject
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