To require that all locked-in trade data submitted to NSCC for trade recording be submitted promptly after trade execution (or in real-time), and to prohibit pre-netting and other practices that prevent real-time trade submission.

Amendment No. 1 to SR-NSCC-2013-05

The purpose of the proposed rule change is to amend NSCCs Rules and Procedures in connection with the implementation of FATCA.

The proposed rule change would amend NSCC’s Rules to provide for supplemental liquidity deposits to NSCC’s Clearing Fund designed to ensure that NSCC has adequate liquidity resources to meet its liquidity needs.

Amendment No. 1 to SR-NSCC-2013-02

The proposed rule change provides that NSCC may bilaterally net for settlement purposes positions in Special Trades so that any transactions in such securities (both receive and deliver obligations) between two counterparties would be bilaterally netted against each other. The proposed rule change also proposes a technical change with respect to the uniform settlement price for Net Balance Orders.