SEC Rule Filings

National Securities Clearing Corporation (NSCC)

SR #	Subject	SEC Approval Notice
Rule Filing SR-NSCC-2012-04	Amendment to Rule 53 of NSCCs Rules and Procedures relating to the Alternative Investment Product Services to standardize and automate the method by which registered AIP broker-dealer members meet their good control location obligations for uncertificated securities
Rule Filing SR-NSCC-2012-03	Amendments to NSCCs Rules and Procedures relating to messaging and settlement enhancements to the In Force Transactions product service of NSCCs Insurance and Retirement Services and the establishment of the fees in connection therewith.
Rule Filing SR-NSCC-2012-02	Enhance NSCCs margining methodology as applied to municipal and corporate bonds	Release No. 34-66731; File No. SR-NSCC-2012-02, April 4, 2012
Rule Filing SR-NSCC-2012-01	This rule filing consists of technical corrections to the Rules and Procedures of NSCC.