Legal & Regulatory
Reports on Internal Controls
Management's Statements on Internal Controls and Reports from Independent Accountants
The Depository Trust Company
- Management's Statement Regarding Internal Control Over Securities and Related Monies Processed and / or Held for Participants and Others (October 31, 2008)
- Report of Independent Accountants (October 31, 2008)
National Securities Clearing Corporation (NSCC)
- Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by NSCC (October 31, 2008)
- Report of Independent Accountants (October 31, 2008)
Fixed Income Clearing Corporation (FICC)
- Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by GS Division and Trade Comparison and Netting of Products Serviced by MBS Division of Fixed Income Clearing Corporation (October 31, 2008)
- Report of Independent Accountants (October 31, 2008)