

| SR # | Subject | SEC Approval Notice |
|---|---|---|
| Rule Filing SR-NSCC-2009-01 |
The proposed rule change (filed pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934) amends Addendum O to NSCC’s rules to allow admission of entities that are organized in a country other than the U.S. (“non-U.S. entities”) for admission as limited members whose use of NSCC services is limited to NSCC Mutual Fund Services and Insurance and Retirement Processing Services. |
Release No. 34-59413; File No. SR-NSCC-2009-01
(Federal Register: Volume 74, Number 35) |
| Rule Filing SR-NSCC-2009-02 |
Revise the NSCC fee structure. |
Release No. 34–59607; File No. SR–NSCC– 2009–02 (Federal Register: Volume. 74, No. 57) |
| Rule Filing SR-NSCC-2009-03 |
Proposed Rule Change to clarify NSCC's Rules in regards to economic sanctions and embargo programs administered by the Office of Foreign Assets Control |
|
| Rule Filing SR-NSCC-2009-04 |
Rule Filing SR-NSCC-2009-04 |