To enhance the calculation of the volatility component of the Clearing Fund formula that utilizes a parametric Value-at-
Risk model and eliminate the Market Maker Domination charge
Amendment No. 1 to SR-NSCC-2017-808
Enhance the process for submitting and accepting ETF creations and redemptions.
Release No. 34-82544; File No. SR-NSCC-2017-019
(January 19, 2018)
Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017
Permit eligible CMU T+1 trades to settle at NSCC either through CNS or through the Balance Order Accounting
Operation on a trade-for-trade basis.
Require that trade data submitted through NSCCs Correspondent Clearing service be submitted in real-time and
prohibit pre-netting and other practices that prevent real-time trade submission.
Proposed liquidity program to raise prefunded liquidity through the issuance and private placement of short-term, unsecurited notes ("Prefunded Liquidity Program"), which will consist of a combination of commerical paper notes and extendible notes.
Amendment No. 1 to SR-NSCC-2015-802
Clarification of NSCC's Rules & Procedures ("Rules") relating to the process by which NSCC Members submit buy-ins within NSCC's Continuous Net Settlement ("CNS") system.
Revisions to the DTC Custody Service Guide and the DTC Deposits Service Guide.
Advance Notice in connection with the Renewal of NSCC's Existing Line of Credit.
Release No. 34-74906; File No. SR-NSCC-2015-801
(May 7, 2015)