Legal & Regulatory

SEC Rule Filings

Fixed Income Clearing Corporation (FICC) SEC Rule Filings

SR #	Subject	SEC Approval Notice
Rule Filing SR-FICC-2005-22	Interest on Cash Collateral Interest on Cash Collateral Amendment 1 Interest on Cash Collateral Amendment 2	Release No. 34-53405; File No. SR-FICC-2005-22 Federal Register: March 9, 2006 (Vol. 71, No. 46)
Rule Filing SR-FICC-2005-21	Fee Structure Revision GSD & MBSD	Release No. 34-53106; File No. SR-FICC-2005-21 Federal Register: January 19, 2006 (Vol. 71, No. 12)
Rule Filing SR-FICC-2005-20	MBSD RTTM Surcharges	Release No. 34-53061; File No. SR-FICC-2005-20 Federal Register: January 12, 2006 (Vol. 71, No. 8)
Rule Filing SR-FICC-2005-19	Purchase of DTCC Common Stock	Release No. 34-52922; File Nos. SR-DTC-2005-16, SR-FICC-2005-19, and SR-NSCC-2005-14 Federal Register: December 14, 2005 (Vol. 70, No. 239)
Rule Filing SR-FICC-2005-18	Changes to Repo Collateral Substitution Process Changes to Repo Collateral Substitution Process Amendment 1 Changes to Repo Collateral Substitution Process Amendment 2	Release No. 34-53534; File No. SR-FICC-2005-18 Federal Register: January 5, 2006
Rule Filing SR-FICC-2005-17	Assumption of Blind Brokered Fails Assumption of Blind Brokered Fails Amendment 1 Assumption of Blind Brokered Fails Amendment 2	Release No. 34-54487; File No. SR-FICC-2005-17 Federal Register: October 2, 2006 (Vol. 71, No. 190)
Rule Filing SR-FICC-2005-16	Technical Changes to Clearing Fund Margin Factors	Release No. 34-52654; File No. SR-FICC-2005-16 Federal Register: October 31, 2005 (Vol. 70, No. 209)
Rule Filing SR-FICC-2005-15	Migration from Legacy Networks	Release No. 34-52655; File No. SR-FICC-2005-15 Federal Register: October 28, 2005 (Vol. 70, No. 208)
Rule Filing SR-FICC-2005-14	Funds-only Settlement Obligation Payment Processing via the Fed's National Settlement System	Release No. 34-52853; File No. SR-FICC-2005-14] Federal Register: December 6, 2005 (Vol. 70, No. 233)
Rule Filing SR-FICC-2005-13	Technical and Administrative changes to the Rules	Release No. 34-52085; File No. SR-FICC-2005-13 Federal Register: July 27, 2005 (Vol. 70, No. 143)
Rule Filing SR-FICC-2005-12	Technical Interpretation and Amendments Technical Interpretation and Amendments -- Amendment 1	Release No. 34-52065; File No. SR-FICC-2005-12 Federal Register: July 27, 2005 (Vol. 70, No. 143)
Rule Filing SR-FICC-2005-11	Fail Netting	Release No. 34-52157; File No. SR-FICC-2005-11 Federal Register: August 4, 2005 (Vol. 70, No. 149)
Rule Filing SR-FICC-2005-10	Business Continuity Testing	Release No. 34-52446; File Nos. SR-DTC-2005-04, SR-FICC-2005-10, and SR-NSCC-2005-05] Federal Register: September 21, 2005 (Vol. 70, No. 182)
Rule Filing SR-FICC-2005-09	Third Party Fee Collection	Release No. 34-52124; File No. SR-FICC-2005-09 Federal Register: June 13, 2005
Rule Filing SR-FICC-2005-08	GCF Repo Enhancement	Release No. 34-51579; File No. SR-FICC-2005-08 Federal Register: April 26, 2005 (Vol. 70, No. 79)
Rule Filing SR-FICC-2005-07	Clearing Fund Deadline	Release No. 34-51754; File No. SR-FICC-2005-07 Federal Register: April 21, 2005
Rule Filing SR-FICC-2005-06	Minimum Threshold For Margin Deficiency Calls	Release No. 34-51673; File No. SR-FICC-2005-06 Federal Register: April 4, 2005
Rule Filing SR-FICC-2005-05	Affiliate Guarantees Withdrawn
Rule Filing SR-FICC-2005-04	Rule Interpretation	Release No. 34-51095; File No. SR-FICC-2005-04 Federal Register: February 4, 2005 (Vol. 70, No. 23)
Rule Filing SR-FICC-2005-03	Changes to Cross-margining Agreement with CME	Release No. 34-51178; File No. SR-FICC-2005-03 Federal Register: February 16, 2005 (Vol. 70, No. 31)
Rule Filing SR-FICC-2005-02	Statutory Disqualification	Release No. 34-51340; File No. SR-FICC-2005-02 Federal Register: March 15, 2005 (Vol. 70, No. 49)
Rule Filing SR-FICC-2005-01	Material Organizational Changes	Release No. 34-51875; File No. SR-FICC-2005-01 Federal Register: June 24, 2005 (Vol. 70, No. 121)