The Depository Trust Company ("DTC")
DTC is registered with and regulated by the U.S. Securities and Exchange Commission
DTC Rules, By-Laws and Organization Certificate
DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System
DTC Fee Guide And Fine Schedule
DTC Procedures
DTC Other
- Outside Counsel Legal Memorandum: Uncleared Swap Margin Rules: Custodial Risk and the Enforceability of Rights with Respect to Securities Posted as Initial Margin at The Depository Trust Company — Available to DTC Participants and Pledgees. Please contact abandler@dtcc.com to obtain a copy.
Fixed Income Clearing Corporation ("FICC")
FICC is registered with and regulated by the U.S. Securities and Exchange Commission
FICC Restated Certificate Of Incorporation And By-Laws
FICC Government Securities Division ("GSD") Rulebook and Other
FICC Mortgage-Backed Securities Division ("MBSD") Clearing Rules and Other
- MBSD Clearing Rules
- MBSD EPN Rules
- Outside Counsel Legal Opinion: Enforceability of the Termination and Netting Provisions of Rules 17A and 17 and the Loss Allocation Rules of Rule 4 Upon the Occurrence of a Corporation Default — Available to MBSD Clearing Members. Please contact dtemple@dtcc.com or npoulos@dtcc.com to obtain a copy.
- Outside Counsel Legal Opinion: Capped Contingency Liquidity Facility (CCLF) — Available to MBSD Clearing Members. Please contact dtemple@dtcc.com or npoulos@dtcc.com to obtain a copy.
National Securities Clearing Corporation ("NSCC")
NSCC is registered with and regulated by the U.S. Securities and Exchange Commission
NSCC Certificate Of Incorporation And By-Laws
NSCC Rules & Procedures