LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • a8626
  • Oct 11, 2018
  • NSCC
  • Clearing Services - Equities
  • NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO CLEARING AGENCY FRAMEWORKS (SR-NSCC-2018-009)
  • a8625
  • Oct 10, 2018
  • NSCC
  • Executive Notices
  • Yearly Obligation Warehouse RECAPS schedule for 2019
  • a8624
  • Oct 05, 2018
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8575r
  • Oct 03, 2018
  • NSCC
  • Alternative Investment Products - AIP
  • REVISION: AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018
  • A8621
  • Oct 01, 2018
  • NSCC
  • Executive Notices
  • Obligation Warehouse RECAPS October 2018
  • A8622
  • Oct 01, 2018
  • NSCC
  • Executive Notices
  • Commission Bill October 2018
  • a8623
  • Oct 01, 2018
  • NSCC
  • Clearing Services - Equities
  • NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO CLEARING AGENCY CAPITAL REQUIREMENT POLICY AND CAPITAL REPLENISHMENT PLAN (SR-NSCC-2018-008)
  • a8620
  • Sep 28, 2018
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8619
  • Sep 21, 2018
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8613
  • Sep 21, 2018
  • NSCC
  • Clearing Services - Equities
  • NOTICE OF BANK HOLIDAY CHARGE COLLECTION – COLUMBUS DAY
Doc # Date Subsidiary Category Subject
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