Amend the Mortgage-Backed Securities Division Stress Testing Methodology
Close-Out and Funds-Only Settlement Processes Associated with the Sponsoring Member, Sponsored Member
Include a New Foreign Legal Opinion Fee Applicable to Non-U.S. Membership Applicants, and Delete a Requirement
for Direct Non-U.S. Members Relating to Annual Opinion Updates.
Release No. 34-87834; File No. SR-FICC-2019-006
(December 20, 2019)
Proposal to Issue Term Debt as Part of NSCC’s Liquidity Risk Management
Codify the Processing of Conditional Prepayment Rate Claims in the MBSD Rules and Make Other Changes.
Release No. 34-84236; File No. SR-FICC-2018-006
(September 20, 2018)
Update the Government Securities Division Rulebook and the Mortgage-Backed Securities Division Clearing Rules to
introduce a floor to the calculation of the fails charges and make other changes
To enhance the calculation of the volatility component of the Clearing Fund formula that utilizes a parametric Value-at-
Risk model and eliminate the Market Maker Domination charge
Amendment No. 1 to SR-NSCC-2017-808
Enhance the process for submitting and accepting ETF creations and redemptions.
Release No. 34-82544; File No. SR-NSCC-2017-019
(January 19, 2018)
Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017