Legal & Regulatory
SEC Rule Filings
Fixed Income Clearing Corporation (FICC) SEC Rule Filings
| SR # | Subject | SEC Approval Notice |
|---|---|---|
| Rule Filing SR-FICC-2007-11 |
Modifications to GSD and MBSD Fee Schedules |
Release No. 34–57596; File No. SR–FICC– 2007–11 Federal Register: April 7, 2008 (Volume 73, Number 67) |
| Rule Filing SR-FICC-2007-10 |
MBSD Value-at-Risk Participants Fund Methodology |
Release No. 34–57586; File No. SR–FICC– 2007–10 Federal Register: April 10, 2008 (Volume 73, Number 70) |
| Rule Filing SR-FICC-2007-09 |
Enhancements to the Correspondent Clearing Service |
Release No. 34–56820; File No. SR–FICC– 2007–09 Federal Register: November 27, 2007 (Volume 72, Number 227) |
| Rule Filing SR-FICC-2007-08 |
Reinstitution of the GCF Repo Service on an Inter-clearing Bank Basis |
Release No. 34–57652; File No. SR–FICC–2007–08
Federal Register: April 17, 2008 (Vol. 73, No. 75) |
| Rule Filing SR-FICC-2007-07 |
Technical Changes to Update Certain Provisions of the GSD and MBSD Rules |
Release No. 34-56189; File No. SR-FICC-2007-07
Federal Register: August 9, 2007 (Volume 72, Number 153) |
| Rule Filing SR-FICC-2007-06 |
Modifications to Hearing Procedures |
|
| Rule Filing SR-FICC-2007-05 |
Revisions relating to fines, Clearing Fund, and the Internal Watch List Amendment 1 to SR-FICC-2007-05 |
Release No. 34–58156; File No. SR–FICC–2007–05
Federal Register: Monday, July 21, 2008 (Vol. 73, No. 140) |
| Rule Filing SR-FICC-2007-04 |
Modifications to Disqualification Criteria Amendment 1 to SR-FICC-2007-04 |
|
| Rule Filing SR-FICC-2007-03 |
Final Deadline for GSD Repo Collateral Substitution Requests |
Final Deadline for GSD Repo Collateral Substitution Requests--Approval Order
Federal Register / Vol. 72, No. 74 / Wednesday, April 18, 2007 |
| Rule Filing SR-FICC-2007-02 |
GSD Rules Clarification with Respect to Obligations Associated with Brokered Repo Transactions |
GSD Rules Clarification with Respect to Obligations Associated with Brokered Repo Transactions--Approval Order
Federal Register / Vol. 72, No. 90 / Thursday, May 10, 2007 |
| Rule Filing SR-FICC-2007-01 |
The proposed rule change provides an interpretation of the comparison provision in the GSD's rules which states that each comparison issued by the GSD evidences a valid, binding and enforceable contract in respect of the compared trade. |
GSD Rule Filing Interpretation--Approval Order
Federal Register / Vol. 72, No. 44 / Wednesday, March 7, 2007 |