By-Laws, Rules and Service Guides

The Depository Trust Company ("DTC")

DTC is registered with and regulated by the U.S. Securities and Exchange Commission

DTC Rules, By-Laws and Organization Certificate

DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System

DTC Fee Guide And Fine Schedule

DTC Service Guides and Other

The contents of all Service Guides constitute "Procedures" as defined in the Rules of DTC.

Fixed Income Clearing Corporation ("FICC")

FICC is registered with and regulated by the U.S. Securities and Exchange Commission

FICC Restated Certificate Of Incorporation And By-Laws

FICC Government Securities Division ("GSD") Rulebook and Other

FICC Mortgage-Backed Securities Division ("MBSD") Clearing Rules and Other

  • MBSD Clearing Rules
  • MBSD EPN Rules
  • Outside Counsel Legal Opinion: Enforceability of the Termination and Netting Provisions of Rules 17A and 17 and the Loss Allocation Rules of Rule 4 Upon the Occurrence of a Corporation Default — Available to MBSD Clearing Members. Please contact dtemple@dtcc.com or npoulos@dtcc.com to obtain a copy.
  • Outside Counsel Legal Opinion: Capped Contingency Liquidity Facility (CCLF) — Available to MBSD Clearing Members. Please contact dtemple@dtcc.com or npoulos@dtcc.com to obtain a copy.

National Securities Clearing Corporation ("NSCC")

NSCC is registered with and regulated by the U.S. Securities and Exchange Commission

NSCC Certificate Of Incorporation And By-Laws

NSCC Rules & Procedures











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