Legal & Regulatory
SEC Rule Filings
Fixed Income Clearing Corporation (FICC)
| SR # | Subject | SEC Approval Notice / Federal Register Notice |
|---|---|---|
| SR-FICC 2011-08 |
To expand the applicablibility of the fails charge to Agency debt securities transactions. |
Release No. 34–65910; File No. SR–FICC–2011–08
Federal Register (Vol. 76, No. 240) December 14, 2011 |
| SR-FICC 2011-07 |
The purpose of this rule filing is to make technical corrections to the Schedule of Timeframes, GCF Schedule of Timeframes and Fee Structure in the rules of the Government Securities Division of FICC. |
Release No. 34–65539; File No. SR–FICC– 2011–07 Federal Register (Vol. 76, No. 201) October 18, 2011 |
| SR-FICC 2011-06 |
To eliminate two MBSD rules that no longer utilized, one on exact match mode and one relating to cash adjustments. |
Release No. 34–65479; File No. SR–FICC– 2011–06 Federal Register on October 11, 2011 |
| SR-FICC 2011-05 |
To amend the rules regarding the GCF Repo service to adopt changes recommended by the Triparty Task Force |
Release No. 34-65213; File No. SR-FICC-2011-05
Federal Register on July 29, 2011 |
| SR-FICC 2011-04 |
To notify participants that MBSD will implement certain technical enhancements necessary to permit brokers to |
Release No. 34-64604; File No. SR-FICC-2011-04
June 6, 2011 |
| SR-FICC 2011-03 |
Rule filing to modify the range of haircuts currently applied to Eligible Clearing Fund Securities and Eligible |
Release No. 34-64488; File No. SR-FICC-2011-03,
May 13, 2011 |
| SR-FICC 2011-02 |
To make a technical clarifying change to the Corporation Default Rule of the Government Securities Division. |
Release No. 34-64004; File No. SR-FICC-2011-02
, March 2, 2011 |
| SR-FICC 2011-01 |
To notify participants that the Mortgage-Backed Securities Division intends to move the time at which it runs its daily morning pass as described in the filing. |
Release No. 34–64053; File No. SR–FICC–2011–01
Federal Register (Vol. 76, No. 49 ) March 14, 2011 |