Legal & Regulatory
SEC Rule Filings
This page lists Fixed Income Clearing Corporation (FICC) SEC Rule Filings
| SR # | Subject | SEC Approval Notice |
|---|---|---|
| Rule Filing SR-FICC 2012-04 |
For accelerated effectiveness, to clarify calculations to GSD's Clearing Fund Requirement |
|
| Rule Filing SR-FICC 2012-03 |
To expand the cross-margining between FICC and NYPC to include market professionals. |
Release No. 34-66989; File No. SR-FICC-2012-03,
Federal Register on April 4, 2012 |
| Rule Filing SR-FICC 2012-02 |
To remove functionality currently referred to in the GSD rules that are no longer utilized by the GSD participants |
Release No. 34–66853; File No. SR–ICC–2012–02,
Federal Register (Vol. 77, No. 83) Monday, April 30, 2012 |
| Rule Filing SR-FICC 2012-01 |
To make a technical correction to the rule relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers. |
Release No. 34–66785; File No. SR–FICC– 2012–01, Federal Register (Vol. 77, No. 74 )Tuesday, April 17, 2012 |