Codify the Processing of Conditional Prepayment Rate Claims in the MBSD Rules and Make Other Changes.
Release No. 34-84236; File No. SR-FICC-2018-006
(September 20, 2018)
Update the Government Securities Division Rulebook and the Mortgage-Backed Securities Division Clearing Rules to
introduce a floor to the calculation of the fails charges and make other changes
To enhance the calculation of the volatility component of the Clearing Fund formula that utilizes a parametric Value-at-
Risk model and eliminate the Market Maker Domination charge
Amendment No. 1 to SR-NSCC-2017-808
Enhance the process for submitting and accepting ETF creations and redemptions.
Release No. 34-82544; File No. SR-NSCC-2017-019
(January 19, 2018)
Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017
Clarification of NSCC's Rules & Procedures ("Rules") relating to the process by which NSCC Members submit buy-ins within NSCC's Continuous Net Settlement ("CNS") system.
Proposed rule change to clarify that Federal Reserve Banks, central counterparties, and central securities depositories shall not be considered either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants”, and Registered Investment Companies Shall Be Considered “Voluntary Purchaser Participants”.
Release No. 34-73642; File No. SR-FICC-2014-08
Release No. 34-71455 ; File No. SR-NSCC-2013-13 (January 31, 2014)
Release No. 34-71637; File No. SR-NSCC-2013-12 (February 28, 2014)