LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • a8575
  • Jun 27, 2018
  • NSCC
  • Alternative Investment Products - AIP
  • AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018
  • a8576
  • Jun 22, 2018
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8574
  • Jun 15, 2018
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • A8569
  • Jun 14, 2018
  • NSCC
  • Executive Notices
  • INDEPENDENCE DAY HOLIDAY SCHEDULE
  • a8573
  • Jun 13, 2018
  • NSCC
  • Clearing Services - Equities
  • ACATS MODERNIZATION – PSE A REGION
  • a8570
  • Jun 11, 2018
  • NSCC
  • Executive Notices
  • Commission Bill Notice June 2018
  • a8571
  • Jun 11, 2018
  • NSCC
  • Executive Notices
  • Obligation Warehouse RECAPS schedule June 2018
  • a8572
  • Jun 11, 2018
  • NSCC
  • Executive Notices
  • New York State Stock Transfer Tax Rebate Program June 2018
  • a8568
  • Jun 08, 2018
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8567
  • Jun 06, 2018
  • NSCC
  • Clearing Services - Equities
  • NSCC PROPOSED RULE CHANGE – ENHANCED TRADE DATE TOLERANCE MATCH IN CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
Doc # Date Subsidiary Category Subject
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