Depository Trust & Clearing Corporation

 

Legal & Regulatory

Rules and Procedures

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This section provides Rules and Procedures from DTCC's Subsidiaries as well as fee information, in the form of guides to NSCC and DTC Fee Schedules.  DTC, FICC and NSCC are registered as clearing agencies with the U.S. Securities and Exchange Commission ("SEC").

The Depository Trust Company (DTC)

DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System.

Rules, By-Laws and Organization Certificate of The Depository Trust Company (effective February 29, 2008)

National Securities Clearing Corporation (NSCC)

NSCC is regulated by the U.S. Securities and Exchange Commission (SEC).

Rules and Procedures of National Securities Clearing Corporation (effective March 18, 2008)

Fixed Income Clearing Corporation (FICC) - Government Securities Division

FICC is registered with and regulated by the U.S. Securities and Exchange Commission (SEC).

Fixed Income Clearing Corporation - Government Securities Division Rulebook (effective May 8, 2008)

FICC - Government Securities Division - CME Cross-Margining Agreement (as incorporated in the rules; effective February 2007)

FICC - Government Securities Division - TCC Cross-Margining Agreement (as incorporated in the rules; effective February 2007)

FICC - Government Securities Division - U.S. Department of the Treasury: Reaffirmation of Relief Relating to Certain Capital and Customer Protection Rules (effective May 2006)

Fixed Income Clearing Corporation (FICC) - Mortgage-Backed Securities Division

FICC is registered with and regulated by the U.S. Securities and Exchange Commission (SEC).

Fixed Income Clearing Corporation - Mortgage-Backed Securities Division Clearing Rules (effective April 18, 2008)

Fixed Income Clearing Corporation - Mortgage-Backed Securities Division EPN Rules (effective April 8, 2008)

Who to Call

Customer Service
1.888.382.2721

Customer Service (Int'l)
1.212.855.8099

Press Contacts
1.212.855.5471

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Reengineering Project

DTCC has undertaken the reengineering of its core systems for securities underwriting and corporate actions processing for the U.S. financial services industry.

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