LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • MBS702-19
  • May 22, 2019
  • FICC - MBS
  • Membership Updates
  • Merger of Amundi Smith Breeden LLC into Amundi Pioneer Institutional Asset Management, Inc. and the retirement of Amundi Smith Breeden LLC
  • MBS700-19
  • May 15, 2019
  • FICC - MBS
  • Service Updates
  • Single Security Operational Processing Reminders
  • MBS701-19
  • May 14, 2019
  • FICC - MBS
  • Service Updates
  • 2019 Business Continuity Testing-Reg SCI
  • MBS699-19
  • May 06, 2019
  • FICC - MBS
  • Membership Updates
  • Merrill Lynch, Pierce, Fenner & Smith, Inc. retirement and assumption of all its accounts by BOFA Securities, Inc.
  • MBS698-19
  • May 03, 2019
  • FICC - MBS
  • Service Updates
  • FICC Memorial Day Holiday Schedule
  • MBS697-19
  • May 03, 2019
  • FICC - MBS
  • Membership Updates
  • 2019 EPN Sub-Account Additions
  • MBS696-19
  • Apr 26, 2019
  • FICC - MBS
  • Service Updates
  • Certificate of Incumbency – Member Updates Required
  • MBS695-19
  • Apr 23, 2019
  • FICC - MBS
  • Membership Updates
  • J.P. Morgan Securities, LLC [JSAK, JSAN] – Activation
  • MBS694-19
  • Apr 22, 2019
  • FICC - MBS
  • Service Updates
  • EPN Rewrite Client Testing
  • MBS691-19
  • Apr 17, 2019
  • FICC - MBS
  • Service Updates
  • SR-FICC-2019-002 - Proposed Changes relating to the Single Security Initiative - UMBS
Doc # Date Subsidiary Category Subject
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