This section provides rules and procedures from DTCC's subsidiaries as well as fee information, in the form of guides to NSCC and DTC Fee Schedules.
To view the rules and procedures that govern each subsidiary's operations, including information on default procedures or insolvency, please click on the rules, by-laws and procedure documents below.
DTC, FICC and NSCC are registered as clearing agencies with the U.S. Securities and Exchange Commission ("SEC").
DTCC, through its subsidiaries, provides clearing, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securities, money market instruments and over-the-counter derivatives. In addition, DTCC is a leading processor of mutual funds and insurance transactions, linking funds and carriers with their distribution networks.
By-Laws of The Depository Trust & Clearing Corporation (effective May, 2010)
DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System.
Rules, By-Laws and Organization Certificate of The Depository Trust Company (effective March 2013)
NSCC is regulated by the U.S. Securities and Exchange Commission (SEC).
Rules and Procedures of National Securities Clearing Corporation (effective April 4, 2013)
FICC is registered with and regulated by the U.S. Securities and Exchange Commission (SEC).
FICC - Government Securities Division - CME Cross-Margining Agreement (as incorporated in the rules; effective August 24, 2012)
NYPC Cross-Margining Agreement (effective August 7, 2012)
Fixed Income Clearing Corporation - Mortgage - Backed Securities Division Clearing Rules (effective January 7, 2013)
Fixed Income Clearing Corporation - Mortgage-Backed Securities Division EPN Rules (effective April 8, 2008)
Customer Service (Int'l)
DTCC announced the first non-domestic members of GSD, reflecting DTCC’s growth and expansion in the global marketplaceRead More